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1CHAPTER
1
Overview—Criteria
for Selecting Modes
Life in cities—i.e., in organized human settlements, which are
mostly referred to as communities in this book—is possible only if
people have mobility1 on a daily basis—the ability to move around
so that they can do what they have to do or like to do. One characterization of a city is that it consists of specialized, frequently
clustered, activities that perform discrete functions. Residences
are separate from workplaces, major shopping is concentrated in
identifiable centers, and larger entertainment and relaxation facilities are found at specific locations. They have to have accessibility.2 Unlike in a village, very few of these destinations are
reachable on foot; at least, they tend not to be within a convenient
walking distance.
The large ancient and medieval cities were actually conglomerations of neighborhoods in which daily life could take place
1 Mobility is here defined as the ability of any person to move between points in
a community by private or public means of transportation. The usual obstacles
to mobility are long distances, bad weather, steep hills (all constituting friction
of space), but, above all, the unavailability of services, high fares, and possibly
other forms of exclusion.
2 Accessibility is here defined as the possibility of reaching any activity, establishment, or land use in a community by people (or by conveyances of goods or
information) who have a reason to get there. It is a measure of the quality and
operational effectiveness of a community.
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Source: Urban Transportation Systems
2 Urban Transportation Systems
within a short radius; only occasionally was a longer trip to a
major event necessary. Industrialization during the nineteenth
century caused a true urban revolution by disaggregating the
small-scale pattern into metropolitan structures with strong and
intensive production and service zones. Assisted transportation
became mandatory, and was, indeed, quickly invented—horse
cars, steam railroads, electric streetcars, and eventually underground metro (electric heavy rail) systems.
The twentieth century brought further development of the rail
modes, and introduced individual motor (gasoline- and dieselpowered) vehicles—buses and automobiles. The latter came to
dominate the transportation field, at least in North America, and
dispersed the urban pattern further into sprawl. We are all familiar with this situation, since this is our environment, and it has
been examined endlessly by scholars, journalists, and concerned
citizens. What is not quite so apparent is that urban life and spatial patterns are entering a new, postindustrial, period, which is
characterized by the emergence of many dispersed specialpurpose centers (not just the historic single all-purpose center),
overall low densities, and movement in many different directions
at any given time with diverse trip purposes. Electronic communications systems play an increasingly large role. All this makes it
more difficult to operate effectively the traditional transportation
modes that served us well under more structured conditions.
Everything has not changed, but the task of providing responsive
transportation services is now more challenging. Also, the expectations are higher.
There is a large inventory of available means of mobility today,
most of them tested under various conditions in various places. In
the United States, it is not just a question of how to cope with the
automobile—admittedly a very seductive mode—but rather of
how to equip our communities with a reasonable array of transportation choices, so that the best aggregate level of mobility is
offered to all people. Never before has any other culture enjoyed
the same freedom of movement, but there are deficiencies: not
everybody can take full advantage of the current car-based transportation capabilities, and the systems that we do have are not
necessarily (quite unlikely, in fact) the best, the most economical,
the cleanest, and the most responsive options that could be provided. The vehicular pollution problem is perhaps on the verge of
being solved, if some serious additional effort is applied, but
plenty of other issues remain.
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Overview—Criteria for Selecting Modes
Overview—Criteria for Selecting Modes 3
The trends and problems are global, and while the scope of
inquiry of this book is definitely directed to North America, these
concerns do not exist in isolation, certainly not as far as transportation technology is concerned. It is common practice to refer to
“industrialized countries” as having special needs and capabilities—which is an obsolete concept, because industry (i.e., manufacturing) is no longer the determining factor. The search for a
proper label has some significance. “Advanced countries” is a
pompous and patronizing characterization that does not contribute
much to an operational discussion. “Peer countries” has some
validity, but only if everything is compared to a U.S. situation.
“Developing countries,” on the other hand, is a very common term
that helps to summarize broad descriptions, but obscures the fact
that there is tremendous variety among these countries. Saudi Arabia, Brazil, Kenya, and Indonesia do not fit in the same box easily.
