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ELSEVIER GEO-ENGINEERING BOOK SERIES VOLUME 5 Part 3 ppsx
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84 Tunnelling in weak rocks
6.5.1.1 Influence of shape of the opening
Some empirical approaches listed in Table 6.4 have been developed for flat roof and some
for arched roof. In case of an underground opening with flat roof, the support pressure
is generally found to vary with the width or size of the opening, whereas in arched roof
the support pressure is found to be independent of tunnel size (Table 6.4). RSR-system of
Wickham et al. (1972) is an exception in this regard, probably because the system, being
conservative, was not backed by actual field measurements for caverns. The mechanics
suggests that the normal forces and therefore the support pressure will be more in case
of a rectangular opening with flat roof by virtue of the detached rock block in the tension
zone which is free to fall.
6.5.1.2 Influence of rock mass type
The support pressure is directly proportional to the size of the tunnel opening in the
case of weak or poor rock masses, whereas in good rock masses the situation is reverse
(Table 6.4). Hence, it can be inferred that the applicability of an approach developed for
weak or poor rock masses has a doubtful application in good rock masses.
6.5.1.3 Influence of in situ stresses
Rock mass number N does not consider in situ stresses, which govern the squeezing or
rock burst conditions. Instead the height of overburden is accounted for in equations (6.9)
and (6.10) for estimation of support pressures. Thus, in situ stresses are taken into account
indirectly.
Goel et al. (1995a) have evaluated the approaches of Barton et al. (1974) and Singh
et al. (1992) using the measured tunnel support pressures from 25 tunnel sections. They
found that the approach of Barton et al. is unsafe in squeezing ground conditions and
the reliability of the approaches of Singh et al. (1992) and that of Barton et al. depend
upon the rating of Barton’s stress reduction factor (SRF). It has also been found that
the approach of Singh et al. is unsafe for larger tunnels (B >9 m) in squeezing ground
conditions. Kumar (2002) has evaluated many classification systems and found rock mass
number to be the best from the case history of NJPC tunnel, India.
6.5.2 New concept on effect of tunnel size on support pressure
Equations (6.9) and (6.10) have been used to study the effect of tunnel size on support
pressure which is summarized in Table 6.5.
It is cautioned that the support pressure is likely to increase significantly with the
tunnel size for tunnel sections excavated through the following situations:
(i) slickensided zone,
(ii) thick fault gouge,
(iii) weak clay and shales,
Rock mass number 85
Table 6.5 Effect of tunnel size on support pressure (Goel et al., 1996).
S.No. Type of rock mass
Increase in support pressure due to
increase in tunnel span or diam.
from 3 m to 12 m
A. Tunnels with arched roof
1. Non-squeezing ground conditions Up to 20 percent only
2. Poor rock masses/squeezing ground conditions
(N = 0.5 to 10)
20–60 percent
3. Soft-plastic clays, running ground, flowing
ground, clay-filled moist fault gouges,
slickensided shear zones (N = 0.1 to 0.5)
100 to 400 percent
B. Tunnels with flat roof (irrespective of ground
conditions)
400 percent
(iv) soft-plastic clays,
(v) crushed brecciated and sheared rock masses,
(vi) clay-filled joints and
(vii) extremely delayed support in poor rock masses.
Further, both Q and N are not applicable to flowing grounds or piping through
seams. They also do not take into account mineralogy (water-sensitive minerals, soluble
minerals, etc.).
6.6 CORRELATIONS FOR ESTIMATING TUNNEL CLOSURE
Behavior of concrete, gravel and tunnel-muck backfills, commonly used with steel-arch
supports, has been studied. Stiffness of these backfills has been estimated using measured support pressures and tunnel closures. These results have been used finally to
obtain effective support stiffness of the combined support system of steel rib and backfill
(Goel, 1994).
