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Encyclopedia of
Library and
Information
Science
Second Edition
First Update Supplement
© 2005 by Taylor & Francis Group, LLC
Encyclopedia of
Library and
Information
Science
Second Edition
First Update Supplement
edited By
Miriam A. Drake
Georgia Institute of Technology, Atlanta, Georgia, U.S.A.
© 2005 by Taylor & Francis Group, LLC
Published in 2005 by
Taylor & Francis Group
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Boca Raton, FL 33487-2742
© 2005 by Taylor & Francis Group, LLC
No claim to original U.S. Government works
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Visit the Taylor & Francis Web site at
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Taylor & Francis Group is the Academic Division of T&F Informa plc.
© 2005 by Taylor & Francis Group, LLC
Miriam A. Drake, Editor
Georgia Institute of Technology,
Atlanta, Georgia, U.S.A.
Editorial Advisory Board
Marcia Bates
Department of Information Studies, University of
California, Los Angeles, California, U.S.A.
John C. Bertot
School of Information Studies, Florida State University,
Tallahassee, Florida, U.S.A.
Michael Buckland
School of Information Management & Systems,
University of California, Berkeley, California,
U.S.A.
Suzanne H. Calpestri
The George and Mary Foster Anthropology Library,
University of California, Berkeley, California, U.S.A.
Nancy M. Cline
Harvard University, Cambridge, Massachusetts, U.S.A.
Sheila Creth
Progressive Solutions, Chapel Hill, North Carolina,
U.S.A.
Vic Elliott
Division of Information, The Australian National
University, Canberra, Australia
Susan Foster
University of Delaware, Newark, Delaware, U.S.A.
Martı´n Go´mez
Brooklyn Public Library, Brooklyn,
New York, U.S.A.
Nancy E. Gwinn
Smithsonian Institution Libraries, Washington, D.C.,
U.S.A.
Charles Henry
Rice University, Houston, Texas, U.S.A.
Lisa Hinchliffe
University of Illinois at Urbana-Champaign, Urbana,
Illinois, U.S.A.
Karen Holloway
The University of Arizona, Tucson, Arizona, U.S.A.
Glen E. Holt
St. Louis Public Library, St. Louis, Missouri, U.S.A.
Mary Lee Kennedy
The Kennedy Group, Massachusetts, U.S.A.
Allen Kent
Allen Kent Associates, St. Petersburg, Florida;
Retired, School of Information Sciences,
University of Pittsburgh, Pittsburgh, Pennsylvania,
U.S.A.
Thomas Krichel
Palmer School of Library and Information Science,
Long Island University, Greenvale, New York,
U.S.A.
M. S. Vijay Kumar
Massachusetts Institute of Technology, Cambridge,
Massachusetts, U.S.A.
Jesus Lau
Universidad Veracruzana, Veracruz, Mexico
Lucy B. Lettis
Marsh & McLennon, New York, New York, U.S.A.
Maurice B. Line
Consultant, Harrogate, U.K.
Clifford Lynch
Coalition for Networked Information,
Washington, D.C.; University of California,
Berkeley, Berkeley, California, U.S.A.
© 2005 by Taylor & Francis Group, LLC
Marilyn Mason
Consultant, Tallahassee, Florida, U.S.A.
James Matarazzo
School of Library and Information Science,
Simmons College, Boston, Massachusetts, U.S.A.
C. Allen Nichols
Wadsworth Public Library, Wadsworth, Ohio, U.S.A.
Cathy Norton
Marine Biological Laboratory, Woods Hole
Oceanographic Institute, Woods Hole, Massachusetts,
U.S.A.
Chris Peebles
Indiana University, Bloomington, Indiana, U.S.A.
David Penniman
School of Informatics, University at Buffalo,
State University of New York, Buffalo, New York,
U.S.A.
Neils Ole Pors
Department of Library and Information Management,
Royal School of Library and Information Science,
Copenhagen, Denmark
Paul Sturges
Department of Information Science, Loughborough
University, Leicestershire, U.K.
Winston Tabb
Johns Hopkins University, Baltimore, Maryland,
U.S.A.
vi
© 2005 by Taylor & Francis Group, LLC
Contributors
Richard Abel = Portland, Oregon, U.S.A.
Grace Agnew = Rutgers, The State University of New Jersey, Piscataway, New Jersey, U.S.A.
Pam Baker = California State University, Monterey Bay, Seaside, California, U.S.A.
Susan Beatty = University of Calgary, Calgary, Alberta, Canada
Robert L. Becker = Wolters Kluwer, Riverwoods, Illinois, U.S.A.
