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Practicing Sabermetrics
ALSO BY
GABRIEL B. COSTA, MICHAEL R. HUBER,
AND JOHN T. SACCOMAN
Understanding Sabermetrics: An Introduction
to the Science of Baseball Statistics (McFarland, 2008)
Practicing
Sabermetrics
Putting the Science of
Baseball Statistics to Work
GABRIEL B. COSTA, MICHAEL R. HUBER,
AND JOHN T. SACCOMAN
McFarland & Company, Inc., Publishers
Jefferson, North Carolina, and London
LIBRARY OF CONGRESS CATALOGUING-IN-PUBLICATION DATA
Costa, Gabriel B.
Practicing sabermetrics : putting the science of baseball
statistics to work / Gabriel B. Costa, Michael R. Huber, and
John T. Saccoman.
p. cm.
Includes bibliographical references and index.
ISBN 978-0-7864-4177-8
softcover : 50# alkaline paper
1. Baseball—Statistical methods. 2. Baseball—
Mathematical models. I. Huber, Michael R., 1960–
II. Saccoman, John T., 1964– III. Title.
GV877.C68 2009
796.357—dc22 2009027463
British Library cataloguing data are available
©2009 Gabriel B. Costa, Michael R. Huber, and John T. Saccoman.
All rights reserved
No part of this book may be reproduced or transmitted in any form
or by any means, electronic or mechanical, including photocopying
or recording, or by any information storage and retrieval system,
without permission in writing from the publisher.
Cover image ©2009 Shutterstock
Manufactured in the United States of America
McFarland & Company, Inc., Publishers
Box 611, Je›erson, North Carolina 28640
www.mcfarlandpub.com
To Dr. Gerard Costa, my friend and my brother—GBC
To Terry, Nick, Kirstin, and Steffi:
let’s continue to live happily ever after—MRH
To JJS, MS, AJO, RMS, and, as always, MES—JTS
This page intentionally left blank
Table of Contents
Preface 1
1. What Is Sabermetrics and What Does It Do? . . . . . . . . . . . . . . . . . 5
2. Traditional Offensive Statistics: Hitting and Base-Stealing. . . . . . 11
3. Traditional Defensive Statistics: Pitching and Fielding. . . . . . . . . 20
4. Relativity and Normalization . . . . . . . . . . . . . . . . . . . . . . . . . . . . 29
5. Park Factors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
6. Runs Created . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 46
7. Win Shares . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 54
8. Linear Weights Batting Runs . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64
9. Linear Weights Pitching Runs . . . . . . . . . . . . . . . . . . . . . . . . . . . . 75
10. Linear Weights Fielding and Base-Stealing Runs . . . . . . . . . . . . . 85
11. WHIP and Similar Statistics . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 94
12. Weighted Pitcher’s Rating . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
13. Base-Out Percentage and Total Average . . . . . . . . . . . . . . . . . . . 110
14. OPS, POP and the SLOB. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 119
15. Total Power Quotient . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 128
16. Isolated Power, Power Factor and Power Average . . . . . . . . . . . . 137
17. Power-Speed Number . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 146
18. Range Factor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 154
19. Hoban Effectiveness Quotient . . . . . . . . . . . . . . . . . . . . . . . . . . . 163
20. Equivalence Coefficient . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 172
21. Predicting with the Use of Regression. . . . . . . . . . . . . . . . . . . . . 179
vii
22. Higher Mathematics Used in Sabermetrics . . . . . . . . . . . . . . . . . 189
23. Potpourri . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 197
Appendix A: Abbreviations and Formulas 203
Appendix B: League Traditional Statistics and ABF Values 208
Appendix C: Technological Notes 214
Appendix D: Sabermetrics in the Classroom 223
Sources 225
About the Authors 227
Index 229
viii Table of Contents
Preface
Hello, my name is Gabe Costa. My co-authors, Michael R. Huber and
John T. Saccoman, and I are grateful that you are looking at this book. Practicing Sabermetrics is a follow-up to Understanding Sabermetrics, which was
published in early 2008 by McFarland.
Mike, John and I are professors of mathematics and life-long fans of the
national pastime. We have been fortunate to combine our interests in a singular way: by teaching courses on sabermetrics for over twenty years. The
term “sabermetrics” was coined by the noted baseball author and researcher
Bill James, who defined it as the search for objective knowledge about baseball (the “saber” part comes from the organization known as the Society for
American Baseball Research—SABR—which was established in 1971).
