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384 Paul Zorabedian
7.1.1.5 Camera Lenses
There are at least three published reports on the use of camera lenses as collimators in ECLs. Heckscher and Rossi [57] reported the use of a TV camera
lens for intracavity collimation of a Littrow grating cavity, but gave no indication
of the feedback strength obtained. Sommers [58] evaluated several camera
lenses from f10.99 (25-mm focal length) to f12.0 (50-mm focal length). The
lenses gave only about 1% feedback when used with a grating, and it was concluded that spherical aberration was responsible for the poor performance since
the lenses were not used in their intended geometry. Fleming and Mooradian
successfully employed camera lenses in an ECL [38]. They used 50-mm focal
length,fll.4 seven-element lenses. All air-glass surfaces were AR coated.
7.1.1.6 Ball Lenses
Glass spheres can be used to couple the gain medium to waveguide or fiberpigtailed external filters. However, the spherical aberrations are too great to be
useful for collimation in bulk optic cavities.
7.1.1.7 Lensed Fiber
Lensed optical fiber [59] can be used to couple the gain medium to fiberpigtailed external cavities. However. this method requires the fiber to be in very
close proximity to the facet, which gives rise to the danger of facet damage.
There is also a very high sensitivity of the coupling loss to lateral misalignment.
7.7.2 Optics for Beam Expansion and Shaping
7.1.2.1 Cylindrical Lenses
A cylindrical lens can be used in an ECL [60] to form a line illumination on
a diffraction grating. This implements a degenerate resonator in one dimension
and provides a high degree of angular misalignment tolerance while maintaining
high spectral selectivity. Critical to the success of this technique is the fact that
the cylinder axis can be inclined with respect to the optical axis at a large angle
to match the grating angle of incidence without introducing a large amount of
spherical aberration. This is because the cylinder lens has no power in this plane
and appears to be a tilted plate.
7.1.2.2 Prisms
The use of prism beam expanders allows the use of a compact, high-resolution
grating-tuned extended-cavity laser [61]. A particularly useful geometry is when the
apex angle 8, is cut so that
8, = 90" - tan-' (11) . (44)
where ri is the index of refraction of the prism material. For this choice of apex
angle, the output beam is normal to the exit face of the prism (which is the
8 Tunable External-Cavity Semiconductor Lmers 385
condition of maximum expansion) when the angle of incidence equals the Brewster angle. The magnification of each prism is then equal to the index of refraction of the prism material, that is, M = 17.
7.2 Tunable Filters
The ideal filter for an ECL has a bandwidth that is less than the axial mode
spacing of the cavity and has 0-dB insertion loss at its peak. No real filter is
ideal, but a number of different types of wavelength-selective elements have
been used to tune external cavity lasers. The filters are grouped according to
whether they are actuated by mechanical means (e.g., have moving parts) or
electronically (no moving parts).
7.2. 7 Mechanically Tuned Filters
7.2.1.1 Diffraction Gratings
7.2.1.1.1 Types of Gratings
Diffraction gratings are the most common type of filter used in ECLs and
have arguably the best optical performance. A diffraction grating consists of a
large number of regularly spaced grooves on a substrate. The distance between
adjacent grooves is called the pitch. If the underlying substrate is reflective. then
we have a I;?jection gl-atiizg [Fig. 18(a)]. If the substrate is transmissive, then the
device is said to be a tl-ansmissiorz gmtiizg [Fig. 18(b)].
Diffraction gratings are also classified by the way in which they are manufactured. When the grooves are created by scribing with a ruling engine, the
device produced is a ruled mastel- grating. Relatively few masters are produced,
and these are rarely sold. The groove pattern of the master can be faithfully
Transferred by a contact process to a number of replica gratings, which are then
made available commercially (e.g.. by Milton Roy).
Diffraction grating groove patterns are also generated by exposing photoresist with the fringe pattern created bj two interfering beams of laser light,
Such gratings are called holographic and are also sold commercially (e.g., by
American Holographic).
7.2.1.1.2 Principle of Operation
When a beam of light is incident on a grating, each groove generates a diffracted wavelet. For each wavelength component in the incident beam, the constructive interference of the diffracted components from each groove occurs at a
unique set of discrete directions called the diffraction oi-del-s of the grating.