The fact of the matter is that cities and their populations are
not homogeneous in different parts of the world, not even within
the same country (not even in Sweden). Each city has components
that range in their transportation expectations from the most
comfortable to the most affordable. There are districts in African
cities that expect and can pay for the most advanced services, and
there are neighborhoods in American metropolitan areas that are
not much different from those found in Third World countries.
The relative size of the various user cohorts is, of course, different, but the demands within them are quite similar.
Therefore, for the purposes of examining transportation needs,
it can be suggested that we recognize the presence of various economic and social classes (user groups) that react differently to
transportation systems and have to be serviced differently. In a
perfect world, such distinctions would not have to be made, since
everybody is entitled to mobility. Equity is an important concept,
and social reforms are undoubtedly needed in many instances,
but the duty of urban transportation is to provide service for communities the way we find them today. Purposeful and relevant
change comes next, but upgraded mobility systems can only do so
much in implementing community reforms.
Thus, to define a base for the discussion of transportation
modes, the following distinctions that are present in any society
can be made:
• The affluent elite. This group is basically separate and only
barely visible from the outside. The members live and play
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Overview—Criteria for Selecting Modes
4 Urban Transportation Systems
in their own enclaves and have their own means of mobility
(limousines and private jets). They do not affect the rest of
us, except to cause some envy; they do not participate in
daily urban operations, and they do not use the subway.
They do have much influence in decision making.
• The prosperous cohort. This group has the same expectations from transportation services as everybody else—rapid,
comfortable, and secure accommodations—but members of
this group can exercise a choice and be selective. They insist
on control over their private space, and they might use public transportation, but only if it meets very high standards.
The expense of transportation is not a significant barrier;
the demand is for individually responsive means of unconstrained mobility. The private automobile does this (most of
the time), and there is an open question as to what proportion of Americans falls in this group of dedicated motorists
who have no other choices in mind.
• The middle class. This group has largely the same attitudes
as the previous group, except that they operate with more
frugal means. They include among their members proportionally more individuals who will favor public transportation as a matter of principle and the proper thing to do. It
has always been the case that the professional and educated
classes lead the public debate, start revolutions, and
demand reforms. They have to be counted on as the formulators of public opinion, and they will determine policy
directions in places where they constitute a vocal presence.
It is a fact that members of this group, whether they are
Argentines, Egyptians, Belgians, or Americans, will act and
behave in the same way and demand the same type of services and facilities. They all read the same books and drive
the same cars. The only differences among them are their
relative proportion of the populace in any given society and
some cultural variations. Europeans, for example, cherish
their old city districts; Americans regard them as quaint
“theme” areas; and members of emerging societies are still
frequently embarrassed by them.
• The surviving cohort. This group consists of working people of modest means whose principal preoccupation is basic
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Overview—Criteria for Selecting Modes
Overview—Criteria for Selecting Modes 5
cal processes—except in instances where they constitute the
overwhelming majority and are politically organized. They
need and deserve transportation services, but they cannot
afford high charges, and their choices tend to be limited.
Some degree of subsidy will almost always be necessary to
attain acceptable service levels.
• The disadvantaged class. This group includes the poor and
those who have some personal handicap and insufficient
resources to purchase proper services. Poverty always comes
at different levels, but the problems are universal and unforgiving. This group represents the largest challenge to public
agencies and institutions in achieving basic mobility for all.
No social assistance program really works unless physical
accessibility is ensured. Communities in the United States
are certainly not immune from these requirements, and the
current “welfare-to-work” effort is only one example of the
initiatives needed.
The preceding is not by any means intended to be a sociological analysis of contemporary societies, but only a hypothesis of
how different populations react to mobility needs and services
provided. More specifically, the adequacy of operations can be
looked at from three perspectives, which eventually leads to the
selection of a proper response or transportation mode:
• The point of view of the individual, which will stress personal attitudes and emphasize usually humanly selfish considerations
• The policy of the community, which has to stress the common good and long-range capabilities
• The concerns related to national efficiency and well-being
The personal concerns will encompass the following:
• Time spent in travel. This includes time spent to reach the
vehicle or access point, to possibly wait, to actually travel,
to possibly transfer, and to reach the final destination (probably on foot).
