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Analytical estimates of strutural behavior
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Analytical
Estimates of
Structural
Behavior
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Analytical
Estimates of
Structural
Behavior
Clive L. Dym | Harry E. Williams
CRC Press is an imprint of the
Taylor & Francis Group, an informa business
Boca Raton London New York
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CRC Press
Taylor & Francis Group
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Boca Raton, FL 33487-2742
© 2012 by Taylor & Francis Group, LLC
CRC Press is an imprint of Taylor & Francis Group, an Informa business
No claim to original U.S. Government works
Printed in the United States of America on acid-free paper
Version Date: 20111007
International Standard Book Number: 978-1-4398-7089-1 (Hardback)
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Library of Congress Cataloging‑in‑Publication Data
Dym, Clive L.
Analytical estimates of structural behavior / Clive L. Dym and Harry E. Williams.
p. cm.
Includes bibliographical references and index.
ISBN 978-1-4398-7091-4 (acid-free paper)
1. Elasticity. 2. Structural dynamics. 3. Structural analysis (Engineering) I.
Williams, Harry E. (Harry Edwin), 1930- II. Title.
TA418.D88 2012
624.1’76--dc23 2011035549
Visit the Taylor & Francis Web site at
http://www.taylorandfrancis.com
and the CRC Press Web site at
http://www.crcpress.com
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In the spirit of “standing on the shoulders of giants,” we dedicate this
book to our mentors (and the institutions at which we began to learn)
Anthony E. Armenàkas (Cooper Union)
Joseph Kempner (Brooklyn Polytechnic Institute)
Nicholas J. Hoff (Stanford University)
and
Richard M. Hermes (Santa Clara University)
Julian D. Cole (California Institute of Technology)
George W. Housner (California Institute of Technology)
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vii
Contents
Preface......................................................................................................................xi
Authors ...................................................................................................................xv
1 Mathematical Modeling for Structural Analysis.....................................1
Summary...........................................................................................................1
Principles of Mathematical Modeling...........................................................2
Abstraction and Scale (I).................................................................................5
Abstraction, Scaling, and Lumped Elements..........................................5
Dimensional Consistency and Dimensional Analysis...............................7
Dimensions and Units................................................................................7
Dimensionally Homogeneous Equations and
Unit-Specific Formulas ...............................................................................8
The Basic Method of Dimensional Analysis ...........................................9
The Buckingham Pi Theorem of Dimensional Analysis.....................12
Abstraction and Scale (II) ............................................................................. 14
Geometric Scaling..................................................................................... 15
Scale in Equations: Size and Limits........................................................ 19
Consequences of Choosing a Scale.........................................................22
Scaling and the Design of Experiments.................................................22
Notes on Approximating: Dimensions and Numbers .............................26
The Assumption of Linear Behavior...........................................................29
Linearity and Geometric Scaling............................................................30
Conservation and Balance Principles ......................................................... 31
Conclusions..................................................................................................... 32
Bibliography....................................................................................................33
2 Structural Models and Structural Modeling ..........................................35
Summary.........................................................................................................35
Bars, Beams, Arches, Frames, and Shells ...................................................35
One-Dimensional Structural Elements.......................................................36
Stress Resultants for One-Dimensional Structural Elements.............38
Two-Dimensional Structural Elements ......................................................40
Modeling Structural Supports ..................................................................... 41
Indeterminacy, Redundancy, Load Paths, and Stability ..........................44
Counting Degrees of Indeterminacy .....................................................45
Indeterminacy and Redundancy Matter...............................................46
Important Aspects of Structural Stability .............................................49
Modeling Structural Loading ...................................................................... 51
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viii Contents
Modeling Structural Materials ....................................................................53
Idealization and Discretization in Structural Modeling..........................55
Bibliography....................................................................................................56
3 Exploring Intuition: Beams, Trusses, and Cylinders ............................ 57
Summary......................................................................................................... 57
Introduction.................................................................................................... 57
Engineering Beams: The Two-Dimensional Model..................................58
Reasoning Intuitively about Engineering Beams .....................................68
Trusses as Beams ........................................................................................... 76
Pressurized Circular Cylinders: A Two-Dimensional Model.................80