Pieter Boeder = Communications Consultant, Amsterdam, The Netherlands
Amy E. Brand = CrossRef, Lynnfield, Massachusetts, U.S.A.
Joseph Branin = Ohio State University, Columbus, Ohio, U.S.A.
Bonnie C. Carroll = Information International Associates, Inc., Oak Ridge, Tennessee, U.S.A.
Ye-Sho Chen = Louisiana State University, Baton Rouge, Louisiana, U.S.A.
Edward Colleran = Copyright Clearance Center, Danvers, Massachusetts, U.S.A.
Mike Crump = The British Library, London, U.K.
Anthony Debons = University of Pittsburgh, Pittsburgh, Pennsylvania, U.S.A.
Ruth Dickstein = University of Arizona, Tucson, Arizona, U.S.A.
Amy Driscoll = California State University, Monterey Bay, Seaside, California, U.S.A.
Ulla Ehrensva¨rd = National Library of Sweden, Stockholm, Sweden
Frederick J. Friend = University College London, London, U.K.
Carla J. Funk = Medical Library Association, Chicago, Illinois, U.S.A.
Emily Gallup Fayen = MuseGlobal, Inc., Boston, Massachusetts, U.S.A.
Edward D. Garten = University of Dayton, Dayton, Ohio, U.S.A.
Frances Groen = McGill University, Montreal, Quebec, Canada
Kevin M. Guthrie = JSTOR, New York, New York, U.S.A.
Birger Neal Hjørland = Royal School of Library and Information Science, Copenhagen, Denmark
Gail Hodge = Information International Associates, Inc., Oak Ridge, Tennessee, U.S.A.
Darren Hoerner = Bill & Melinda Gates Foundation, Seattle, Washington, U.S.A.
Bettina Hohn = University of Applied Sciences, Berlin, Germany
Kimio Hosono = Keio University, Tokyo, Japan
Kelly Barrick Hovendick = Syracuse University, Syracuse, New York, U.S.A.
David J. Ives = NELINET, Inc., Southborough, Massachusetts, U.S.A.
Sylvia James = Sylvia James Consultancy, Sussex, U.K.
Kathryn R. Johnson = Information International Associates, Inc., Oak Ridge, Tennessee, U.S.A.
Sophia K. Jordan = Chicago Public Library, Chicago, Illinois, U.S.A.
Corinne Jo¨rgensen = Florida State University, Tallahassee, Florida, U.S.A.
Amy M. Kautzman = University of California, Berkeley, California, U.S.A.
R. David Lankes = Syracuse University, Syracuse, New York, U.S.A.
Mayre Lehtila¨-Olsson = National Library of Sweden, Stockholm, Sweden
Tomas Lidman = National Library of Sweden, Stockholm, Sweden
Timothy Mark = University of Ottawa, Ontario, Canada
vii
© 2005 by Taylor & Francis Group, LLC
Robert F. Nawrocki = Library of Virginia, Richmond, Virginia, U.S.A.
William Neal Nelson = Augusta State University, Augusta, Georgia, U.S.A.
Kjell Nilsson = National Library of Sweden, Stockholm, Sweden
Norman Paskin = International DOI Foundation, Oxford, U.K.
Lisa Pillow = University of Minnesota—Twin Cities, Minneapolis, Minnesota, U.S.A.
Jonathan Purday = The British Library, Baston Spa, U.K.
Folke Sandgren = National Library of Sweden, Stockholm, Sweden
Reijo Savolainen = University of Tampere, Tampere, Finland
Lyudmila Shpilevaya = The New York Public Library, New York, New York, U.S.A.
Wojciech Siemaszkiewicz = The New York Public Library, New York, New York, U.S.A.
Janet L. Steins = Harvard University, Cambridge, Massachusetts, U.S.A.
Frederick W. Stoss = University at Buffalo, State University of New York, Buffalo, New York, U.S.A.
Gary E. Strong = The Queens Borough Public Library, Jamaica, New York, U.S.A.
Laura Tull = Ohio State University, Columbus, Ohio, U.S.A.
Konrad Umlauf = Humboldt-Universita¨t zu Berlin, Berlin, Germany
Sirje Virkus = Manchester Metropolitan University, Manchester, U.K.
Timothy Walch = National Archives and Records Administration, West Branch, Iowa, U.S.A.
Jenny Walker = Ex Libris Inc., Watertown, Massachusetts, U.S.A.
Darlene Warren = University of Calgary, Calgary, Alberta, Canada
Peggy White = University of Calgary, Calgary, Alberta, Canada
Alicia Wise = Publishers Licensing Society, London, U.K.
