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234 Norman P. Barnes
a Z b
C
e
d
Z
FIGURE 6 Orbits in octahedral symmetry. (a, u orbit. (b) 1' orbit. (cj x orbit. (d) y orbit. (e) :orbit.
6 Transition Metal Solid-state Lasers 35
S=-K(T)(Y2,(6.$) + &&$))/2': , ;5 j
Electron o'rbits described by these linear combinations of functions are graphed
in Fig. 6. As can be seen, the 3dT orbits are maximized along the .I, y, and I
axes. that is, the orbits are directed ton ard the positions of the nearest neighbors.
On the other hand, the 3d~ orbits are maximized at angles directed between the
nearest neighbors. Because the nearest neighbors usually have a net negative
charge, it is logical that the orbits directed toward the nearest neighbors uould
have a higher energy. In essence, the electrons are being forced to go where they
are being repulsed.
A calculation of the energies of the molecular bonding orbits must include
the effects of the mutual repulsion. Mutual repulsion energy contributions can be
expressed in terms of the Racah parameters, A. B, and C Racah parameters, in
turn. are expressed in term5 of Slater integrals: however, it is beyond the scope
of xhis chapter to delve into the details. Suffice it to say that the 4 term is an
additive term on all of the diagonal elements. When only energy differences are
to be calculated. this term drops out. The B and C energy terms occur on many
off-diagonal elements. However. Tanabe and Sugano observed that the ratio of
C/B is nearly constant and in the range of 4 to 5. A slight increase of this ratio is
noted as the nuclear charge increases while the number of electrons remains
constant. A. ratio of C/B of 3.97 was expected based on Slater integral formalism.
Thus. the mutual repulsion contribution to the energy levels can be approximated if only a single parameter is known. Usually this parameter is the Racah
parameter B. Hence, many of the Tanabe-Sugano calculations are normalized by
this parameter.
Crystal field contributions to the energy of the molecular orbits can be
described by the parameter Dq. Remember that lODq is the energy difference
between the 3dT and the 3~1e levels for a single 3d electron. Consider the case
where there are N electrons. These electrons can be split between the 3dT and
3d~ orbits. Suppose II of these electrons are in the 3de orbits. leaving N-n of
them in the 3dT orbits. Crystal field effect contributions to the energy can be
approximated as (6N - 1On)Dq. Crystal field energy contributions. in this simplified approach, occur only for diagonal energy matrix elements.
Energy differences between the various levels have been calculated for all
combinations of electrons in octahedral symmetry and are presented in TanabeSugano diagrams. Such diagrams often plot the energy difference between various energy levels, normalized by the Racah B parameter. as a function of the
crystal field parameter, again normalized by the Racah B parameter. A
Tanabe-Sugano diagram for three electrons in the 3d subshell is presented in
236 Norman P. Barnes
Fig. 7. For this diagram, the ratio of C/B was assumed to be 4.5. Triply ionized
Cr is an example of an active atom with three electrons in the 3d subshell. Energies are calculated by diagonalizing the energy matrix. However, as the Dq term
becomes large, the energy differences asymptotically approach a constant or a
term that is linearly increasing with the parameter Dq. Such behavior would be
expected since, for large values of Dq, the diagonal terms dominate and the crystal field energy contributions only appear on diagonal terms. Note that a TanabeSugano diagram is valid only for one particular active atom since other active
atoms may not have the same ratio of C/B.
Absorption and emission occur when an electron makes a transition
between levels. The energy difference between the initial and final levels of the
electron is related to the energy of the absorbed or emitted photon. In purely
electronic transitions, all of the energy between the two levels is taken up with
the emitted or absorbed photon. However, as will be explained in more detail,
some of the energy can appear as vibrations associated with the crystal lattice,
that is, phonons, in the vicinity of the active atom.
Selection rules indicate the strength of the transition between two levels of
different energy. Obviously, a transition that is allowed will have stronger
absorption and emission spectra than a transition that is not allowed. Two selection rules are particularly germane to the transition metals, the spin selection
1234
Dq/B
FIGURE 7 Tanabe-Sugano diagram for d3 electrons.
6 Transition Metal Solid-state lasers 37
rule and the Laporte selection rule. According to the spin selection rule, a transition can only occur between levels in which the number of unpaired electrons in
the initial and final levels is the same. In cases where a single electron undergoes
a transition, the spin must be the same for the initial and final levels. According
to one formulation of the Laporte selection rule, a transition is forbidden if it
involves only a redistribution of electrons having similar orbitals v, ithin a single
quantum shell. This formulation is particularly relevant to transition metals
because transitions tend to be between different 3d levels but within the same
quantum shell. For example, transitions involving only a rotary charge displacement in one plane would be forbidden by this selection rule.
