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International Organizations Before National Courts Part 5 docx
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nature for states vis-a`-vis the organization, however, is sometimes questioned.
In particular, it raises the issue of whether international organizations
can be viewed as parties or merely as beneficiaries of such treaties. Most
of the discussion revolves around the UN and its status under the General
Convention. In the Reparations case the ICJ set the boundaries for the
future debate by stating that the General Convention ‘creates rights and
duties between each of the signatories and the Organization’.557 It left
open, however, whether this was to be regarded as a consequence of the
UN’s status as a party or as a beneficiary. The majority of authors seemed
to support the view that the UN somehow gained party status to the
General Convention.
One piece of evidence in favour of this view results from the UN
Secretariat’s treatment of the General Convention. The fact that the
Secretary-General registered it ex officio might indicate that he views the
UN as a party to the Convention.558 The Convention can be regarded not
only as a ‘multilateral inter-State agreement, but also a series of bilateral
agreements between the UN and each State party to the Convention,
defining rights and obligations for both parties’, thus considering the UN
itself to be a party to the General Convention.559 Strong support for this
view also stems from the text of the General Convention: section 35
provides that the Convention ‘shall be in force as between the United
Nations and every Member’. Since treaties are normally ‘in force’ between
their parties, the UN’s position considering itself as a party seems to be a
logical conclusion.560 Others emphasize the peculiar rules concerning the
conclusion and entry into force of the General Convention. An important
characteristic of the General Convention is that Article 105(3) of the UN
Charter requires approval by the UN General Assembly. One could argue
that ‘the vote of approval by the General Assembly was equivalent to
ratification by the UN. The Contracting Parties are, on the one hand, each
Member State and, on the other, the UN as such.’561 The dispute settlement provisions of the General Convention could also give rise to such a
conclusion. It provides that ‘[i]f a difference arises between the United
Nations . . . and a Member . . . a request shall be made for an advisory
557 Reparation for Injuries Suffered in the Service of the United Nations, Advisory Opinion, (1949) ICJ
Reports 174 at 179. 558 Bowett, The Law of International Institutions, 344. 559 Paul C. Szasz, ‘International Organizations, Privileges and Immunities’ in Rudolf Bernhardt (ed.), Encyclopedia of Public International Law (2nd edn, 1995), vol. II, 1325–33 at 1327. 560 Bekker, The Legal Position, 130ff, note 572. 561 Kunz, ‘Privileges and Immunities’, 848.
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opinion . . . The opinion given by the Court shall be accepted as decisive by
the parties’.562 One could indeed infer from this wording that the UN may
be one of the ‘parties’ as this term is used in section 30.563
Other authors, however, maintain that international organizations are
merely chief beneficiaries and guardians of multilateral immunity instruments.564 The ‘beneficiary’ approach – as opposed to the ‘party’ approach – seems to be more compatible with principles of treaty law than
the sometimes rather far-fetched interpretations given above. To regard
the UN a beneficiary of the General Convention rather than a party seems
to be a ‘safe track’ argument that can be easily accepted. The statement
on behalf of the Secretary-General in the Mazilu case565 before the ICJ
contains this reasoning in an in eventu argument. He elaborates that, if
the UN were not recognized as a party to the General Convention:
it is clearly a third organization that can derive obligations and rights under that
instrument pursuant to the principles codified in Articles 35 and 36 of the 1986
Vienna Convention on the Law of Treaties between States and International
Organizations or between International Organizations. The acceptance or assent
of the organization to such obligations and rights is evidently that given by the
General Assembly in adopting the Convention and proposing it to Member States,
an action taken pursuant to the explicit authorization of paragraph 3 of the
Article 105 of the Charter.566
The ICJ, in its advisory opinion, did not solve the issue, probably because
it could render its affirmative opinion on the applicability of the Convention on the basis of either theory.
Bilateral headquarters and host agreements
Apart from the multilateral treaties mentioned above, a large number of
bilateral agreements regulate the issue of immunity from suit – as part of
general immunities – in a rather detailed fashion. Such bilateral treaties
are usually termed ‘headquarters agreements’ or ‘seat agreements’, if
they are concluded between the international organization and the coun562 Article VII section 30 of the General Convention. 563 Statement Made by the Legal Counsel at the 1016th meeting of the Sixth Committee of the General
Assembly on 6 December 1967, reprinted in (1967) United Nations Juridical Yearbook 311 at 312. 564 Ralph Zacklin, ‘Diplomatic Relations: Status, Privileges and Immunities’ in Dupuy, R.-J.