Liavon Yurevich = The New York Public Library, New York, New York, U.S.A.
viii
© 2005 by Taylor & Francis Group, LLC
Contents
Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . xi
Academic Libraries in Canada = Frances Groen . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Academic Libraries in Eastern Europe = Sirje Virkus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Academic Libraries in Japan = Kimio Hosono . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
Acidic Papers and Preservation Strategies = Sophia K. Jordan . . . . . . . . . . . . . . . . . . . . . . . 35
African American Studies Databases = Lisa Pillow . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
Anthropology Libraries = Janet L. Steins . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
Book and Journal Publishing = Richard Abel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 64
The British Library = Jonathan Purday and Mike Crump . . . . . . . . . . . . . . . . . . . . . . . . . . 73
Canadian Association of Research Libraries = Timothy Mark . . . . . . . . . . . . . . . . . . . . . . . . 81
CENDI = Bonnie C. Carroll, Kathryn R. Johnson, and Gail Hodge . . . . . . . . . . . . . . . . . . . 88
Consortia, Library Buying = Frederick J. Friend . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
Copyright Clearance Center = Edward Colleran . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
CrossRef = Amy E. Brand . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 106
Digital Object Identifier (DOI) = Norman Paskin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 114
Digital Reference = R. David Lankes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 126
Domain Analysis in Information Science = Birger Hjørland . . . . . . . . . . . . . . . . . . . . . . . . . 129
Electronic Records Management = Robert F. Nawrocki . . . . . . . . . . . . . . . . . . . . . . . . . . . . 136
Environmental Information = Frederick W. Stoss . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 144
Everyday Life Information Seeking = Reijo Savolainen . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155
Firewalls = David J. Ives . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 164
Fundraising on the Internet: On-Line Strategies for Nonprofit Organizations =
Pieter Boeder and Bettina Hohn . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 171
German Academic Libraries = Konrad Umlauf . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 177
Herbert Hoover Library = Timothy Walch . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 201
Information Commons = Peggy White, Susan Beatty, and
Darlene Warren . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 210
Information Counseling = Anthony Debons . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 217
Information Productivity = Ye-Sho Chen . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 228
Institutional Repositories = Joseph Branin . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 237
Integrated Library Systems = Emily Gallup Fayen . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 249
The Internet and Public Library Use = Corinne Jo¨rgensen . . . . . . . . . . . . . . . . . . . . . . . . . . 261
Joint Information Systems Committee = Alicia Wise . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 271
JSTOR = Kevin M. Guthrie . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 276
Libraries in Belarus = Liavon M. Yurevich . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 283
Libraries in Ukraine = Lyudmila Shpilevaya . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 288
Library Standards in Higher Education: An Overview = William Neal Nelson . . . . . . . . . . . . . . 295
Medical Library Association = Carla J. Funk . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 306
ix
© 2005 by Taylor & Francis Group, LLC
National Library of Sweden: History of the Royal Library = Tomas Lidman,
Ulla Ehrensva¨rd, Folke Sandgren, Mayre Lehtila¨-Olsson, and
Kjell Nilsson . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 314
Polish Libraries = Wojciech Siemaszkiewicz . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 323
Public Libraries, Public Access Computing, and the Bill &
Melinda Gates Foundation = Darren Hoerner . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 335
The Queens Borough Public Library = Gary E. Strong . . . . . . . . . . . . . . . . . . . . . . . . . . . . 341
SFX = Jenny Walker . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 351
Special Libraries in the UK = Sylvia James . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 358
Student Outcomes Assessment = Amy Driscoll and Pamela Baker . . . . . . . . . . . . . . . . . . . . . 364
Trends in Legal Publishing = Robert Becker . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 370
Undergraduate Library Collections = Amy M. Kautzman . . . . . . . . . . . . . . . . . . . . . . . . . . . 376
Unicode = Laura Tull . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 383
Video on Demand—The Prospect and Promise for Libraries =
Grace Agnew . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 393
Virtual Libraries and Distance Learning in the United States = Edward D. Garten . . . . . . . . . . 404
Women’s Studies Databases = Ruth Dickstein and Kelly Barrick Hovendick . . . . . . . . . . . . . . 409
Preface . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 419
x
© 2005 by Taylor & Francis Group, LLC
Preface
The second edition of the Encyclopedia of Library and Information Science represents a
dynamic database aimed at describing both history and the state of the art in libraries,
library science, information science, and applications of information technology. The
print edition appeared in four volumes in 2003. It quickly became established as a
respected and valuable reference resource. This supplement contains articles added since
2003 and includes new material as well as updated entries.
The material contained in this volume includes many elements relating to library operations, information access and processing, information literacy, and information science.
New processes, new developments, and new ways of disseminating, accessing, and analyzing information create the exciting and transformational aspects of the field. This supplement provides valuable resources for people in the field as well as people wanting to learn
about the field.