Selection rules were also considered by Tanabe and Sugano. Usually the
strong interaction that allows a transition between levels with the emission of a
photon is the electric dipole interaction. However, for the 3d electrons, all transitions between the various levels are forbidden since all levels have the same parity. Consequently, three other transition interactions were considered: the electric
dipole interaction coupled with a vibration, the electric quadrupole interaction,
and the magnetic dipole interaction. The strengths of these various interactions
LA ere estimated. From these estimations. it was concluded that the electric dipole
transition coupled with vibration, that is, a vibronic transition, u as the strongest
interaction. Vibronic transitions involve emission or absorption of a photon and a
quantized 3mount of lattice vibrations referred to as a phonon. Vibronic interactions were estimated to be about 2 orders of magnitude stronger than the nexl
strongest interaction, the magnetic dipole interaction.
McCumber [ 101 investigated the absorption and emission that results from
vibromc interactions. Terminology used in the original paper refers to phononterminated absorption and emission rather than vibronic transitions. McCumber
analyzed the absorption, emission. and gain of the transition metal Ni in the initial paper. Emission spectra from Ni:MgF, were characterized by sharp emission
lines and a broad emission spectra on &e long-wavelength side of the sharp
emission lines. Sharp lines were associated nith electronic transitions, whereas
the long-wavelength emission was associated with vibronic emission. Since
then. this general analysis has been extended to many of the transition metals.
Through the use of an analysis similar to the McCumber analysis, the gain
characteristics of an active atom can be related to the absorption and emission
spectra. Relating the gain to the absorption and emission spectra is of considerable practical importance since the gain as a function of wavelength is a more
difficult measurement than the absorption and emission. Emission and absorption spectra often display relatively sharp electronic, or no phonon. transitions
accompanied by adjacent broad vibronic transitions associated with the emission
and absorption of phonons. General absorption and emission processes appear in
Fig. 8. At reduced temperatures only phonon emission is observed since the
average phonon population is low. In this case. the vibronic emission spectra
238 Norman P. Barnes
extends to the long-wavelength side of the electronic transitions. On the other
hand, the vibronic absorption spectra extends to the short-wavelength side of the
electronic transition. In some cases, the absorption spectra and emission spectra
are mirror images of each other. Although in general this is not true. at any
wavelength the absorption, emission, and gain are related by the principle of
detailed balance.
Several assumptions must be met in order for the McCumber analysis to be
valid. Consider a system consisting of an upper manifold and a lower manifold.
As before, the term manifold will be used to describe a set of closely spaced
levels. To first order approximation, levels within the manifold can be associated with a simple harmonic motion of the active atom and its surrounding
atoms. While the simple harmonic oscillator energy level spacings of the upper
and lower manifolds may be the same. in general they do not have to be. Furthermore, the position of the minimum of the simple harmonic potential wells
may be spatially offset from each other due to the difference in size of the
active atom in the ground level and the excited level. Population densities of
these manifolds are denoted by N, and N,. One of the assumptions used by the
theory is that a single lattice temperature-can describe the population densities
of these manifolds. For example, suppose the upper manifold consists of a
series of levels commencing with the lowest energy le\7el which is an energy
hvZp above the ground level. Levels within the manifold are separated by an
energy hvv where this energy represents a quantum of vibrational energy associated with the simple harmonic motion of the upper level. According to this
assumption, the active atoms in the upper manifold will be distributed among
the various vibrational levels associated with the upper manifold according to a
simple Boltzmann distribution. In turn. the Boltzmann distribution can be characterized by a single temperature T. Thus, with all of the vibrational levels
equally degenerate, the population of any particular vibrational level will be
given by N,exp (-JhvJkT) (1 - exp (-kv, /W)) where J is the integer denoting
the energy ievel, k is Boltzmann's constant, and T is the lattice temperature. The
last factor simply normalizes the distribution since it represents the summation
over all levels within the manifold. Furthermore, the same temperature can
describe the relative population of the levels comprising the lower manifold.
Another assumption is that the time interval required for thermal equilibrium
for the various population densities is very short compared with the lifetime of
the upper level. For example. suppose all of the population of the upper manifold may be put initially in a single level by utilizing laser pumping. The second assumption says, in essence, that the closely spaced levels achieve thermal
equilibrium in a time interval short with respect to the lifetime of the upper
manifold. A third assumption is that nonradiative transitions are negligible
compared with the transitions that produce the absorption or emission of a photon. Although this is not always true. the lifetime of the upper level may be