Conclusions.....................................................................................................85
Bibliography....................................................................................................86
4 Estimating Stresses and Displacements in Arches ...............................89
Summary.........................................................................................................89
Introduction....................................................................................................89
Normal and Bending Stresses in Transversely Loaded Arches ............. 91
Arches under Centrally Applied, “Dead” Loading..................................96
Shallow Arches under Centrally Directed, “Dead” Loading................ 103
Arches under Gravitational Loading........................................................ 105
Interpreting Arch Behavior........................................................................ 107
Shallow Curved Beams under End Loading........................................... 114
Interpreting Curved Beam Behavior ........................................................ 117
Conclusions................................................................................................... 120
Bibliography.................................................................................................. 121
5 Estimating the Behavior of Coupled Discrete Systems......................123
Summary.......................................................................................................123
Introduction..................................................................................................123
Extending the Castigliano Theorems to Discrete Systems....................125
Formally Proving the Castigliano Theorem Extensions........................ 131
Rayleigh Quotients for Discrete Systems ................................................. 134
Conclusions................................................................................................... 139
Bibliography.................................................................................................. 139
6 Buildings Modeling as Coupled Beams: Static Response
Estimates ...................................................................................................... 141
Summary....................................................................................................... 141
Introduction.................................................................................................. 141
Coupled Timoshenko Beams: Exact Solutions ........................................ 145
Coupled Timoshenko Beams: Castigliano Estimates (I)........................ 150
Validating Castigliano-Based Deflection Estimates ............................... 156
Coupled Timoshenko Beams: Castigliano Estimates (II)....................... 159
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Contents ix
Remarks on Modeling Buildings as Coupled-Beam Systems ............... 162
Conclusions................................................................................................... 164
Appendix A: Exact Solution for Coupled Timoshenko Beams ............. 165
Appendix B: The Coupled Euler–Shear System as a Limit.................... 167
Appendix C: Special Cases for Two Timoshenko Cantilevers .............. 168
Bibliography.................................................................................................. 171
7 Buildings Modeled as Coupled Beams: Natural Frequency
Estimates ...................................................................................................... 173
Summary....................................................................................................... 173
Introduction.................................................................................................. 173
Rayleigh Quotients for Elementary Beams .............................................. 174
Beams and Models of Buildings................................................................ 180
Frequency–Height Dependence in Coupled Two-Beam Models .......... 182
Frequency-Height Dependence in Timoshenko Beams......................... 185
Comparing Frequencies for Coupled Two-Beam Models...................... 188
Conclusions................................................................................................... 192
Bibliography.................................................................................................. 193
Index ..................................................................................................................... 197
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xi
Preface
We intend this book to explicitly return the notion of modeling to the analysis of structures by presenting an integrated approach to modeling and
estimating structural behavior. The advent of computer-based approaches
to structural analysis and design over the last 50 years has only accentuated
the need for structural engineers to recognize that we are dealing with models of structures, rather than with the actual structures. Further, as tempting as it is to run innumerable computer simulations, closed-form estimates
can be effectively used to guide and to check numerical results, as well as
to confirm in clear terms physical insights and intuitions. What is truly
remarkable is that the way of thinking about structures and their models
that we propose is rooted in classic elementary elasticity: It depends less
on advanced mathematical techniques and far more on thinking about the
dimensions and magnitudes of the underlying physics.
A second reason for this book is our concern with traditional classroom
approaches to structural analysis. Most introductory textbooks on structural analysis convey the subject as a collection of seemingly unrelated
tools available to handle a set of relatively specific problem types. A major
divide on the problem-type axis is the distinction drawn between structures that are statically determinate and those that are not. While this also
logically conforms to a presentation in an order that reflects the respective degree of difficulty of application, it is often not seen by students as a
coherent view of the discipline. Perhaps reflecting a long-standing split in
professional affiliations, the classical approaches to structural analysis are
often presented as a field entirely distinct from its logical underpinnings in
mechanics, especially applied mechanics.
Finally, as noted before, the advent of the computer and its ubiquitous
use in the classroom and in the design office has led structural engineering faculty to include elementary computer programs within a shrinking
structural curriculum. Thus, students seem to spend more time and effort
generating numbers, with less time and effort spent on understanding what
meaning—if any—to attach to the numbers that are generated with these
programs. This tendency has only strengthened as computers have become
still more powerful. Still more unfortunate is that this approach emphasizes another growing dissonance in the education of engineering students:
Problems in structural behavior and response continue to be formulated
largely in mathematical terms, while solutions are increasingly sought with
computer programs.
We have based this book on the premise that it is now even more important to understand basic structural modeling, with strong emphasis on
understanding behavior and interpreting results in terms of the limitations
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xii Preface
of the models being applied. In fact, we would argue that the generation of
numerical analyses for particular cases is, in the “real world,” increasingly
a task performed by technicians or entry-level engineers, rather than by
seasoned professional engineers. As numerical analysis becomes both more
common and significantly easier, those structural analysts and designers
who know which calculations to perform, how to validate and interpret those
calculations, and what the subsequent results mean will be the most highly
regarded engineers. The knowledge needed to do these tasks can often be
encapsulated and illustrated with the ability to obtain and properly use
analytical, closed-form estimates—or, in other words, the ability to obtain
and properly use “back of the envelope” models and formulas.
We note that it is more than the outline of topics that sets apart this book
from others. That outline, to be described immediately, is not what we would
expect to find in a first course in structural analysis. In fact, much of what we
have included in Chapters 3–7 derives from articles we have published in the
various research journals (see the references and bibliographies at the end
of each chapter). The common theme of these articles and of Chapters 3–7 is
the development of effective analytical estimates of the responses of certain
structural models. So, we hope to stretch the mold of traditional approaches
to structural analysis—and especially how our colleagues teach structural
analysis—to emphasize and more explicitly describe the modeling process,
and thus present a more conscious view of estimating and assessing structural response.
We finally note that while this book is not intended as a text for a first
course in structural analysis, we certainly think it is accessible to advanced
undergraduates as well as to graduate students and practitioners. It does
not require deep knowledge of advanced structural mechanics models or
techniques:
• We use the principle of minimum total potential energy to derive
governing equations and boundary conditions, but those equations
can be derived in other ways or even simply accepted.
• We introduce extensions of the Castigliano theorems and Rayleigh
quotients for discrete systems, laying a foundation for applying
them to continuous systems.
The mathematical skills that will be exercised are more about applying techniques of dimensional analysis, reasoning about physical dimensions, and
reasoning about the relative sizes of mathematical terms and using appropriate expansions to determine limits and limiting behavior.
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Preface xiii
Organization
This book is organized as follows. In Chapter 1 we outline some important
principles and techniques of mathematical modeling, including dimensional
analysis, scaling, linearity, and balance and conservation laws. In Chapter 2
we review basic structural models, including structural supports and materials, as well as some general considerations of load paths, redundancy,
determinacy, and stability. We also review there the concept of idealization,
and we complete the chapter by bringing discretization under the modeling
umbrella as well.
In Chapter 3 we use subsets of two-dimensional elasticity theory to reconsider two classic structural mechanics problems so as to explore how we
develop and express physical intuition. First, we rederive the traditional
fourth-order Euler–Bernoulli beam equation and boundary conditions and
then use these results to estimate ranges of validity for beam models. Intuition
issues emerge as we interpret both boundary conditions, the beam’s physical parameters, and the nature of the loading—in particular, the transition
from sets of concentrated loads to a uniform load. We illustrate how planar
truss configurations behave as beams and use two-dimensional elasticity to
derive another classical problem, the static response of pressure-loaded cylinders, and show how our physical intuitions can lead us astray.