This supplement contains articles on libraries in Canada, Eastern Europe, Germany,
and Japan as well as the British Library. Articles of special importance to the field today
are: ‘‘Digital Object Identifier (DOI
)’’ by Norman Paskin; ‘‘CrossRef’’ by Amy E.
Brand; ‘‘Institutional Repositories’’ by Joseph Branin; ‘‘SFX’’ by Jenny Walker; and
‘‘Video on Demand—The Prospect and Promise for Libraries’’ by Grace Agnew.
I thank the Editorial Advisory Board for their help in refereeing entries, recommending
topics, and recommending authors. I appreciate Susan Lee, a valuable colleague who contributes to the Encyclopedia of Library and Information Science in many ways, making it
a superior resource.
Miriam A. Drake
Editor
xi
© 2005 by Taylor & Francis Group, LLC
Academic Libraries in Canada
Frances Groen
McGill University, Montreal, Quebec, Canada
INTRODUCTION
Canadian academic libraries developed within the operational contexts of their parent colleges and universities.
They contain rich historical collections dating from 1632,
collections related to native peoples, and developing digital
collections. Responsibility for higher education rests with
the provinces and territories of Canada to form a distributed system of education libraries. Academic libraries
collaborate through national and regional associations.
Canadian libraries have made substantial investments
in information technology and actively participate in a
national system of electronic information delivery.
ACADEMIC LIBRARIES IN
CANADA—ACADEMIC AND
RESEARCH LIBRARIES
The article on research libraries in the first edition of this
encyclopedia notes that ‘‘the term research, applied to a
library, describes the function of the library more than the
source of its support—university, college, or public
(municipal) funds. . . The function of a research library
is to collect and make available for use all the material[s]
on a given subject or range of subjects.’’[1]
Academic libraries may or may not be great research
libraries but they are university libraries, supporting
the education of students and the research and teaching
needs of the faculty on a particular campus. A number of
Canadian academic libraries are also great research
libraries by international standards; the terms ‘‘academic’’
and ‘‘research’’ in relation to libraries tend to be used
interchangeably in describing university libraries of status.
For example, the organizations the Canadian Association
of Research Libraries (CARL) and the Association of
Research Libraries consist of academic libraries.
HISTORICAL DEVELOPMENT OF CANADIAN
UNIVERSITIES AND COLLEGES—THE
FIRST LIBRARIES
Academic libraries in Canada developed historically
within the context of the universities and colleges they
supported. In the course of their development, these
libraries frequently incorporated collections and traditions
older than the university itself. For example, the Library
of Universite´ Laval contains items from the Bibliothe`que
de la Mission Canadienne des Je´suites, 1632. Laval
University, established in 1852, has its origin from an
earlier institution, the Se´minaire du Que´bec.
Therefore among the oldest major universities and
housing libraries with rich historical traditions and
collections are the University of Toronto (Ontario)a and
McGill University (Montreal) Quebec.b The University
of Toronto, with the most extensive library in Canada,
was founded in 1827 as the Anglican King’s College of
York. It was secularized and its name was changed to the
University of Toronto in 1849. Montreal businessman and
philanthropist, James McGill, bequeathed support to
found the Royal Institution for the Advancement of
Learning in 1813, but political and litigious controversies
of the time delayed its establishment. It was only by
engrafting the Montreal Medical Institution as the first
faculty of McGill that the university became incorporated
in 1821. Therefore it might be argued that the first
university library in Canada was a medical library.
Canada’s Maritime provinces (Newfoundland, Nova
Scotia, New Brunswick, and Prince Edward Island) are
the home of a variety of institutions of higher learning—
with two major universities: Dalhousie and Memorial.
Dalhousie University (Halifax), Nova Scotia, the oldest
university in the Maritimes, was founded in 1818 by the
Ninth Earl of Dalhousie, but did not begin to function as a
university until 1863. A number of smaller academic
institutions in the Maritimes began later in the 19th
century: Acadia University, founded as Queen’s College
in 1898; the Universite´ de Moncton (Moncton), New
Brunswick, a francophone university, traces its origins to
the Colle`ge Saint-Joseph, 1864; and Mount Allison
University (Sackville), New Brunswick, was founded in
1843 as Mount Allison Weslyan College. The University
of New Brunswick (Fredericton), New Brunswick,
originated as the Provincial Academy of Liberal Arts
and Sciences in 1785. Memorial University (St. John’s),
aFor a complete history see Ref. [2]. bFor a complete history see Ref. [3].
1
© 2005 by Taylor & Francis Group, LLC
Newfoundland, was founded in 1925 as Canada’s most
eastern university, located in the last province to join
Canada in 1949.
