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An Introduction to

Microelectromechanical

Systems Engineering

Second Edition

For a listing of recent titles in the Artech House Microelectromechanical

Systems (MEMS) Series, turn to the back of this book.

An Introduction to

Microelectromechanical

Systems Engineering

Second Edition

Nadim Maluf

Kirt Williams

Artech House, Inc.

Boston • London

www.artechhouse.com

Library of Congress Cataloging-in-Publication Data

A catalog record for this book is available from the U.S. Library of Congress.

British Library Cataloguing in Publication Data

Maluf, Nadim.

An Introduction to microelectromechanical systems engineering–2nd ed. –(Artech House

microelectromechanical library)

1. Microelectromechanical systems

I. Title II. Williams, Kirt

621.3’81

ISBN 1-58053-590-9

Cover design by Igor Valdman

© 2004 ARTECH HOUSE, INC.

685 Canton Street

Norwood, MA 02062

All rights reserved. Printed and bound in the United States of America. No part of this book

may be reproduced or utilized in any form or by any means, electronic or mechanical, includ￾ing photocopying, recording, or by any information storage and retrieval system, without

permission in writing from the publisher.

All terms mentioned in this book that are known to be trademarks or service marks have

been appropriately capitalized. Artech House cannot attest to the accuracy of this informa￾tion. Use of a term in this book should not be regarded as affecting the validity of any trade￾mark or service mark.

International Standard Book Number: 1-58053-590-9

10 9 8 7 6 5 4 3 2 1

To our families

Tanya, Ella, and Jad

Erika, Gordon, Brynn, and Reed

.

Contents

Foreword xiii

Preface xv

Preface to First Edition xix

CHAPTER 1

MEMS: A Technology from Lilliput 1

The Promise of Technology 1

What Are MEMS—or MST? 2

What Is Micromachining? 3

Applications and Markets 4

To MEMS or Not To MEMS? 7

Standards 8

The Psychological Barrier 8

Journals, Conferences, and Web Sites 9

List of Journals and Magazines 9

List of Conferences and Meetings 10

Summary 11

References 11

Selected Bibliography 12

CHAPTER 2

Materials for MEMS 13

Silicon-Compatible Material System 13

Silicon 13

Silicon Oxide and Nitride 19

Thin Metal Films 20

Polymers 21

Other Materials and Substrates 21

Glass and Fused Quartz Substrates 21

Silicon Carbide and Diamond 22

Gallium Arsenide and Other Group III-V Compound Semiconductors 22

Polymers 23

Shape-Memory Alloys 23

Important Material Properties and Physical Effects 24

vii

Piezoresistivity 24

Piezoelectricity 26

Thermoelectricity 29

Summary 31

References 31

Selected Bibliography 32

CHAPTER 3

Processes for Micromachining 33

Basic Process Tools 34

Epitaxy 34

Oxidation 35

Sputter Deposition 35

Evaporation 36

Chemical-Vapor Deposition 37

Spin-On Methods 40

Lithography 40

Etching 44

Advanced Process Tools 55

Anodic Bonding 55

Silicon Direct Bonding 56

Grinding, Polishing, and Chemical-Mechanical Polishing 57

Sol-Gel Deposition Methods 58

Electroplating and Molding 58

Supercritical Drying 60

Self-Assembled Monolayers 61

SU-8 Photosensitive Epoxy 61

Photosensitive Glass 62

EFAB 62

Nonlithographic Microfabrication Technologies 63

Ultraprecision Mechanical Machining 64

Laser Machining 64

Electrodischarge Machining 65

Screen Printing 65

Microcontact Printing/Soft Lithography 66

Nanoimprint Lithography 67

Hot Embossing 67

Ultrasonic Machining 68

Combining the Tools—Examples of Commercial Processes 68

Polysilicon Surface Micromachining 69

Combining Silicon Fusion Bonding with Reactive Ion Etching 71

DRIE of SOI Wafers 71

Single Crystal Reactive Etching and Metallization 72

Summary 74

References 75

Selected Bibliography 77

viii Contents

CHAPTER 4

MEM Structures and Systems in Industrial and Automotive Applications 79

General Design Methodology 79

Techniques for Sensing and Actuation 81

Common Sensing Methods 81

Common Actuation Methods 82

Passive Micromachined Mechanical Structures 85

Fluid Nozzles 85

Hinge Mechanisms 88

Sensors and Analysis Systems 89

Pressure Sensors 89

High-Temperature Pressure Sensors 93

Mass Flow Sensors 94

Acceleration Sensors 96

Angular Rate Sensors and Gyroscopes 104

Carbon Monoxide Gas Sensor 114

Actuators and Actuated Microsystems 116

Thermal Inkjet Heads 116

Micromachined Valves 119

Micropumps 126

Summary 128

References 129

Selected Bibliography 131

CHAPTER 5

MEM Structures and Systems in Photonic Applications 133

Imaging and Displays 133

Infrared Radiation Imager 133

Projection Display with the Digital Micromirror DeviceTM 135

Grating Light Valve™ Display 139

Fiber-Optic Communication Devices 141

Tunable Lasers 142

Wavelength Locker 151

Digital M × N Optical Switch 154

Beam-Steering Micromirror for Photonic Switches and Cross Connects 156

Achromatic Variable Optical Attenuation 161

Summary 165

References 165

Selected Bibliography 167

CHAPTER 6

MEMS Applications in Life Sciences 169

Microfluidics for Biological Applications 169

Pumping in Microfluidic Systems 170

Mixing in Microfluidics 171

DNA Analysis 172

Contents ix

The Structure of DNA 172

PCR 174

PCR on a Chip 174

Electrophoresis on a Chip 176

DNA Hybridization Arrays 180

Microelectrode Arrays 182

DNA Addressing with Microelectrodes 183

Cell Cultures over Microelectrodes 185

Summary 185

References 186

Selected Bibliography 187

CHAPTER 7

MEM Structures and Systems in RF Applications 189

Signal Integrity in RF MEMS 189

Passive Electrical Components: Capacitors and Inductors 190

Quality Factor and Parasitics in Passive Components 190

Surface-Micromachined Variable Capacitors 192

Bulk-Micromachined Variable Capacitors 195

Micromachined Inductors 197

Microelectromechanical Resonators 200

Comb-Drive Resonators 201

Beam Resonators 203

Coupled-Resonator Bandpass Filters 206

Film Bulk Acoustic Resonators 208

Microelectromechanical Switches 211

Membrane Shunt Switch 213

Cantilever Series Switch 213

Summary 214

References 214

Selected Bibliography 216

CHAPTER 8

Packaging and Reliability Considerations for MEMS 217

Key Design and Packaging Considerations 218

Wafer or Wafer-Stack Thickness 219

Wafer Dicing Concerns 219

Thermal Management 220

Stress Isolation 221

Protective Coatings and Media Isolation 222

Hermetic Packaging 223

Calibration and Compensation 224

Die-Attach Processes 225

Wiring and Interconnects 227

Electrical Interconnects 227

Microfluidic Interconnects 231

Optical Interconnects 232

x Contents

Types of Packaging Solutions 233

Ceramic Packaging 233

Metal Packaging 237

Molded Plastic Packaging 240

Quality Control, Reliability, and Failure Analysis 243

Quality Control and Reliability Standards 244

Statistical Methods in Reliability 246

Accelerated Life Modeling 248

Major Failure Modes 249

A Reliability Case Study: The DMD 254

Summary 256

References 257

Selected Bibliography 259

Glossary 261

About the Authors 271

Index 273

Contents xi

.

