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FACTORS RELATED TO ALCOHOL RELAPSE IN PERSONS WITH ALCOHOL
DEPENDENCE IN THAI NGUYEN HOSPITALS, VIETNAM
Mr. Trieu Van Nhat
A Thesis Submitted in Partial Fulfillment of the Requirements
for the Degree of Master of Nursing Science Program in Nursing Science
Faculty of Nursing
Chulalongkorn University
Academic Year 2018
Copyright of Chulalongkorn University
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ACKNOWLEDGEMENTS
I would like to take this opportunity to express my heartfelt gratitude to people
who have helped me to complete this study. I would first like to express my very great
appreciation to my major advisor, Assist. Prof. Penpaktr Uthis for her guidance and
support during the planning and development of this study, for her patience, motivation,
and immense knowledge. The door to her office has always opened whenever I had a
trouble or question about my research. I am very grateful to have the opportunity to
study under her guidance. I would also like to express my high regard and sincere
gratitude to my co-advisor, Dr. Sunisa Suktrakul for her continuous support, academical
and emotional assistance, and constructive advice and suggestions. I have been so lucky
to have a supervisor who cared so much about my work.
I would like to extend my sincere appreciation to other committee members,
Assoc. Prof. Jintana Yunibhand and Assist. Prof. Natkamol Chansatitporn for their
insightful comments and suggestions, but also the hard question which helped me
broaden my horizon and made my thesis much better.
I am grateful to Chulalongkorn University and Dean of Faculty of Nursing,
Chulalongkorn University for providing academic assistance to pursue my master
course in Thailand. My sincere thanks also goes to all lectures and staffs in Faculty of
Nursing, Chulalongkorn University for their teaching, guidance, and encouragement.
I am particularly grateful for the assistance given by the Directors, doctors,
nurses, and other staffs of Thai Nguyen National Hospital, Thai Nguyen Psychiatry
Hospital, Thai Nguyen A Hospital, Thai Nguyen C Hospital, and Thai Nguyen Gang
Thep Hospital in Thai Nguyen city, Vietnam for their unconditional support. Also, I am
grateful to the participants and their families for their beliefs and enthusiasm.
I wish to acknowledge the help provided by my classmates and friends in the
master and Ph.D. program for friendship, enthusiasm, and assistance. I would also like
to thank all my friends in Vietnam and Thailand who have always given me support
when needed. Last but not means least, I would like to thank my family: my
grandparents, my parents, and my brothers for their unconditional and unlimited
support, encouragement and love, and without which I would not have come this far.
TABLES OF CONTENTS
ABSTRACT (THAI) ...................................................................................................iv
ABSTRACT (ENGLISH) .............................................................................................v
ACKNOWLEDGEMENTS...........................................................................................v
TABLES OF CONTENTS ..........................................................................................vii
LIST OF TABLES.........................................................................................................x
LIST OF FIGURES ......................................................................................................xi
CHAPTER I INTRODUCTION....................................................................................1
Background and Significance of the study ................................................................1
Objectives of the study...............................................................................................6
Research questions.....................................................................................................6
Rationale and Hypotheses..........................................................................................6
Scope of the study....................................................................................................10
Operational definitions.............................................................................................10
Expected benefits.....................................................................................................12
CHAPTER II LITERATURE REVIEW .....................................................................13
2.1 Overview of persons with alcohol dependence .................................................14
2.1.1 Description of alcohol dependence.............................................................14
2.1.2 Alcohol dependence and brain system........................................................15
2.1.3 Characteristic of persons with alcohol dependence ....................................17
2.1.4 Prevalence and incidence of alcohol dependence.......................................18
2.1.5 The consequence of alcohol consumption ..................................................18
2.2 Overview of alcohol relapse ..............................................................................20
2.2.1 Definition of alcohol relapse.......................................................................20
2.2.2 Prevalence and incidence of alcohol relapse ..............................................22
2.2.3 The measuring of alcohol relapse ...............................................................22
2.3 Overview of alcohol use and treatment and care for alcohol dependence in
Vietnam....................................................................................................................23
2.3.1 Overview of alcohol use in Vietnam ..........................................................23
2.3.2 The burden of alcohol drinking behavior in Vietnam.................................25
2.3.3 Treatment and care for alcohol dependence in Vietnam ............................26
2.4 The Relapse Prevention Model..........................................................................29
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2.5 Factors related to alcohol relapse among persons with alcohol dependence.....30
2.5.1 Overview of factors related to alcohol relapse ...........................................30
2.5.2 Relationship between selected factors in this study and alcohol relapse....32
2.6 The conceptual framework in this study............................................................46
2.7 Nursing intervention for persons with alcohol relapse ......................................47
CHAPTER III METHODOLOGY ..............................................................................51
3.1 Research Design.................................................................................................51
3.2 Settings...............................................................................................................51
3.3 Population and sample .......................................................................................52
3.4 Research instruments .........................................................................................55
3.4.1 Instrument for the screening of participants ...............................................55