The province of Ontario, Canada’s most populous
province, includes the University of Toronto as well as
other major universities. Other early Ontario universities
are Queen’s University (Kingston), founded by the Church
of Scotland in 1839; the University of Ottawa (Ottawa),
founded in 1848 as the College of By-town; the University
of Western Ontario (London), founded in 1878 as the
Western University of London; and the University of
Windsor (Windsor), which originated as Assumption
College founded in 1857. The University of Guelph
(Guelph) was created out of the Ontario Veterinary and
Agricultural College beginning in 1888. Carleton University (Ottawa) originated as Carleton Collegec in 1942. The
expansion of the 1960s witnessed two new colleges: Brock
University (St. Catharine’s) in 1964 and Trent University
(Peterborough) 1963. Two largely undergraduate universities in northern Ontario are Laurentian University
(Sudbury), created from the University of Sudbury in
1957, and Lakehead University (Sault St. Marie).
In the province of Quebec, the early history of the
development of universities is connected to the history of
the Catholic Church. Universite´ Laval (Quebec City),
Quebec, was founded in 1852. The Universite´ de
Montre´al (Montre´al), founded in 1878 as a branch of
Universite´ Laval, received its parliamentary charter in
1920. The Universite´ de Sherbrooke (Sherbrooke), the
youngest university in Quebec, began in 1954. In 1963,
Quebec created the Que´bec Commission Royale
d’Enqueˆte sur l’Enseignement dans la Province du
Quebec.[5] This study, known as Report of the Parent
Commission, resulted in the establishment of the l’Universite´ du Que´bec System in 1968, providing a system of
university education across the province (Trois-Rivie`res,
Chicoutimi, Hull, Rimouski) and a consolidation of
collections from the Colle`ge Sainte-Marie, Ecole Normale
Jacques-Cartier, and the Ecole des Beaux-Arts to form the
Library of the Universite´ du Que´bec a` Montre´al. The
Parent Commission also recommended the incorporation
of two Montreal colleges, Loyola and Sir George
Williams, to form Concordia University in 1974.
In Western Canada, the University of Alberta
(Edmonton), Alberta, was founded in 1906; the University
of Calgary (Calgary), Alberta, was established in 1945 as
a branch of the University of Alberta, becoming a
university in its own right in 1966; Brandon University
(Brandon), Manitoba, was established in 1899; the
University of Manitoba (Winnipeg), Manitoba, established in 1877 is Western Canada’s first university; the
University of Saskatchewan (Saskatoon), Saskatchewan,
was established in 1907; the University of Regina
(Regina), Saskatchewan, founded as a college of the
University of Saskatchewan in 1925, became an independent institution in 1974; Simon Fraser University
(Burnaby), British Columbia, was founded in 1965; and
the University of Victoria (Victoria), British Columbia,
has origins going back to 1903 as a college affiliated with
McGill University, and became a degree-granting institution in 1963. A provincial university was proposed for
British Columbia as early as 1877, but its implementation
was delayed because of political rivalry between Vancouver Island and the mainland. In 1899, Vancouver
College, also affiliated with McGill University, was
established and, in 1906, this became McGill University
College of British Columbia, becoming the University of
British Columbia in 1908.
This brief review of the evolution of universities in
Canada presents the context in which Canadian higher
education evolved, and with it the libraries to support
these institutions. None of these institutions made
elaborate provision for libraries in support of their
programs. The University of Alberta is symptomatic of
developments across the nation. When the University of
Alberta was established in 1909, the provincial Premier at
the time, A. C. Rutherford, wrote to request gifts of books
from, among others, the premiers of the provinces of
Quebec and Manitoba as well as the Canadian High
Commissioner in London, Lord Strathcona.[6] First came
the university, then, almost as an afterthought, the library.
In many ways, the history of academic libraries in Canada
has continued to demonstrate the ‘‘rattrapage’’ philosophy—during which the library prospers when enrolment
increases and research intensifies. Only a handful of
academic libraries in this country maintain strong
collections that are not linked to current user needs.
However, all of these institutions are committed to their
heritage collections and maintain archives on the history
of the institution and the library.
THE POLITICAL CONTEXT OF CANADIAN
ACADEMIC LIBRARIES
The Constitution of Canada (1867) delegates to the
provinces of Canada the responsibility for education with
a resulting system of autonomous educational institutions
across 10 provinces and two territories of Canada. Each
province has a Minister of Education and usually a
Deputy Minister, but a similar post does not exist at the
federal level. Higher education is almost exclusively
public. Most universities are increasingly controlled by
their provincial governments, which contribute the larger cFor a complete history see Ref. [4].