Our purpose for writing Practicing Sabermetrics is to give you an opportunity to familiarize yourself with the actual instruments or metrics used in
sabermetrics. Our goal has been to make our book as broad as possible and,
therefore, to reach as many people as possible. We assume the reader has
knowledge of the rules of baseball, is familiar with the fundamentals of algebra and knows a tad about statistics. Chapter 22 is the only place where
advanced mathematics is introduced.
With very few exceptions, we have divided our chapters into three main
parts: an introduction of the specific concept or concepts; a number of carefully demonstrated problems involving the presented topics; a section where
you can actually practice sabermetrics, with the numerical answers provided.
By and large, the chapters are independent. That is, they can be read
out of order, so that the professor/teacher/student can “mix and match”—or
omit—topics as desired. We have also included a few chapters on advanced
sabermetrical themes and have added several pertinent appendices.
We trust our approach will be well received by the serious baseball fan
and by students taking courses on both the university and high school lev1
els. Sabermetrics has made serious inroads into academia during the past few
decades. The first course ever taught on sabermetrics was at Seton Hall University in 1988. Since then, the United States Military Academy, Bowling
Green University, and Quinnipiac University, among other institutions, have
offered related courses. We are also aware that the Massachusetts Institute of
Technology offers a program to middle school students dealing with the science and mathematics of baseball. It is also our hope that parents and
guardians with children, who love baseball but dislike mathematics, would
see in our book a vehicle to encourage these children to learn mathematics.
Before I sign off and you hear from Mike and John, I would like to
acknowledge the following people to thank them for their support and assistance with respect to this project: Colonel Michael Phillips and my colleagues,
the members of the Department of Mathematical Sciences at the United States
Military Academy at West Point; the Seton Hall University Priest Community, ministered to by Monsignor James M. Cafone and the administrative
leaders of the same institution along with Dr. Joan Guetti and my colleagues
of the Department of Mathematics and Computer Science; baseball researcher
and historian Bill Jenkinson; Tony Morante of the New York Yankees; and
Linda Ruth Tosetti, the granddaughter of George Herman Ruth. Lastly, a note
of gratitude must be given to my archbishop, the Most Reverend John J.
Myers, J.C.D., D.D. In every sense, his blessing is most appreciated.
* * *
MICHAEL R. HUBER: One of our goals with this work has been to expand
the knowledge about the great former players of the national pastime. We
have tried to include many of the members of the Baseball Hall of Fame in
our examples and problems. The game has been a part of American culture
for over a century and a half, and many of the men who put their mark on
Major League Baseball did so long before we, the authors, were born. By
including mention of them, we hope to preserve their legacy. Many of the
measures we use were created to compare the best of the best. Those players
are enshrined in Cooperstown, and we felt it appropriate to create problems
broadcasting their success. We hope you enjoy the tidbits.
I must thank my co-authors Gabe and John, whose energy and passion
for both mathematics and studying baseball is contagious. They have indeed
made this a fun project for me. Extraordinary thanks go to Brandon SternCharles and Joseph Dyer, two students of mine at Muhlenberg College. Brandon and Joe worked as summer research assistants, helping me collect data
and creating and verifying solutions to problems, mostly in the linear weights
chapters. They each hit a home run in their efforts.
2 Preface
I also want to thank my family for their support. My father, Erwin
Huber, taught me to appreciate the game of baseball when my brothers and
I were old enough to wear a glove or throw a ball. He taught me how to read
the box scores. He did what many fathers do—took us to practice, coached
our teams, helped the Little League organization as an umpire or by selling
booster tickets. I tried to pay him back by doing that for my children. Thanks,
Dad. I am grateful to my wife, Terry, and our children: Nick, Kirstin, and
Steffi. They never said no when asked to go to a baseball museum or attend
a game, whether driving a few hours to see an Army game or going to a minor
league or major league contest while on vacation, and they know that no one
leaves until the last out is made. Finally, I want to thank Father Gabriel Costa
again, for baptizing our granddaughter Riley and formally introducing her to
baseball with a New York Yankees bib after the ceremony. Grazie!
* * *
JOHN T. SACCOMAN: The baseball and mathematics have been lifelong
labors of love, and I am grateful for the opportunities that I have been given
to combine them. In particular, I am grateful to Seton Hall University, particularly the Department of Mathematics and Computer Science, for instituting and supporting the course in sabermetrics, and to my coauthors for
including me in their various sabermetrics endeavors, as a guest speaker, coauthor, panelist, and team teacher. In addition, I am grateful to my wife, Mary
Erin, for putting up with me through it all.