(ed.), Manuel sur les organisations internationales, A Handbook on International Organizations
(1988), 179–98 at 183. 565 Applicability of Article VI, Section 22, of the Convention on the Privileges and Immunities of the
United Nations, Advisory Opinion, (1989) ICJ Reports 177. 566 ‘Applicability of Article VI, Section 22, of the Convention on the Privileges and Immunities of the United Nations’, Statement of the Secretary-General, (1992) ICJ Pleadings 185.
144 descriptive analysis
try where it has its seat or one of its seats. If these special agreements are
concluded with non-seat states, they may be called ‘host agreements’,
‘technical assistance and supply agreements’, etc.567
Frequently, such bilateral agreements are considered merely supplementary to constitutive instruments or general immunities and privileges treaties and, thus, do not contain any express provisions on immunity from suit.568
Unwritten immunity rules
The jurisdictional immunity of international organizations is primarily
regulated by international agreements. Because of the rather dense web
of existing treaty relations concerning this subject, the importance of
customary law on this matter has been characterized as and probably is
‘marginal’.569 Still, there are a number of possible instances where general international law becomes relevant.
Custom might legitimately serve as a ‘gap-filler’570 in situations where
applicable international agreements contain no immunity provisions or
where no treaty relations exist, e.g. because of the non-ratification of a
specific immunity instrument by a member state of an international
organization,571 before such an instrument is negotiated or before its
entry into force, or in the case of an international organization vis-a`-vis
non-member states.572
Custom as a source of immunities
The existence of customary rules as a potential source of immunities, and
in particular of jurisdictional immunity, is generally acknowledged in
567 Abdullah El-Erian (Special Rapporteur), ‘Preliminary Report on the Second Part of the
Topic of Relations Between States and International Organizations’ (UN Doc. A/CN.4/304)
Yearbook of the International Law Commission (1977), vol. II, Part One, 140–55 at 145. 568 Cf. third preambular paragraph of the Austria–UNIDO Headquarters Agreement: ‘Considering that it is desirable to conclude an agreement, complementary to the Convention
on the Privileges and Immunities of the United Nations, to regulate questions not envisaged
in that Convention arising as a result of the establishment of the headquarters of [UNIDO]
at Vienna . . .’ (emphasis added). See also section 26 of the US–UN Headquarters
Agreement 1947: ‘The provisions of this agreement shall be complementary to the
provisions of the General Convention.’ 569 Felice Morgenstern, Legal Problems of International Organizations (Cambridge, 1986), 5. 570 Restatement (Third), § 467, Comment f. 571 Cf. Galasso v. Istituto italo-latinoamericano, Corte di Cassazione, 3 February 1986; and
Cristiani v. Istituto italo-latino-americano, Corte di Cassazione, 23 November 1985. See pp.
194ff below. 572 See pp. 152ff below.
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legal writing.573 There is, however, an almost infinite variety of opinion as
far as the specific consequences are concerned. Sometimes, the methodology of inquiring into customary rules might prejudge the answers. It has
been pointed out that the question of the existence of a customary law of
immunity of international organizations can be asked in two very different ways. On the one hand, one could question whether there are customary rules granting immunity to international organizations and, if so,
what their scope is. On the other hand, one could ask whether the general
customary rules concerning immunity from jurisdiction (as they are
valid between states) are applicable to international organizations.574
According to what probably remains the majority view, international
organizations enjoy absolute immunity from legal proceedings even if no
express treaty provision is applicable.575 One opinion holds that a customary rule mandates absolute immunity for the organization, but only in
the member states.576 Others, who would agree with the presumption of a
customary law governing the immunities to be accorded to the UN,577 are
more cautious, however, concerning other international organizations.578 Yet others remain sceptical concerning the existence of nontreaty-based judicial immunity of international organizations at all.579
573 Bettati, Le droit des organisations internationales, 106; Bekker, The Legal Position, 122 at 147;
Harders, ‘Haftung und Verantwortlichkeit Internationaler Organisationen’, 249; Lalive,
‘L’immunite´ de juridiction’, 304; Morgenstern, Legal Problems, 5; Hans-Joachim Priess,
Internationale Verwaltungsgerichte und Beschwerdeausschu¨sse, Eine Studie zum gerichtlichen
Rechtsschutz fu¨r Beamte internationaler Organisationen (Berlin, 1989), 61; Restatement (Third),