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percentage of financial support to the universities. Student
fees (regulated by provincial governments), research
grants, and private giving provide the remaining support.
Academic services are negotiated between federal and
provincial partnerships, and by strong nongovernmental
associations such as the Association of Universities and
Colleges in Canada.
Canadian academic libraries are colored by these decentralized provincial education policies, and by two other
unique aspects of the Canadian heritage—bilingualism and
the presence of an aboriginal culture that is making itself
felt in political and educational matters, especially in the
west. Canada is a bilingual country, and one of its provinces, Quebec, is French-speaking by law. Recognizing
the need to provide bilingual library resources, La Bibliothe`que de l’Universite´ Laval has developed a ‘‘Re´pertoire
de Vedettes-Matie`re’’ (RVM), a subject thesaurus for
cataloguing, which has been adopted as a national standard
by the National Library of Canada, the Bibliothe`que
Nationale du Que´bec, the Bibliothe`que Nationale de
France, and the Bibliothe`que Nationale de Luxembourg.
Academic libraries in Canada support programs in
aboriginal studies and in other areas relevant to the study of
native people, such as Canadian studies. Academic libraries in Western Canada are particularly noteworthy in this
area. The University of Saskatchewan’s Aboriginal Portal
provides access to photographs, online documents, and full
text of native law cases retrospective to 1763 and includes
historic photographs. The University of Alberta Learning
Resources, in support of its School of Native Studies,
provides full text and links to recommended web sites, and
also includes digital versions of Me´tis Scrip Records.
Numerous academic libraries have developed lists of
selected references on the Native People of Canada, such
as those available at the University of Manitoba Elizabeth
Dafoe Library, McGill Libraries, and the University of
Regina. A growing interest in this area is the digitization of
historic collections relative to Native and Canadian studies
programs. In the Government of Canada’s Aboriginal
Digital Collections project, 30 web sites were created by
aboriginal youth, featuring significant Canadian aboriginal
materials. The oral tradition of aboriginal culture benefits
from the digital era through the use of multimedia in
capturing native songs and spoken (oral) histories.
Canadian academic libraries have organized themselves into strong regional associations that cover the map
of Canada, from west to east. These are as follows:
. The Council of Prairie and Pacific University Libraries
(COPPUL)
. The Ontario Council of University Libraires (OCUL)
. The Confe´rence des Recteurs et des Principaux des
Universite´s du Que´bec (CREPUQ)
. The Council of Atlantic University Libraries (CAUL).
The COPPUL is a consortium of 22 university libraries
located in the provinces of Manitoba, Saskatchewan,
Alberta, and British Columbia. Member libraries ‘‘cooperate to enhance information services through resource
sharing, collection purchasing, document delivery, and
many other similar activities.’’[7]
The Ontario Council of University Libraries (OCUL)
is a consortium of 19 university libraries in the province
of Ontario. These 19 Ontario libraries, like those of
COPPUL, ‘‘cooperate to enhance information services
through resource sharing, collection purchasing, document delivery, and many other similar activities.’’[8]
The CAUL/Conseil des Bibliothe`ques Universitaires
de l’Atlantique (CBUA) consists of 17 member institutions located in the provinces of Eastern Canada—Nova
Scotia, New Brunswick, Prince Edward Island, and
Newfoundland.[9]
The Quebec university libraries are coordinated
through the CREPUQ in a Sous-comite´ des bibliothe`ques.
In 1969, the rectors of the Quebec universities adopted
a plan for the improvement and coordination of the
Quebec university libraries and, in 1972, an office of
libraries with a full-time coordinator was established
under the umbrella of CREPUQ. Membership consists of
the 12 directors of university and special libraries in
Quebec, the Bibliothe`que Nationale du Que´bec, and the
City of Montreal Library. With its history of more than
30 years, the CREPUQ Sous-comite´ des bibliothe`ques
is the oldest regional academic library collective in
Canada.[10]
These four regional consortia have proven most
effective in fostering a strong collaborative culture at a
regional level, resulting in shared resource acquisition that
greatly intensified with electronic site licensing. It should
be noted that the existence of these four regional cooperatives preceded the advent of electronic site licensing
initiatives, although today much of their activity is focused on licensing agreements.
At a national level, the CARL/L’Association des
Bibliothe`ques de Recherche du Canada (ABRC)[11] was
established in 1976 and consists of 27 university libraries
plus the National Library of Canada (Ottawa) and the
Canada Institute for Scientific and Technical Information
(CISTI). CARL/ABRC has three basic goals:
. To provide organized leadership for the Canadian
research library community in the development of
policies and programs that maintain and improve the
cycle of scholarly communication
. To work toward the realization of a national research
library resource-sharing network in the areas of
collection development, preservation, and access
. To increase the capacity of individual member libraries
to provide effective support and encouragement to
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© 2005 by Taylor & Francis Group, LLC
postgraduate study and research at national, regional,
and local levels.
