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Analytical estimates of structural behavior
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C M Y CM MY CY CMY K
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Analytical Estimates of
Structural Behavior
Dym | Williams Analytical Estimates of Structural Behavior
CIVIL ENGINEERING
“I cannot agree more with the driving vision of the authors. ... Very few structural
engineers think about the relationship of the model to the structure. As I have complained
often in question form ‘Is the exact analysis of an approximate model good enough to
serve as an approximate analysis of the exact model?’ I sense that Dym and Williams
are on the same page.”
—Mete A. Sozen, Kettelhut Distinguished Professor of Structural Engineering, Purdue University
“The authors, in their book Analytical Estimates of Structural Behavior, have done an
excellent job of demonstrating the value of the classical approach in a modern
digital world.”
—Bungale S. Taranath, Corporate Consultant, DeSimone Consulting Engineers
With the increasing reliance on computer-based approaches in structural analysis, it
is becoming even more important for structural engineers to recognize that they are
dealing with models of structures, not with the actual structures. Analytical Estimates
of Structural Behavior presents an integrated approach to modeling and estimating the
behavior of structures.
This book encourages readers to think about structures and their models in a way that
is rooted in classic elementary elasticity—depending less on advanced mathematical
techniques and more on the dimensions and magnitudes of the underlying physics. The
authors stretch the mold, emphasizing and more explicitly describing the modeling
process. The focus is on learning which calculations to perform and how to validate
and interpret the results—skills that will be increasingly useful for professional engineers.
Taking a unique approach, Analytical Estimates of Structural Behavior is suitable for
advanced undergraduates, as well as graduate students and practitioners, who want to
spend less time and effort generating numbers, and more time understanding what
those numbers mean.
K13250
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Analytical
Estimates of
Structural
Behavior
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Analytical
Estimates of
Structural
Behavior
Clive L. Dym | Harry E. Williams
CRC Press is an imprint of the
Taylor & Francis Group, an informa business
Boca Raton London New York
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CRC Press
Taylor & Francis Group
6000 Broken Sound Parkway NW, Suite 300
Boca Raton, FL 33487-2742
© 2012 by Taylor & Francis Group, LLC
CRC Press is an imprint of Taylor & Francis Group, an Informa business
No claim to original U.S. Government works
Version Date: 20111007
International Standard Book Number-13: 978-1-4398-7091-4 (eBook - PDF)
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Visit the Taylor & Francis Web site at
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In the spirit of “standing on the shoulders of giants,” we dedicate this
book to our mentors (and the institutions at which we began to learn)
Anthony E. Armenàkas (Cooper Union)
Joseph Kempner (Brooklyn Polytechnic Institute)
Nicholas J. Hoff (Stanford University)
and
Richard M. Hermes (Santa Clara University)
Julian D. Cole (California Institute of Technology)
George W. Housner (California Institute of Technology)
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vii
Contents
Preface ......................................................................................................................xi
Authors ...................................................................................................................xv
1 Mathematical Modeling for Structural Analysis .....................................1
Summary ...........................................................................................................1
Principles of Mathematical Modeling ...........................................................2
Abstraction and Scale (I) .................................................................................5
Abstraction, Scaling, and Lumped Elements ..........................................5
Dimensional Consistency and Dimensional Analysis ...............................7
Dimensions and Units ................................................................................7
Dimensionally Homogeneous Equations and
Unit-Specific Formulas ...............................................................................8
The Basic Method of Dimensional Analysis ...........................................9
The Buckingham Pi Theorem of Dimensional Analysis .....................12
Abstraction and Scale (II) ............................................................................. 14
Geometric Scaling ..................................................................................... 15
Scale in Equations: Size and Limits ........................................................ 19
Consequences of Choosing a Scale .........................................................22
Scaling and the Design of Experiments .................................................22
Notes on Approximating: Dimensions and Numbers .............................26
The Assumption of Linear Behavior ...........................................................29
Linearity and Geometric Scaling ............................................................30
Conservation and Balance Principles ......................................................... 31
Conclusions ..................................................................................................... 32
Bibliography ....................................................................................................33
2 Structural Models and Structural Modeling ..........................................35
Summary .........................................................................................................35
Bars, Beams, Arches, Frames, and Shells ...................................................35
One-Dimensional Structural Elements .......................................................36
Stress Resultants for One-Dimensional Structural Elements .............38
Two-Dimensional Structural Elements ......................................................40
Modeling Structural Supports ..................................................................... 41
Indeterminacy, Redundancy, Load Paths, and Stability ..........................44
Counting Degrees of Indeterminacy .....................................................45
Indeterminacy and Redundancy Matter ...............................................46
Important Aspects of Structural Stability .............................................49
Modeling Structural Loading ...................................................................... 51
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viii Contents
Modeling Structural Materials ....................................................................53
Idealization and Discretization in Structural Modeling ..........................55
Bibliography ....................................................................................................56
3 Exploring Intuition: Beams, Trusses, and Cylinders ............................ 57
Summary ......................................................................................................... 57
Introduction .................................................................................................... 57
Engineering Beams: The Two-Dimensional Model ..................................58
Reasoning Intuitively about Engineering Beams .....................................68
Trusses as Beams ........................................................................................... 76
Pressurized Circular Cylinders: A Two-Dimensional Model .................80
Conclusions .....................................................................................................85
Bibliography ....................................................................................................86
4 Estimating Stresses and Displacements in Arches ...............................89
Summary .........................................................................................................89
Introduction ....................................................................................................89
Normal and Bending Stresses in Transversely Loaded Arches ............. 91
Arches under Centrally Applied, “Dead” Loading ..................................96
Shallow Arches under Centrally Directed, “Dead” