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The Future Governance of Citizenship Part 2 pps
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with others, or who does not need to because he is self-sufficient, is no part of a
city-state – he is either a beast or a god’. Human beings could thus achieve
moral perfection only within the polis.
In the public arena of the polis, citizens came together to discuss the meaning of the good life and to debate how politics and the private life ought to be
conducted. The political was the koinon (the common) that applied to, and
concerned, everybody. In fact, according to Maier (1988, p. 13), the word
koinon was so closely connected with the political association of free and equal
citizens that it often meant the opposite of ‘despotic’ and oligarchic forms of
government. Thus, the process of broadening the oligarchy was equated with
making it more political.
But the idyllic picture of the polis should not lead us to overlook that
political participation was confined to Athenian adult males, almost all of
Athenian descent. Slaves, metics and women did not have a share in the offices
and honours of the state. Nor should the preceding discussion lead us to
assume that there existed a uniform understanding of citizenship in ancient
Greece. Aristotle (1948, p. 1274) himself disclosed this by stating, ‘the nature of
citizenship ... is a question which is often disputed; there is no general agreement on a single definition’. In Sparta, for example, citizenship did not imply
democracy, as it did in the Athenian city-state. The citizens of Sparta did not
enjoy the freedom to participate in self-government. Instead, they were
required to conform to the requirements of a highly disciplined society and
to display militaristic loyalty. Indeed, Athenians always took such pride of their
politeuma which had institutionalised rule by the people, that is, full participation by the citizenry in the popular assembly that regarded oligarchies,
monarchies and aristocracies as inferior forms of government. True, no one
can argue that the assembly’s decisions were always correct. Demagogues and
powerful interests often exerted powerful influence. But what was important
was that the system was open and flexible enough to give to all citizens an equal
right to be consulted before major decisions were taken, to hold public officials
to account, to dismiss dishonest officials and fight corruption, and to allow the
distribution of annual administrative posts by lottery.
The city state was thus the main locus of political identification and the site
for a genuinely participatory citizenship, until the swamping of the city-states
by the military power of Alexander the Great. The weakening of the limited
loyalties of the city-state and the emergence of an impersonal world of large
scale government under the Hellenistic kingship gave rise to a more individualised and universal philosophy. In the Hellenistic world, Stoicism put
emphasis on the universality of human nature and the brotherhood of all
men. For Stoics, all men and women were equal and equally capable of
achieving the perfect moral life within one grand universal community governed by Nomos, that is, the divine logos for human society. Against the
background of large-scale rule and under the influence of the theoretical
idealism of the Hellenised Stoics, the boundaries of the political communities
15 The cartography of citizenship
that sustained the citizen/non-citizen distinction melted down and emphasis
shifted away from citizenship and local political loyalty to natural reason which
is common to all men. The old ideal of citizenship was no longer apposite to
new political realities: it represented an exclusive, particularistic status which
was confined to a minority, and failed to take into account the emergence of a
community beyond the polis. Zeno’s institutional cosmopolitanism was based
on the premise that ‘we should regard all men as our fellow-citizens and local
residents, and there should be one way of life and order, like that of a herd
grazing together and nurtured by a common law’ (Plutarch, ‘On the Fortune of
Alexander’, 329A–B, in Long and Sedley, 1987). And Diogenes of Sinope gave
expression to this belief by coining the word kosmopolites, that is, citizen of the
cosmos.
The Greek understanding of citizenship was also called into question by the
Roman order. The Romans transformed citizenship by making it a status that
could be extended and granted to conquered peoples (Heater 1999) and by
disentangling citizenship from political participation. As regards the former,
the creation of civitas sine suffragio, that is, of the new category of citizenship
without political rights, not only rendered citizenship more passive, but also
gave it a practical and militaristic dimension. As regards the latter, citizens
should be keen to serve the army, have a strong sense of duty and respect the
law. This was indeed necessary, since Rome’s imperial power could only be
sustained by harsh discipline and the maintenance of order.2
Cicero (106–43 BC) drew on Greek philosophy and reinterpreted Stoic and
Platonic ideas in order to emphasise the importance of cultivating civic virtues
and sacrificing private life for public duty, as Cato had done. In his Republic
(I, 25), Cicero noted eloquently that since a people is not merely ‘a mob of men
come together anyhow’, but an association ‘iuris consensus et utilitatis communione sociatus’ (united by acceptance of law and by common enjoyment of
its practical advantages), the legal rights at least of citizens of the same
commonwealth should be equal. For ‘what is the state but a fellowship in
law?’, Cicero observed (I, 32). This pragmatic view of the political community,
coupled with the new conception of citizenship as a legal status, not only
played a key role in the success of Roman imperialism, but, as we shall see
below, laid the foundations of the modern idea of citizenship.
Citizenship and the medieval city
Citizenship lost its political meaning in the Middle Ages. In the feudal setting,
which had the personal relationship (fealty) between lord and vassal as its
implicit basis and was dominated by ecclesiastical power, there was no room
for political participation and the classical idea of self-government. The feudal
2 This was, indeed, the meaning of the Roman ideal of ‘virtue’ – a term originating from virtus that
echoed the celebration of manliness.
16 The Future Governance of Citizenship