• Costs incurred. These include primarily the out-of-pocket
expenses on any given trip (including possible tolls and purchase of fuel), but there are also considerations of previous
investment (buying a car) and the sunk costs (investment in
equipment and insurance).
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Overview—Criteria for Selecting Modes
6 Urban Transportation Systems
• Operational quality. This concerns reliability, safety (from
accidents), and smoothness of motion.
• Human amenities. These include security (from criminal
activity), privacy, sanitation, climate control, seats, visual
quality, and social standing.
The communal concerns should include the following:
• Efficient networks and services. They should have the ability to support economic and social life, and cause minimal
disruptions and delays in normal urban operations.
• Efficient urban patterns. To the extent that transportation
systems can help to achieve more compact settlement forms,
the configurations and activity locations should be deliberately shaped.
• High degree of livability. Transportation modes should provide access to all places and establishments and have minimal local environmental and visual impacts.
• Economic strength. Economic development, tax revenues,
and local jobs should be boosted due to good transportation.
• Fiscal affordability. Services should result in limited drain
on local resources, maximum use of external assistance,
minimal indebtedness, and low annual contributions.
• Institutional peace. There should be minimal need to
change ordinances or regulations, modify labor rules, displace families and establishments, disturb existing institutions, etc.
• Civic image and political approval. Services should include
features that are admired by outsiders and endorsed by local
residents (voters) and businesses.
The national concerns exist at a higher and overarching level,
and they might not always be achieved if left to local initiatives:
• Use of national wealth. This involves the implementation
and operation of the most cost-effective systems, particularly as seen from the perspective of the national budget.
• Conservation of fuel resources. This particularly concerns
those derived from petroleum.
• Environmental quality. Air quality over large areas and
regions demands specific attention.
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Overview—Criteria for Selecting Modes
Overview—Criteria for Selecting Modes 7
• Equity. This is a concern to ensure that the needs of the
less-privileged members of society are specifically addressed.
• National technological capability. Those systems that enhance technological advancement and production capacity
within the country should be emphasized.
• Well-functioning, well-equipped, and balanced communities.
Such built environments should be created in all parts of the
country and within all metropolitan areas.
Recognizing the fact that no proposed or existing transportation system can satisfy equally well three separate sets of criteria,
there is a need to amalgamate the preceding lists, perhaps even to
make some compromises. There is also the practical consideration
that the discussion here has to move toward workable guidelines
for the selection of appropriate modes in any given urban setting.
This means that some of the considerations are so overarching
and basic that they simply have to be accepted as given; others
make no distinction among modes and, therefore, are not operative in the evaluation process. Attention has to turn to functional
aspects. All services and systems eventually exist and perform at
the local level in communities.
Trip Purpose and Clientele
Most transportation modes can make a reasonable claim to be
able to satisfy all trip purposes within a community. They have
to, because no city can provide too many overlapping services.
There are, however, modes that respond best to selected situations with identifiable needs. These usually encompass paratransit and various high-technology modes (shuttles and district
services). With respect to user groups, the options are more complicated, because people tend to have differing expectations.
These range from placing comfort features first to a single-minded
emphasis on affordability. Concerns with equity very much enter
into these evaluations.
Geographic Coverage and Grain of Access
The more capital-intensive modes best serve concentrated corridors, and door-to-door accessibility has to be added by feeder services. The grain of the former has to be rather coarse, i.e., not able
to reach many dispersed points directly. Any mode that attempts
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Overview—Criteria for Selecting Modes
8 Urban Transportation Systems
to do the latter as communal transit for the sake of user convenience will not be in a position to provide rapid service, because
of the many stops that will have to be made. To a large extent, this
consideration explains the popularity of the private automobile.