On the basis of measured tunnel closures from 60 tunnel sections, correlations have
been developed for predicting tunnel closures in non-squeezing and squeezing ground
conditions (Goel, 1994). The correlations are given below:
Non-squeezing ground condition
ua
a
=
H
0.6
28 · N0.4 · K0.35 % (6.11)
86 Tunnelling in weak rocks
Squeezing ground condition
ua
a
=
H
0.8
10 · N0.3 · K0.6 % (6.12)
where
ua/a = normalized tunnel closure in percent,
K = effective support stiffness (= pv · a/ua) in MPa and
H and a = tunnel depth and tunnel radius (half of tunnel width) in meters, respectively.
These correlations can also be used to obtain desirable effective support stiffness
so that the normalized tunnel closure is contained within 4 percent (in the squeezing
ground).
6.7 EFFECT OF TUNNEL DEPTH ON SUPPORT PRESSURE AND
CLOSURE IN TUNNELS
It is known that the in situ stresses are influenced by the depth below the ground surface. It is also learned from the theory that the support pressure and the closure for
tunnels are influenced by the in situ stresses. Therefore, it is recognized that the depth
of tunnel or the overburden is an important parameter while planning and designing the
tunnels. The effects of tunnel depth or the overburden on support pressure and closure
in tunnel have been studied using equations (6.9) to (6.12) under both squeezing and
non-squeezing ground conditions which is summarized below.
(i) The tunnel depth has a significant effect on support pressure and tunnel closure
in squeezing ground conditions. It has smaller effect under non-squeezing ground
conditions, however (equation (6.9)).
(ii) The effect of tunnel depth is higher on the support pressure than the tunnel closure.
(iii) The depth effect on support pressure increases with deterioration in rock mass quality
probably because the confinement decreases and the degree of freedom for the
movement of rock blocks increases.
(iv) This study would be of help to planners and designers to take decisions on realigning
a tunnel through a better tunnelling media or a lesser depth or both in order to reduce
the anticipated support pressure and closure in tunnels.
6.8 APPROACH FOR OBTAINING GROUND REACTION
CURVE (GRC)
According to Daemen (1975), ground reaction curve is quite useful for designing the
supports specially for tunnels through squeezing ground conditions. An easy to use
Rock mass number 87
empirical approach for obtaining the ground reaction curve has been developed using
equations (6.10) and (6.12) for tunnels in squeezing ground conditions. The approach has
been explained with the help of an example.
For example, the tunnel depth H and the rock mass number N have been assumed as
500 m and 1, respectively and the tunnel radius a as 5 m. The radial displacement of the
tunnel is ua for a given support pressure pv(sq).
GRC using equation (6.10)
In equation (6.10), as described earlier, f (N) is the correction factor for tunnel closure.
For different values of permitted normalized tunnel closure (ua/a), different values of
f (N) are proposed in Table 6.3. The first step is to choose any value of tunnel wall
displacement ua in column 1 of Table 6.6. Then the correction factor f (N) is found from
Table 6.3 as shown in column 2 of Table 6.6. Finally, equation (6.10) yields the support
Table 6.6 Calculations for constructing GRC using equation (6.10).
Assumed ua/a (%) Correction factor ( f )
pv(sq) from equation
(6.10) (MPa)
(1) (2) (3)
0.5 2.7 0.86
1 2.2 0.7
2 1.5 0.475
3 1.2 0.38
4 1.0 0.317
5 0.8 0.25
0123456
0.2
0.4
0.6
0.8
1.0
Boundary Conditions
Tunnel depth = 500m
Tunnel radius = 5m
Rock mass number = 1
Ground Reaction Curve
from Eq. 6.10
Normalised Tunnel Closure (ua
/a), %
Support Pressure (pv), MPa
Fig. 6.3 Ground reaction curve obtained from equation (6.10).
88 Tunnelling in weak rocks
pressure in roof (pv) as mentioned in column 3 [Using Table 6.3 and equation (6.10), the
support pressures [pv(sq)] have been estimated for the assumed boundary conditions and
for various values of ua/a (column 1) as shown in Table 6.6]. Subsequently, using value
of pv (column 3) and ua/a (column 1) from Table 6.6, GRC has been plotted for ua/a up to
5 percent (Fig. 6.3).
It may be highlighted here that the approach is simple, reliable and user-friendly
because the values of the input parameters can be easily obtained in the field.
REFERENCES
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