3.4.2 Instruments for data collection....................................................................56
3.5 Instrument Translation Process..........................................................................62
3.6 Instrument validity.............................................................................................63
3.7 Protection of human subjects.............................................................................65
3.8 Data Collection ..................................................................................................66
3.9 Data analysis......................................................................................................67
CHAPTER IV RESULTS............................................................................................68
4.1 Demographic characteristics of the participants................................................68
4.2 Description of the dependent variable and independent variables.....................71
4.2.1 Description of dependent variable ..............................................................71
4.2.2 Description of independent variables..........................................................71
4.3 The relationship between independent variables and alcohol relapse ...............90
CHAPTER V CONCLUSION AND DISSCUSSION ................................................93
5.1 Conclusion .........................................................................................................93
5.2 Discussion..........................................................................................................94
5.2.1 Demographic characteristics of the participants.........................................95
5.2.2 The situation of alcohol relapse ..................................................................98
5.2.3 Factors related to alcohol relapse in persons with alcohol dependence in Thai
Nguyen hospitals, Vietnam................................................................................100
5.3 Recommendations............................................................................................116
5.3.1 Recommendations for nursing practice ....................................................116
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5.3.2 Recommendations for further studies.......................................................118
5.3.3 Recommendations for the health care system in Thai Nguyen, Vietnam.119
REFERENCES ..........................................................................................................113
APPENDICES ...........................................................................................................135
Appendix A Approval of thesis proposal..............................................................136
Appendix B IRB approval .....................................................................................137
Appendix C Permission for data collection ...........................................................138
Appendix D Permission for using instruments......................................................142
Appendix E List of instrument translators.............................................................148
Appendix F List of experts for content validity.....................................................149
Appendix G Research instruments.........................................................................150
Appendix H Participant Information sheet ............................................................167
Appendix I Consent form.......................................................................................170
VITA..........................................................................................................................171
LIST OF TABLES
Table 1 Sample size of participants.............................................................................54
Table 2 The validity and reliability testing of all instruments.....................................65
Table 3 Demographic characteristics of participants (n=110).....................................68
Table 4 Frequency, percentage, range, mean, and standard deviation of number of
alcohol relapse (n=110) ...............................................................................................71
Table 5 Frequency, percentage, range, mean, and standard deviation of drinking
refusal self-efficacy (n=110)........................................................................................72
Table 6 Mean and standard deviation of drinking refusal self-efficacy (n=110) ........73
Table 7 Range, mean, and standard deviation of outcome expectancies (n=110).......74
Table 8 Mean and standard deviation of outcome expectancies (n=110)....................75
Table 9 Frequency, range, mean, and standard deviation of craving (n=110).............77
Table 10 Frequency, percentage, mean and standard deviation of craving (n=100)...78
Table 11 Range, mean, and standard deviation of motivation (n=110).......................80
Table 12 Mean and standard deviation of motivation (n=110)....................................81
Table 13 Range, mean, and standard deviation of coping (n=110) .............................83
Table 14 Mean and standard deviation of coping (n=110)..........................................84
Table 15 Range, mean, and standard deviation of emotional states (n=110) ..............86
Table 16 Mean and standard deviation of emotional states (n=110)...........................87
Table 17 Frequency, percentage, range, mean, and standard deviation of social
support (n=110)............................................................................................................88
Table 18 Mean and standard deviation of social support (n=110)...............................89
Table 19 Correlation coefficients of independent variable and alcohol relapse (n=110)
......................................................................................................................................91
LIST OF FIGURES
Figure 1 Hospitals providing treatment for persons with alcohol dependence in Thai
Nguyen province, Vietnam..........................................................................................28
Figure 2 The original Relapse Prevention model (Marlatt & Gordon, 1985)..............30
Figure 3 The conceptual framework of this study .......................................................47
Figure 4 Diagram of sampling process........................................................................55
CHAPTER I
INTRODUCTION
Background and Significance of the study
Alcohol dependence is one of the major health and social problems seen in
nearly all countries. Globally, number of people with alcohol use disorders including
alcohol dependence and alcohol abuse were estimated at 107 million in 2017, measured
across both sexes and all ages (Ritchie & Roser, 2018). In the United States, this
corresponding rate was 15.1 million of the adult population (NIAAA, 2016). Regarding
European countries, the prevalence of alcohol dependence was reported at 6-8% of the
total population (Parkash, Sharma, & Sharma, 2017). In Asia, the high rate of alcohol
dependence was found in South Korea (4.7%), Kazakhstan (3.3%), and Uzbekistan
(3.3%) (Monzavi, Afshari, & Rehman, 2015). In Vietnam, 2.9% of the Vietnamese
were diagnosed with alcohol dependence (Monzavi et al., 2015).