Carrying Capacity
Transportation modes available today cover a wide spectrum in
their ability to do work, i.e., carry people. A fundamental and
not-too-difficult selection task is choosing a proper mode to
respond to estimated demand volumes. If the users from a district
number a dozen or so during a day, only individual street-based
vehicles (perhaps in joint use) can be considered; if they number
several tens of thousands, a subway will have to be built. The
suitable responses at the extreme ends of the scale will be expensive in one way or another.
Speed
Time distances, not physical distances, are of concern here. For
any given traveler in an urban situation, the maximum speed that
a vehicle or train can attain on an open channel is of little interest; what matters is the total time consumed from the origin point
to the destination and the inconveniences of transfers along the
way. The private automobile is a formidable competitor again,
except on truly congested street networks. The aggregate rapidity
of movement is also a communal concern to the extent that time
spent in travel is unproductive and tiresome to the participants.
Passenger Environment
In a prosperous society, personal comfort and convenience features are increasingly significant. If certain levels in quality of life
have been attained in residences and workplaces, greatly inferior
conditions will not be tolerated during travel. These features
encompass the smoothness of the ride, privacy (or at least some
distance from strangers), sanitation, climate control, availability
of seats, visual quality, and anything else that registers through
human senses. The challenging task in communal transit is to
measure up to what private cars provide.
Reliability
Life in contemporary cities is stressful enough, and our society (as
well as our employer) expects punctuality. Delays in traffic and
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Overview—Criteria for Selecting Modes
Overview—Criteria for Selecting Modes 9
travel are acceptable only as rare occurrences. There are modes
that are more immune to traffic overloads and bad weather (railbased, mostly), and there are others that are quite vulnerable to
urban disruptions (street-based, mostly).
Safety and Security
Residents in cities are well sensitized, through continuous media
attention, toward issues of personal safety and security—for good
reasons. This is mostly a matter of the overall level of civilized
behavior in a community and police protection, but there are
modes that are perceived to be more susceptible to antisocial
action and physical breakdown than others.
Conservation of the Natural Environment and Fuel
The attention paid lately to the quality of air and water around us
and the concerns with resource depletion enter in the planning
and design of many urban systems, particularly so with transportation. While these are national issues with national mandates, solutions can be achieved only through work at the local
level, even if the consequences of any individual small action may
be seen as marginal. Generally speaking, transit is benign, and
low-occupancy automobile use is damaging.
Achievement of a Superior Built Environment
We can continue to expect that major transportation systems that
significantly enhance the accessibility of specific nodes or corridors will generate a positive effect on land use and distribution of
activities. This feature has potential for organizing the urban pattern, but evidence shows that this does not happen in all
instances and it does not happen automatically—unless other
constructive organizing programs are also implemented.
Costs
The expenses associated with transportation improvements and
management can be broken down in considerable detail, but the
commonly listed elements are right-of-way acquisition, construction of the channel (roadway or guideway) and facilities, purchase
of rolling stock, and annual operation and maintenance expenses,
which include compensation for the work force, purchase of fuel
or power and supplies, maintenance of equipment and facilities,
and managerial expenditures. Nothing is cheap, but some modes
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Overview—Criteria for Selecting Modes
10 Urban Transportation Systems
involve massive capital investments, while others consume large
amounts of resources to run services and maintain hardware. It
should not matter in the long run whether the funds come from
municipal, state, or federal budgets since they are all drawn from
the wealth of the entire society and country, but it does matter
when decisions have to be made with respect to any specific system. The costs, either in their entirety or by separate components,
are frequently, as might be expected, the life-or-death factors for
any transportation project.
Implementability
This concern refers to elements that are complex, not always well
defined, and frequently obscure to the general public in the political and institutional realms, sometimes reflecting established
practices and habits. They can be critical items if progress with
any project is expected, and they may sometimes represent insurmountable barriers. The engineers have an equivalent term—
buildability—in public works construction. But that is a comparatively easy task since it refers to the physical ability to get
something done. Implementability encompasses social, administrative, and political arrangements and habits, often unique to a
specific community. Transportation systems affect much more
than tangible artifacts and their operation. These factors operate
at the local and state levels primarily, and no generalizations will
be made here, except to call for serious attention and understanding well before any irreparable damage is done due to
neglect or ignorance.
Image
Transportation systems and services are the public face of a community. Everybody comes in contact with them, and they are usually the first thing that a visitor from the outside experiences.
They are elements of civic pride in many instances, and they
show the seriousness that is applied to the creation of a livable
and efficient community. But pride can also be a sin, and there
are instances on record in which transportation solutions have
been implemented for reasons other than functional necessity.
This should not happen with full knowledge of the capabilities
and potential of transportation modes in the contemporary city.
There are legitimate reasons to applaud service systems that
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Overview—Criteria for Selecting Modes
Overview—Criteria for Selecting Modes 11
respond to the needs and capabilities of a community, to take
pride in something that works well.
We should be ready now to apply the preceding criteria as a
screen in reviewing the many transportation modes available for
service. We shape our service systems, they do not shape us, but
they do have a fundamental role in defining the structure of communities and how we live and operate in cities and metropolitan
areas. Transportation systems and land use are two sides of the
same coin. To achieve the exact built environment that we wish to
have, work with both of them in a mutually supporting fashion is
indicated. The record from the past has not always been inspired;
we have the means, the methods, the choices, and, let us hope,
the knowledge today to do better.
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Overview—Criteria for Selecting Modes
12 Urban Transportation Systems
CAMBRIDGE, Mass.—
Many people who are willing to concede that the
railroad must be brought
back to life are chiefly
thinking of bringing this
about on the very terms
that have robbed us of a
balanced transportation
network—that is, by treating speed as the only
important factor, forgetting reliability, comfort
and safety, and seeking
some mechanical dodge for
increasing the speed and
automation of surface
vehicles.
My desk is littered with
such technocratic fantasies,
hopefully offered as “solutions.” They range from
old-fashioned monorails
and jet-propelled hovercraft
(now extinct) to a more scientific mode of propulsion
at 2,000 miles an hour,
from completely automated
highway travel in private
cars to automated vehicles
a Government department
is now toying with for
“facilitating” urban traffic.
What is the function of
transportation? What
place does lomocotion [sic]
occupy in the whole spectrum of human needs?
Perhaps the first step in
developing an adequate
transportation policy
would be to clear our
minds of technocratic
cant. Those who believe
that transportation is the
chief end of life should be
put in orbit at a safe lunar
distance from the earth.
The prime purpose of
passenger transportation is
not to increase the amount
of physical movement but
to increase the possibilities
for human association,
cooperation, personal
intercourse, and choice.
A balanced transportation system, accordingly,
calls for a balance of
resources and facilities
and opportunities in every
other part of the economy.
Neither speed nor mass
demand offers a criterion
of social efficiency. Hence
such limited technocratic
proposals as that for highspeed trains between
already overcrowded and
overextended urban centers would only add to the
present lack of functional
balance and purposeful
organization viewed in
terms of human need.
Variety of choices, facilities and destinations, not
speed alone, is the mark of
an organic transportation
system. And, incidentally,
this is an important factor
of safety when any part of
the system breaks down.
Even confirmed air travelers appreciate the railroad
in foul weather.
If we took human needs
seriously in recasting the
whole transportation system, we should begin with
the human body and make
the fullest use of pedestrian movement, not only
for health but for efficiency in moving large
crowds over short distances. The current introduction of shopping malls,
free from wheeled traffic,
is both a far simpler and
far better technical solution than the many costly
proposals for introducing
moving sidewalks or other
rigidly automated modes
of locomotion. At every
stage we should provide
for the right type of locomotion, at the right speed,
within the right radius, to
meet human needs. Neither maximum speed nor
maximum traffic nor maximum distance has by itself
any human significance.