There is a wonderful tradition at the annual SABR meeting. A small
group will gather early in the morning and find a park in the city in which
to play catch. Playing catch is a pure expression of baseball companionship,
and one of life’s great pleasures for the baseball fan. I dedicate my efforts here
to the four people in my life with whom I most enjoyed playing catch: my
father, Dr. John J. Saccoman; my grandfather, Mario Saccoman; my cousin,
Anthony Ortega; and my son, Ryan Mario Saccoman.
Preface 3
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CHAPTER 1
What Is Sabermetrics and
What Does It Do?
Introduction
Baseball is America’s game. In spite of the 1919 World Series scandal
involving the White Sox (known, thus, as the Black Sox) and the Reds, given
the many disgraceful decades when African Americans were barred from playing in the Major Leagues, right up till the present controversies involving
steroids, the national pastime has endured. President Franklin D. Roosevelt
insisted that the game be played during World War II, so important was baseball to the American spirit.
Throughout the years we have all read novels about the game, watched
movies about the game and everyone still remember the words and music to
the song “Take Me Out to the Ball Game.” Baseball is ingrained in us.
For the past thirty years or so, however, the game of Baseball has been
looked at in new and different ways. When the yearly Bill James Baseball
Abstract (see our Sources at the back of the book) began to appear, people
started to look at the game differently. As was mentioned in the Preface, it
was James himself who coined the word “sabermetrics,” defining it as “the
search for objective knowledge about baseball.” By its very nature, this search
uses metrics; that is, instruments or tools to measure performances.
In their book The Hidden Game of Baseball, John Thorn and Pete Palmer
point out that while one may love baseball without numbers, the game itself
cannot be understood unless we bring numbers into the conversation. Over the
past three decades or so, a bevy of talented authors have published in this broad
area which we call sabermetrics. Writers such as Jim Albert, Jay Bennett, Bill
Jenkinson, Michael Lewis and G. Scott Thomas, to name but a few, have
looked at the national pastime in a myriad of ways. But they all use numbers.
5
In this book, you will be exposed to many measures. You will review
some of the traditional “old-school” statistics, such as Batting Average (BA)
and Earned Run Average (ERA), in addition to seeing newer metrics such as
Runs Created (RC), Linear Weights (LWTS) and the Power Speed Number
(PSN). By using these measures, it is hoped that a clearer picture emerges with
respect to whatever particular question is under discussion.
Let us consider an example. Suppose we want to compare pitchers from
two different eras, say the Washington Senators Hall of Famer Walter Johnson
and New York Yankees lefthander Whitey Ford. To do a “sabermetrical analysis,” we would and could employ certain instruments. But exactly what measures should we use? Also, can we really compare players from different eras? What
about other considerations such as differences in the game due to changes in
the rules? How about other historical and contextual aspects, such as the fact
that Johnson never played a night game on the West Coast, nor did he ever
compete against African American players? Can these factors be “measured”?
We will return to these questions. Before we do, however, we must
emphasize the following point. We the fans must be made aware of the fact
that the degree of certainty in sabermetrics is not on the same order of as that
of pure mathematics. We do not prove theorems in sabermetrics. After all is said
and done, there is almost always a degree of subjectivity involving the interpretation of our conclusions. Care must be exercised in our very choice of
measures, how they are applied and what one may derive from their use. In
a real sense, sabermetrics is as much of an art, as it is a science.
However, we can learn some things which were previously unclear or
unknown. We can gain some insights into questions like “Is a walk as good
as a hit?,” “Should we sacrifice and give up an out in order to get a runner to
second base?,” and “Was Hall of Famer Ty Cobb really a better all around
player than the icon we know as Babe Ruth?”
Let us now return to the Johnson vs. Ford question above. Can we proceed to make such a comparison and is there a formal process to follow in
answering such questions ... something like an algorithm? The answer is Yes!
The following list of ten suggestions may serve as a guide—it is not carved
in stone. You can modify this approach as you see fit.
Demonstrating Sabermetrics—10 Point Guide
1. Be careful to identify the question or questions under consideration.
What exactly is being asked or investigated? Can it be quantified or it is more
qualitative in nature? (See #8 below.)
6 Practicing Sabermetrics