Alcohol dependence is defined as “a group of physiological, behavioral, and
cognitive phenomena in which the use of alcohol is a much higher priority for a person
than other behaviors” (WHO, 1992). It is also accepted as a psychiatric disorder with
harmful physical, mental and social consequences. For example, alcohol dependence
was the cause of 3 million deaths in 2016 (WHO, 2018). Besides, it has various effects
on both health and economic status of alcoholics such as physical illness (Rehm, Taylor,
et al., 2010); unemployment, loss of earning, and family conflicts (WHO, 2010).
Additionally, there is a negative impact of alcohol dependence on other people who are
spouses, children, relatives, friends, and even strangers (APA, 2018).
Despite preventive efforts, many people fall into relapses after a period of
abstinence. According to the National Institute of Alcohol Abuse and Alcoholism
(NIAAA), evidence shows that in the Unite Stated, 90% of alcohol-dependent patients
have experienced at least one relapse within 4 years after the treatment completion
(NIAAA, 1989). Similarly, other researchers reported the high rate of alcohol relapse
among people with alcohol use disorder ranging from about 37.6% to 60.5% by the 16-
year follow-up (Moos & Moos, 2006). In Asian countries, alcohol relapse is also a
common problem. For example, a study in China showed that nearly 80% of patients
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with alcohol dependence had experienced relapse after completing treatment (Xie &
Liu, 2015).
Relapse is a term used to display the return to previous levels of symptomatic
behavior and considered as a complex multidimensional phenomenon (Dawson et al.,
2005). Historically, it was seen as an ominous sign and had a negative meaning (Marlatt
& George, 1984). While modern researchers considers relapse to alcohol as a
transitional process from the abstinence period to the addiction to alcohol (Hartney &
Gans, 2017). In recent years, for mostly acceptable, alcohol relapse is defined as reemergence of alcohol dependence syndrome as per International Classification of
Disease Tenth Version (ICD-10) diagnostic criteria after a period of abstinence for at
least one month (Kaundal, Sharma, & Jha, 2016; Parkash et al., 2017)
Alcohol relapse is significant for nursing practice. For a long time, substance
and alcohol abuse was addressed as an important nursing problem and nursing has
become more involved in the spectrum of substance use disorders (Nies & McEwen,
2011). It is noteworthy that preventing relapse is one of the favorable nursing outcomes
during treatment of alcohol dependence. The goal is to help people with alcohol
dependence to identify trigger situations of relapse so that the period of abstinence can
be lengthen over time (Varcarolis, 2013). In addition, understanding relapse as normal
process can help nurses feel less pressured to get patient into treatment and easily
maintaining an accepting, nonjudgment-mental attitude (Nies & McEwen, 2011).
Exploring factors that contribute to relapse is a crucial part of relapse prevention
strategies (Witkiewitz & Marlatt, 2007). In the literature, many theories have been
developed to explain the occurrence of relapse (Simonelli, 2005). Among which, the
Relapse Prevention (RP) model is widely used (Marlatt & Gordon, 1985). Based on this
model, factors related to relapse are divided into two broad categories: intrapersonal
determinants which refer to emotional states, self-efficacy, coping, motivation,
outcome expectancies, craving, and abstinence violation effects and interpersonal
determinants including relationship conflicts, peer pressure, social pressure, and social
support (Marlatt & Witkiewitz, 2005).