The Canadian Association of Research Libraries has
played a leadership role in organizing the Canadian
academic library community. Priorities include copyright,
federal funding of libraries as a component of Canadian
research and innovation, and the provision of information
resources through collaboration (see the Canadian National Site Licensing Project, CNSLP). Membership in the
Canadian Association of Research Libraries is limited to
libraries of Canadian universities with doctoral programs
in the arts, sciences, and social sciences, or to other
research institutions approved by the membership.
THE EVOLUTION OF CANADIAN
ACADEMIC LIBRARIES
In their evolution, Canadian academic libraries have been
aided by a large number of studies and reports; not all of
these reports have enjoyed governmental support and
recognition. Those that have been initiated by government
or official bodies such as the Association of Universities
and Colleges in Canada appear to have created a larger
impact in the improvement of academic libraries. As early
as 1930, a grant from the Carnegie Corporation provided
the financial resources for a comprehensive study of Canadian libraries by the Commission on Libraries, chaired
by John Riddington, the Librarian of the University of
British Columbia and the President of the newly formed
Canadian Library Association.[12]
Included in this comprehensive study was a chapter on
university libraries that documented the situation in
libraries in the 23 universities of the then Dominion of
Canada. Noting their variety, this report documented ‘‘the
aristocratic English and the theologically controlled type
of French universities. . .’’ (p. 123) as well as the great
variation in institutional size. The libraries of these
institutions reflected the same wide variation, and noted
that ‘‘while there are some Canadian universities that thus
recognize the place of the library in higher education, there
are others that are far from being fully awakened to this
realization.’’ (p. 125). The lack of reliable data on
academic libraries is also noted. The commission’s report
is descriptive of those university libraries that bothered to
provide data, and concludes with the observation that ‘‘the
whole subject is one that would well repay careful study
and record. . .’’ (p. 132). If the number of subsequent
studies is an indication, this recommendation was certainly
taken seriously, although not immediately acted upon.
As Canada became a country with an increasing awareness of its cultural and scholarly role, a number of studies
exploring the humanities in Canada were made.[13 – 16]
These studies, perforce, considered library support for
scholarship in the humanities, and recommended over and
over again that academic libraries needed to be strengthened if Canadian humanities scholarship was to flower.
Many studies and consultants’ reports at both the
provincial and institutional levels were also completed as
libraries continued to scrutinize their ability to serve
scholarly and research needs on their campuses.
A visionary, yet cautionary, approach to the ways in
which the emerging information technologies could be
harnessed to provide increased support to humanities
scholarship was proved by W. Kay Lamb, Canada’s first
National Librarian.[17] Dr. Lamb envisioned stronger
resource collaboration between academic libraries and
the relatively new National Library of Canada. He
speculated quite accurately on enhanced scholarly access
to the nation’s libraries through computer technology. His
article still makes interesting reading for his insight as
well as foresight; he cautions that access and electronic
enhancements do not alone result in scholarship at a
higher level: ‘‘one aspect of the forward march of
automation worries me. Scholars, especially young
scholars, are becoming preoccupied with the mechanical
aspects of research. The ease and relative cheapness with
which copies can now be made and the speed with which
data can be manipulated give them the impression that
copying and manipulation in themselves accomplish
something. They mistake turning wheels and checking
cameras for real research and thought. Ease of copying
does not eliminate the need to read, consider, and select; it
merely postpones the evil day. I shall feel more cheerful
about mechanical and electronic wonders when their
existence and use begin to reflect more clearly in a rising
standard in the results of research and in scholarly
writing’’ (Ref. [17], p. 10.).
An extensive study of library resources in Canadian
academic and research libraries was prepared under the
auspices of the Canadian Association of College and
University Libraries, a section of the Canadian Library
Association and the Association of Universities and
Colleges in Canada and funded by the Canada Council
and the Council on Library Resources (Washington, DC).
Comprehensive, thorough, and accurate, the Downs
Report,[18] as the study came to be known, provided
valuable insight into all aspects of academic libraries in
Canada at a watershed moment. The full force of
information technology had not yet impacted upon
libraries, although the potential for automation to improve
library services was beginning to be understood. Furthermore, the mechanization of major indices beginning in
science and medicine was underway. The 1960s was also a
decade of unparalleled growth in Canadian universities—a
burgeoning of student enrolment, and a doubling in the
number of faculty members with the associated growth in
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research output. The period of the 1960s captured by the
Downs Report demonstrates a strong belief in the value of
higher education and, at the same time, a commitment to
the decidedly Canadian value of universality of access.