With the overexploitation of the motor
car comes an increased
demand for engineering
equipment, to roll ever
wider carpets of concrete
over the bulldozed landscape and to endow the
petroleum magnates of
Texas, Venezuela and Arabia with fabulous capacities for personal luxury
and political corruption.
Finally, the purpose of
this system, abetted by
similar concentration on
planes and rockets, is to
keep an increasing volume of motorists and
tourists in motion, at the
highest possible speed, in
a sufficiently comatose
state not to mind the fact
that their distant destination has become the exact
counterpart of the very
place they have left. The
end product everywhere
is environmental desolation.
If this is the best our
technological civilization
can do to satisfy genuine
human needs and nurture
man’s further development, it’s plainly time to
close up shop. If indeed
we go farther and faster
along this route, there is
plenty of evidence to
show that the shop will
close up without our
help. Behind our power
blackouts, our polluted
environments, our transportation breakdowns, our
nuclear threats, is a failure of mind. Technocratic
anesthesia has put us to
sleep. Results that were
predictable—and predicted!—half a century
ago without awakening
any response still find us
unready to cope with
them—or even to admit
their existence.
Transportation: “A Failure of Mind”
Lewis Mumford
(Reprinted by permission of Gina Maccoby Literary Agency. Copyright © 1971 by Lewis Mumford, renewed 1999 by the
estate of Lewis Mumford.)
Thirty years ago, Lewis Mumford articulated his vision as to what urban transportation should be. It
is valid today, although it still remains a vision.
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Overview—Criteria for Selecting Modes
2CHAPTER
13
Walking
Background
We are all pedestrians; any trip by any means includes at least a
small distance covered on foot at the beginning and end of each
journey. Walking is the basic urban transportation mode that has
allowed settlements and cities to operate for thousands of years.
It is still very much with us, but its role has been eroded with the
introduction of mechanical means of transportation, drastically so
in American communities, with the dominant presence of the private automobile in the last half century.
The principal transportation mode in the developing world,
even in large cities, is still walking because of constraints on the
resources needed to operate extensive transit systems. People
cover long distances on foot every day and expend human energy
that they can scarcely spare. Walking under those conditions is an
unavoidable chore that consumes productive capability. In North
America and Western Europe, the attitude and policies are just
the opposite: walking is efficient, healthful, and natural. We
should do more of it—almost everybody agrees—and some of the
current trends should be reversed. Ironically, among the most
popular exercise machines in health clubs and in homes are treadmills that simulate walking, which could be otherwise accomplished with a transport purpose on the street.
Source: Urban Transportation Systems
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14 Urban Transportation Systems
Admittedly, because of the size of contemporary metropolitan
areas, with origin and destination points far apart, the need to
save time consumed in routine travel, and the desire for basic
comfort and avoidance of severe weather conditions, walking as
a transportation mode has limitations. But the niche that it can
fill is still rather large, and the opportunities are by no means
fully exploited. Just the reverse is happening today, and some
proactive programs will be necessary to restore reasonable balance.
The trend in the percentage of commuters who walk to work in
the United States1 has been negative:
1960 9.9 percent
1970 7.4 percent
1980 5.6 percent
1990 3.9 percent
19992 3.1 percent
Much of this can be explained by the fact that land use patterns have become more coarse-grained (i.e., greater segregation
of job places and commercial activities from residences), and
trips have become longer overall, but there is also the greater
propensity to use the car for any purpose, even just to go around
the corner. Working at home has increased slightly, but not
enough by far to explain the drop in walking to and from workplaces. Appeals to reason and civic responsibility will not alter
the prevailing attitudes much; programs to make walking attractive to individuals will have to be expanded and implemented.
The contemporary built environment in North America is not
always fully enabling toward pedestrians. Not all new streets
have sidewalks, they are not always structured into coherent networks, and they frequently lack proper amenities (good pavement, lighting, rest areas, etc.).
1 U.S. Census data.
2 Since the 2000 U.S. Census data were not yet available, information from the
American Household Survey was used for 1999.
Walking
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