7.2.1.1.3 The Grating Equation
grating equation:
The geometry of the diffraction pattern from a grating is governed by the
386 Paul Zorabedian
a [ sin oi + sin cp,) = n7~ , (45)
where a is the groove spacing (pitch). is the incident angle, 'p, is the diffracted
angle of the m'th order, and n7 is the order of diffraction. The diffracted light is
dispersed according to its spectral content. with different wavelengths appearing
at different angles. Differentiating the grating equation gives the angular dispersion D, which describes how much the diffraction angle changes as the wavelength varies:
Diffraction gratings are usually used in first order in ECLs, that is. with ni = 1. The
zeroth-order (specular reflection) beam is sometimes used for output coupling.
The wavelength resolution of a grating-tuned external cavity is determined
by the angular dispersion multiplied by the acceptance angle for coupling back
into the gain medium active region. The angular dispersion can therefore be used
FIGURE 1 8
(reproduced with permission from Palmer [62]).
Types of plane diffraction gratings. (a) Reflection grating. (b) Transmission grating
8 Tunable External-Cavity Semiconductor lasers 387
as a figure of merit, but it must be remembered that the parameter of ultimate
importance is the grating resolution divided by the axial mode spacing of the
external cavity. (For a detailed description of multiple-prism grating dispersion.
see Chapier 2.)
7.2.1.1.4 Common Mountings
Diffraction gratings in external cavity lasers combine the functions of the filter and external mirror. In extended cavities, the light from the grating must be
retroreflected back into the gain medium. Two common retroreflecting mounting
geometries for diffraction gratings in extended-cavity lasers are the autocollimation (Littrow) configuration and the grazing-incidence (GI) configuration.
7.2.1.1.4.1 Littrow Moztnting In the Littrow configuration [Fig. 19(a)], [he
angles of incidence and diffraction are equal: Oj = 'pl. The grating equation becomes
In this case the angular dispersion of the retroreflected beam is identical to that
of the diffracted beam and is given by
A typical angle of incidence for the Littrow configuration is Oi - 50".
7.2.1.1.4.2 Grazing-Zncidence Mounting In the grazing-incidence configuration (Fig. 19b). the intracavity beam makes two passes at the grating. The
diffracted light from the second pass is a retroflection of the incident light from
FIGURE 1 c' Diffraction grating mountings. (a) Littrou. (b) Grazing incidence.
388 Paul Zorabedian
the first pass. Therefore, the angular dispersion of the retroreflected light is twice
that of the light diffracted on one pass:
The dispersion of the grazing-incidence configuration is therefore twice that of the
Littrow configuration for the same angle of incidence. In addition, the grazingincidence configuration is typically used with a much higher angle of incidence,
for example, 8, - 85".
7.2.1.1.5 Grating Efficieizcy
7.2.1.1.5.1 Blazed Gratings Blazing refers to an enhancement in efficiency that is obtained at a particular wavelength when the grooves on the grating surface have a triangular shape. A simple explanation for this effect is that
when the specular reflection from the top surface of each groove coincides with
the direction of diffraction, the reflections reinforce the diffraction effect and the
efficiency is maximized. The wavelength h, at which this reinforcement occurs
is called the "blaze wavelength." The angle 8, of the top surface of the groove
with respect to the macroscopic surface of the grating is called the "blaze angle."
The terminology derives from the observation that a grating will light up or
"blaze" when viewed at the correct angle.
The blaze angle of ruled gratings is defined during the process of ruling the
master grating and is transferred to the replica. The simplest type of holographic
grating has a sinusoidal shape. However, after interferometric recording, the
grooves of holographic gratings can be shaped to approximate blazing by an ionbeam milling process.
In a Littrow mounting the blaze condition is satisfied when the tops of the
grooves are perpendicular to the incident beam. The diffraction efficiency rises
as the angle of incidence is increased up to -8, and falls thereafter. This simple
description is only valid for low blaze angles (up to -10'). Working near 1, for
small blaze angles implies a small diffraction angle as well, so that k<a. This is
the regime of validity for scalar diffraction theory, in which the diffraction efficiency is nearly independent of polarization.
7.2.1.1.5.2 Polarization Effects To obtain greater angular dispersion it is
necessary to use larger blaze and diffraction angles, which implies IL - a. This is
the regime of vector diffraction theory in which polarization effects become significant. For blaze angles above -lo", the diffraction efficiency strongly depends
on the orientation of optical polarization with respect to the direction of the
grooves. A particularly useful regime for tuning ECLs is the range of blaze
angles from about 22" to 38". For this regime, there is a broad plateau of high
efficiency for €Il > 8, when the incident polarization is perpendicular to the