Based on the RP model, many studies have been conducted to identify factors
which might contribute to develop relapse or create a high-risk situation for relapse
(Adamson, Sellman, & Frampton, 2009; Charney, Zikos, & Gill, 2010; Evren et al.,
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2010; McKay, 2011). From the literature, many factors were found to be correlated to
relapse such as self-efficacy (Ibrahim, Kumar, & Samah, 2011; Nikmanesh, Baluchi,
& Motlagh, 2017), outcome expectancies (Anthenien, Lembo, & Neighbors, 2017;
Nicolai, Moshagen, & Demmel, 2017), coping strategies (Metzger et al., 2017; Opalach
et al., 2016), emotional states (Bravo, Pearson, Stevens, & Henson, 2016; Oliva et al.,
2018; Sureshkumar, Kailash, Dalal, Reddy, & Sinha, 2017), motivation (D’Souza &
Mathai, 2017; Gaume, Bertholet, & Daeppen, 2017), cravings (Kharb, Shekhawat,
Beniwal, Bhatia, & Deshpande, 2018; Sinha et al., 2011; Stohs, Schneekloth, Geske,
Biernacka, & Karpyak, 2019), and social support (Atadokht, Hajloo, Karimi, &
Narimani, 2015; Githae, 2016; Yang, Xia, Han, & Liang, 2018).
This is worrisome as relapse after treatment of alcohol dependence causes
various problems. For example, it might cause such negative consequences as
impairment of cognitive, medication non-adherence, personal distress, and
hospitalizations (Pigott et al., 2003). Relapse is also the main reason of increasing the
cost of treatment, excessing of health care services utilization, and losing of
productivity (Nancy, Pacula, Kilmer, Lundberg, & Chiesa, 2009). According to the
Center for Substance Abuse Treatment (CSAT), relapse is the cause of negative effects
on the relationship between family members such as role modeling, trust, and concept
of normative behavior (CSAT, 2004). In addition, it might contribute to numbers of
social and economic problems, for example, unemployment, poor job performance, and
increase in crime rates (Parrott, Morinan, Moss, & Scholey, 2004).
In Vietnam, alcohol is commonly used in society. It has been observed in many
events from casual gathering, celebrations to important ceremonies (Lincoln, 2016).
There are many acceptable standard of drinking alcohol such as a quoting “a hundred
percent” - requires the drinkers to down shots of liquor in tandem or “not drunk not
going home” - a pressure for the drinkers to consume more alcohol, even drink to
intoxication (Craig, 2002). As a consequence, alcohol consumption is one of the main
causes of medical and social burden. In the country, 7.3% of all-cause deaths were
estimated as related to alcohol consumption for 2016 (WHO, 2016). For the same year,
nearly 10% of Vietnamese’s men aged 50 to 69 years old died of alcohol-related liver
cancer (Vietcetera, 2018).
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Unfortunately, in Vietnam, treatment for people with alcohol dependence is
heavily biased toward medication (Cuong, 2017). The psychiatric nurses provide
interventions for patients with alcohol dependence mostly focus on medical technique
such as injection and infusion. While the psycho-education or psychosocial treatments
are rarely provided. (Niemi, Thanh, Tuan, & Falkenberg, 2010). It is might due to the
lack of the guidance and evidence-based nursing intervention that can guild the nurse
to provide effective intervention for their clients.
Besides, there is a lack of social support system and follow-up services provided
to alcohol-dependent patients when they discharge (Hoa, 2014). Although, health care
services are available at the community, it limited to case-management of schizophrenia
and epilepsy (Giang, Dzung, Kullgren, & Allebeck, 2010). Therefore, alcohol relapse
has become a common problem. A study conducted in Hanoi, Vietnam reported that
62.8% of patients with alcohol dependence had relapsed more than once after one year
of discharge (Mai & Viet, 2014).
There is no doubt that relapse prevention is an essential part of treatment for
alcohol dependence (Witkiewitz & Marlatt, 2007). Understanding factors relating to
relapse allows the clinicians to develop effective relapse prevention strategies
(Hendershot, Witkiewitz, George, & Marlatt, 2011). However, in Vietnam, to the best
of our knowledge, only one study mentioned above was conducted to explore alcohol
relapse - it did not evaluate the association between alcohol relapse and its related
factors. Therefore, few evidence-based interventions were available. For this reason,
this study was designed to fill the gap of exploring alcohol relapse by describing the
relapse situation and investigating the relationship between alcohol relapse and several
psychological factors in individuals with alcohol dependence.
In Vietnam, Thai Nguyen is a province with high prevalence of alcohol
consumption (Go et al., 2013; Hang, 2010). In this province, alcohol is easy to buy at
markets and restaurants. Local residents highly believe that drinking is an indispensable
part of society and refuse to drink may be noticed as rude or worse (Hershow et al.,
2018). In 2010, 61.3% of male respondents in Thai Nguyen city were harmful drinkers.
Among them, 19.7% reported likely to display alcohol dependence (Hang, 2010). This
number is far higher when compared to other provinces. For example, among the