Given the period of growth, optimism, and expansion in
which the Downs Report was conceived, it is not
surprising to find its proposals for action both ambitious
and far-reaching. Downs interpreted ‘‘resources’’ in the
broadest sense to mean collections, professional librarians,
library buildings and library instructional programs, and
other services. As Robert Downs notes, ‘‘never before in
their history have Canadian university libraries received
the attention and support which have lately been accorded
to them. But utopia for them is still far from being just
around the corner’’ (Ref. [18], p. 2). Robert Downs’
remarks remain true 36 years later. The recommendations
in his report address administrative organization in
libraries, technical services and collection development,
readers’ services, physical facilities, personnel, financial
support, library automation, interlibrary cooperation, and,
most importantly, financial support. In this last group of
recommendations, Downs recommended an additional
appropriation of Can$150,000,000 for collections over the
next decade, and an allocation annually of a minimum of
10% of the general university expenditure for library
support. The Downs study took a strong stand regarding
the primacy of collection development as the core value of
the university library: ‘‘Beautiful buildings, well-trained
staffs, and the most modern cataloguing and classification,
circulation, and reference systems can compensate only to
a limited degree for the absence of strong collections’’
(Ref. [18], p. 207.)
Following the appearance of the Downs Report, a
conference, convened by the Association of Colleges and
Universities in Canada and the Canadian Association of
College and University Libraries—the sponsoring associations of Downs’ work—met in Montreal to discuss
the future of Canadian academic libraries envisioned in
the report. Robert Blackburn, Chief Librarian of the
University of Toronto, and Basil Stuart-Stubbs, University of British Columbia, prepared discussion papers.[19]
A comprehensive and sustained evaluation of the implementation and impact of the recommendations of the
Downs Report was not undertaken systematically; given
the breadth and scope of the report, this is not surprising.
Like other valuable library reviews both earlier and
subsequent, the essential value of the report was in the
visibility it created for the needs of the library in higher
education and the way it illuminated the quite staggering
library needs and their costs. It was left to the individual
library director to deal with the level of implementation.
In the words of Basil Stuart-Stubbs, ‘‘to use a time-worn
phrase, we librarians have a selling job to do, and here is
where the Downs Report comes in. This document is the
cornerstone for all of your individual arguments for the
years to come and it will be your responsibility to make
the best possible use of it’’ (Stubbs, p. 20). The effectiveness of the Downs Report on improving Canadian
academic libraries must be evaluated in terms of improvements in collections and services, and real growth
did occur in libraries into the 1970s.
Economic conditions, at large, determine the general
financial situation in universities, which, in turn, impact
on support of the university library. By the 1970s, the
development of Canada research libraries was again in
jeopardy. Inflation was escalating annually and globally,
Canadian academic research libraries purchase over 90%
of their resources outside Canada, and the devaluation of
the Canadian dollar, especially with respect to U.S.
currency, was a serious factor.
A comprehensive academic study of financial restraint
in libraries during the decade 1973 – 1983 was undertaken
by Auster.[20] Auster recognized the sustained growth and
expansion of academic libraries in the 1960s and early
1970s, and picks up on a period of financial constraint
starting in 1973. Using information obtained from a
questionnaire sent to libraries and data compiled annually
by the Canadian Association of Research Libraries,
Auster publishes her ex post facto research (her term) in
1991. The question posed by this work regarding whether
library retrenchment is a cyclical phenomenon remains
valid, if unanswered. ‘‘How long will the cycle last?’’ is
the determining variable. The unfortunate consequence
for Canadian academic libraries caught in the cycle of
growth and retrenchment is the impact on the development of collections of depth and breadth in support of
scholarly research.
By the 1990s, the Canadian academic library community had recognized that the combined force of retrenchment and the adoption of information technology in
publishing and scholarly communication had brought
academic libraries to a watershed. Working with the
Association of Colleges and Universities in Canada, the
Canadian Association of Research Libraries undertook a
broad study on change and the future of academic libraries
in the information age.[21] The report, broad in scope,
embedded academic libraries within the entire university
system, recognizing that libraries and their parent institutions had reached a critical juncture. It addressed a broad
array of university sectors—scholars, administrators, librarians, university press directors, students, and learned
societies, recognizing that these interest groups held the
resources and the authority to ensure that Canadian
universities were positioned in the emerging global
knowledge network.
The report recommendations called for a response at
the institutional and national levels—raising awareness of
the issues and the need for change; promulgating best
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© 2005 by Taylor & Francis Group, LLC