In Chapter 4 we demonstrate how the behavior of arches under lateral load
can be tracked as it varies from beam behavior at small values of an arch
parameter (i.e., arches with very small rises) to purely compressive arch behavior when the arch parameter is large (i.e., for large arch rises). It is also shown
that the behavior “flips” when the load applied is axial, rather than lateral.
In Chapter 5 we introduce two methods of analyzing coupled discrete systems, in part to lay a foundation for their application to continuous systems
in our two final chapters, and in part just to ensure a common background
for readers who may not be familiar with either or both of the techniques
described. First, we describe recently developed extensions of Castigliano’s
theorems, and then we introduce Rayleigh’s quotient for estimating the fundamental frequencies of coupled spring-mass oscillators. Then, in Chapter 6
we apply the extension of Castigliano’s second theorem to derive simple, yet
quite accurate estimates of the transverse displacements of structures modeled in terms of coupled Timoshenko beams (e.g., tall buildings). Finally, in
a similar vein, in Chapter 7 we use Rayleigh quotients to analyze the dimensional behavior of and calculate numerical values of fundamental frequencies of structures modeled in terms of Euler–Bernoulli, Timoshenko, and
coupled-beam systems (e.g., again, potential models of tall buildings).
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xv
Authors
Clive L. Dym is Fletcher Jones Professor of Engineering Design and director
of the Center for Design Education at Harvey Mudd College. After receiving his PhD from Stanford University, Dr. Dym held appointments at the
University of Buffalo; the Institute for Defense Analyses; Carnegie Mellon
University; Bolt, Beranek and Newman; and the University of Massachusetts
at Amherst. He has held visiting appointments at the TECHNION-Israel
Institute of Technology, the Institute for Sound and Vibration Research
at Southampton, Stanford, Xerox PARC, Carnegie Mellon, Northwestern,
USC, and the Singapore University of Technology and Design. Dr. Dym
has authored or coauthored more than a dozen books and 90 refereed
journal articles, was founding editor of the journal Artificial Intelligence
for Engineering Design, Analysis, and Manufacturing, and has served on the
editorial boards of several other journals, including the ASME’s Journal
of Mechanical Design. His primary interests are in engineering design and
structural mechanics.
Dr. Dym is a fellow of the Acoustical Society of America, the American
Society of Mechanical Engineers, the American Society of Civil Engineers,
and the American Society for Engineering Education, and is a member of
the American Academy of Mechanics. Dr. Dym’s awards include the Walter
L. Huber Research Prize (ASCE, 1980), the Western Electric Fund Award
(ASEE, 1983), the Boeing Outstanding Educator Award (first runner-up,
2001), the Fred Merryfield Design Award (ASEE, 2002), the Joel and Ruth
Spira Outstanding Design Educator Award (ASME, 2004), the Archie Higdon
Distinguished Educator Award (Mechanics Division, ASEE, 2006), and the
Bernard M. Gordon Prize for Innovation in Engineering and Technology
Education (NAE, 2012; co-winner).
Harry E. Williams is professor emeritus of engineering at Harvey Mudd
College. After receiving his PhD from the California Institute of Technology,
Dr. Williams joined the research staff of the Jet Propulsion Laboratory
and then joined Harvey Mudd College as one of the founding faculty of
its engineering program, serving there for 40 years. He has also been a
Fulbright fellow at the University of Manchester, a liaison scientist for the
Office of Naval Research, and a consultant to General Dynamics, Teledyne
Microelectronics, the Naval Weapons Center, Aerojet-General, and the
Boeing Company. He has published widely over the years, reflecting his
interests in fluid mechanics, thermoelasticity, and the mechanics of solids
and structures.