Foreword

According to my best recollection, the acronym for microelectromechanical systems

(MEMS) was officially adopted by a group of about 80 zealots at a crowded meet￾ing in Salt Lake City in 1989 called the Micro Tele-Operated Robotics Workshop. I

was there to present an invited paper that claimed MEMS should be used to fabri￾cate resonant structures for the purposes of timekeeping, and I was privileged to be

part of this group of visionaries for one and a half exciting days. The proceedings

may not be in print any longer. However, I recall that they were given an Institute of

Electrical and Electronic Engineers (IEEE) catalog number of 89TH0249-3. Discus￾sion at the workshop about the name of this new field of research raged for over an

hour, and several acronyms were offered, debated, and rejected. When the dust set￾tled, I recall that Professor Roger Howe of the University of California at Berkeley

stood up and announced, “Well, then, the name is MEMS.” In this way, the group

came to consensus. The research they conducted, unique to any currently being con￾ducted in the United States (or the world for that matter) would hereafter be known

as “MEMS.”

In those early, heady, exciting, and terribly uncertain days, many issues faced

those in the nascent field that researchers today would find hard to remember. For

example, our hearty band constantly worried if any scholarly journal would publish

the papers we wrote. Sources of research funding were hard to find and difficult to

maintain. MEMS fabrication was itself a major issue. Topics of conversation were

frequently about the nature, properties, and standardization of the polysilicon that

the pioneering band of researchers was using to demonstrate the early, elementary

structures of the day. Even the most daring and idealistic of students occasionally

turned down the offer to work with the faculty of that era: the work sometimes

appeared too farfetched for the taste of even the green-eyed zealots among the

graduate student population.

In the 10 years since the momentous events of that watershed workshop, the

National Science Foundation (NSF) funded a set of MEMS projects under its

“Emerging Technologies Initiative,” headed at the time by George Hazelrigg. NSF

funding continues to this day. The Defense Advanced Projects Research Agency

(DARPA) put nearly $200 million into MEMS research. Numerous MEMS journals

have sprung up, and the rate of filing of MEMS patents has reached over 160 per

calendar year in 1997. The skeptics that predicted the collapse of the field in 1990

are now confronted with the fact that, in 1997, 80 U.S. were companies in the

MEMS field. The combined total world market of MEMS reached approximately

$2 billion as well. In addition, the most conservative market studies predict a world

MEMS market in excess of $8 billion in 2003. In a phrase, MEMS has arrived.

xiii

Despite all the rosy news, there remain significant challenges facing the MEMS

field. One of these I call the challenge of the “500 MEMS Companies” and the other,

the “10,000 MEMS Designers.” For the field to fully take root and become ubiqui￾tous, there must be an unprecedented training of tens of thousands of MEMS engi￾neers. Already, the demand for MEMS experts has far outstripped the ability of

academia to train them. The only hope is for existing engineers to learn the basics of

MEMS and then go up the MEMS learning curve in the traditional way (i.e., learn￾ing by doing).

Here is where this book plays an important, essential role on the national stage.

Dr. Nadim Maluf has put together one of the finest MEMS primers that you may

find on the bookshelf today. Written in a no-nonsense, clear style, the book brings

the practicing engineer and student alike to an understanding of how MEMS are

designed and fabricated. Dr. Maluf’s book concentrates mostly on how to design

and manufacture MEMS. This is to be expected of Dr. Maluf, who has impeccable

MEMS credentials. Trained in MEMS for his Ph.D. at Stanford University, Dr.

Maluf has spent his postdoctoral career as a practicing MEMS engineer and man￾ager at Lucas NovaSensor, one of the early MEMS companies in the field. His indus￾trial career has been focused both on bringing MEMS products successfully to

market and on defending his company’s market share against encroachment by

other technologies. Because this book is written from Dr. Maluf’s practical perspec￾tive, this volume is sure to have lasting value to the myriad of engineers and execu￾tives who are struggling to find a way into the field of MEMS. This book also will

serve as a useful resource for those already in the field who wish to broaden their

expertise in MEMS fabrication. When I reviewed the manuscript, I was ready to

offer Dr. Maluf a great deal of suggestions and corrections. I was quite humbled to

realize that, instead, I was eager to have a copy of the new book on my own shelf. It

will serve as a reference for not only myself, but also the students and engineers who

frequently ask me, “What book should I buy to learn how to make MEMS?”

Albert (“Al”) P. Pisano, Ph.D.

MEMS Program Manager

DARPA

xiv Foreword

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