§ 467(1) and Introductory Note to § 467, Reporters’ Note 1; and Schermers, International
Institutional Law, 795. 574 Friedrich Schro¨er, ‘De l’application de l’immunite´ jurisdictionnelle des e´tats e´trangers
aux organisations internationales’ (1971) 75 Revue ge´ne´rale de droit international public
712–41 at 713. 575 Werner Gloor, ‘Employeurs titulaires de l’immunite´ de juridiction’ in Universite´s de
Berne, Fribourg, Geneva, Lausanne et Neuchatel, Ense`ignement de 3e cycle de droit 1987
(eds.), Le juriste suisse face au droit et aux jugements e´trangers, ouverture ou repli? (1988), 263–89
at 278; Harders, ‘Haftung und Verantwortlichkeit Internationaler Organisationen’,
250; and Ignaz Seidl-Hohenveldern, ‘L’immunite´ de juridiction des Communaute´s
europe´ennes’ (1990) Revue du Marche´ Commun No. 338, 475–9 at 479. 576 Seidl-Hohenveldern, ‘L’immunite´’, 475; and Ignaz Seidl-Hohenveldern, ‘Dienstrechtliche
Klagen gegen Internationale Organisationen’ in von Mu¨nch (ed.), Staatsrecht – Vo¨lkerrecht
– Europarecht. Festschift fu¨r Hans-Ju¨rgen Schlochauer (Berlin and New York, 1981), 615–34 at
628. 577 Cf. United Nations Secretariat, ‘The Practice of the United Nations, the Specialized
Agencies and the International Atomic Energy Agency Concerning Their Status, Privileges and Immunities, 1967’ in Yearbook of the International Law Commission (1967), vol. II,
222, note 49. 578 Bekker, The Legal Position, 147. 579 Beitzke, ‘Zivilrechtsfa¨higkeit’, 115; Reuter in Yearbook of the International Law Commission
(1985), vol. I, 288. Similarly sceptical is Ress in ILA, Report of the 66th Conference, Buenos Aires
(1994), 474.
146 descriptive analysis
There are various types of evidence for the customary quality of immunity from suit of international organizations. Most prominently, the
near-uniformity of treaty provisions granting immunity appears to evidence a customary principle. This argument is supported by the widespread accession to the relevant treaties, i.e. near universal accession in
the case of the UN (the General Convention) and broad adherence in the
case of other UN organizations (the Special Convention). The treaty/
custom relationship might also become pertinent in so far as treaty
provisions sometimes seem to affirm the existence of customary principles.580
This discussion is part of the more general debate about treaties as
evidence of custom.581 The uniformity or near uniformity of treaty provisions concerning immunity from suit is the primary argument advanced
by those in favour of a customary immunity rule.582 The widespread
ratification of treaty law leading to an almost universal accession to the
standards contained therein might also be evidence that its provisions
have gained customary status. This seems to be a rather firmly held
opinion at least within the UN system.583 However, it is well known from
other areas that the same fact of a broad and uniform adherence to treaty
norms may lead to an opposite conclusion, regarding the need for treaty
provisions as evidence of a lack of customary rules.584
580 See p. 148 below. 581 Richard R. Baxter, ‘Multilateral Treaties as Evidence of Customary International Law’
(1965–6) 41 British Yearbook of International Law 275–300 at 277ff; Karl Doehring, ‘Gewohnheitsrecht aus Vertra¨gen’ (1976) 36 Zeitschrift fu¨r ausla¨ndisches o¨ffentliches Recht und Vo¨lkerrecht 77–95 at 77ff; Ulrich Scheuner, ‘Internationale Vertra¨ge als Elemente der Bildung
von vo¨lkerrechtlichem Gewohnheitsrecht’ in Flume, Hahn, Kegel and Simmonds (eds.),
Internationales Recht und Wirtschaftsordnung. Festschrift fu¨r F. A. Mann (Munich, 1977), 410–38
at 420ff. 582 Lalive, ‘L’immunite´ de juridiction’, 305. 583 For instance, the UN Secretary-General reasoned that the ratification of the General
Convention by an overwhelming majority of ninety-six states after almost twenty-two
years might be interpreted in a way that ‘the standards and principles of the Convention had been so widely accepted that they had now become a part of the general
international law governing the relations of states and the United Nations’. Annual
Report of the Secretary-General, 23 GAOR, Supp. 1 (A/7201), 209. Almost identical language
can be found in the ‘Statement Made by the Legal Counsel at the 1016th meeting of the
Sixth Committee of the General Assembly on 6 December 1967’, reprinted in (1967)
United Nations Juridical Yearbook 311 at 314. See also UN General Assembly Resolution
2328 (XXII) of 18 December 1967, operative para. 3 ‘[u]rging member states of the United
Nations, whether or not they have acceded to the Convention on the Privileges and
Immunities of the United Nations, to take every measure necessary to secure the
implementation of the privileges and immunities accorded under Article 105 of the
Charter of the Organization . . .’. 584 Cf. Doehring, ‘Gewohnheitsrecht aus Vertra¨gen’, 81.
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