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1
1
Mathematical Modeling for
Structural Analysis
Summary
The dictionary defines a model as “a miniature representation of something;
a pattern of something to be made; an example for imitation or emulation;
a description or analogy used to help visualize something (e.g., an atom)
that cannot be directly observed; a system of postulates, data and inferences
presented as a mathematical description of an entity or state of affairs.” This
definition suggests that modeling is an activity, a cognitive activity in which
one thinks about and makes models to describe how devices or objects of
interest behave. Thus, it is important to remember that when we describe
or formulate a problem in words, draw a sketch (e.g., a free-body diagram),
write down or derive a formula, and crank through to get some numbers, we
are modeling something. In each of these activities we are formulating and
representing a model of the problem in a modeling language. And as we go
from words to pictures to formulas to numbers, we must be sure that we are
translating our problem correctly and consistently. We have to maintain our
assumptions, and at the right level of detail.
Since there are many ways in which devices and behaviors can be
described—words, drawings or sketches, physical models, computer programs, or mathematical formulas—it is worth refining the foregoing dictionary definition to define a mathematical model as a “representation in
mathematical terms” of the behavior of real devices and objects. Our primary modeling language is mathematics, so we must be able to translate
fluently into and from mathematics.
Scientists use mathematical models to describe observed behavior or results,
explain why that behavior and those results occurred as they did, and predict
future behaviors or results that are as yet unseen or unmeasured. Engineers
use mathematical models to describe and analyze objects and devices
in order to predict their behavior because they are interested in designing
devices and processes and systems. Design is a consequential activity for
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2 Analytical Estimates of Structural Behavior
engineers because every new airplane or building, for example, represents a
model-based prediction that the plane will fly and the building stand without dire, unanticipated consequences. Further, as practicing engineers, we
must always remember that we are dealing with models of a problem—
models of reality. Thus, if our results do not match experimental data or intuitive expectations, we may well have a model that is simply wrong. So it
is especially important in engineering to ask: How are such mathematical
models or representations created? How are they validated? How are they
used? Is their use limited and, if so, how?
To answer these and related questions, this chapter first sets out some
basic principles of mathematical modeling and then goes on to describe
briefly:
• abstraction and scaling
• dimensional consistency and dimensional analysis
• conservation and balance laws
• the assumption of linear behavior
Principles of Mathematical Modeling
Mathematical modeling is a principled activity that has principles behind it
as well as methods that can be successfully applied. The principles are overarching or metaprinciples that are almost philosophical in nature, and they
can be phrased as questions (and answers) about modeling tasks we need
to perform and their purposes. That is, builders of mathematical (and other
types of) models must identify
a. The need for the model: Why is this being done?
b. The data sought: What information is being sought?
c. The available relevant data: What is known (i.e., What is given?)
d. The circumstances that apply: What can be assumed?
e. The governing physical principles: How should this model be viewed?
f. The equations that will be used, the calculations that will be made,
and the answers that will result: What will the model predict?
g. The tests to be made to validate the model and ensure its consistency
with its principles and assumptions: Are the predictions valid?
h. The tests to be made to verify the model and ensure its usefulness
in terms of the initial reason it was done: Can the predictions be
verified?
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Mathematical Modeling for Structural Analysis 3
i. Parameter values that are not adequately known, variables that
should have been included, and/or assumptions that could be
removed (i.e., can an iterative “model-validate-verify-improvepredict” loop be implemented? Can the model be improved?)
j. What will be done with the model: How will the model be used?
These identified tasks and questions can also be visually portrayed (see
Figure 1.1).
Object or System
(To be modeled)
Why is this being done?
What information is being sought?
Model
Variables and Parameters
Can the model be improved?
What is given?
What can be assumed?
How should this model be viewed?
What will this model predict?
Model Predictions Test
Valid, Accepted Predictions
Are the predictions valid?
Can the predictions be verified?
Figure 1.1
A graphical overview of mathematical modeling shows how the questions asked during a principled approach to model building relate to the development of that model. (Dym, C. L. 2004.
Principles of Mathematical Modeling, 2nd ed. By permission of Elsevier Academic Press.)
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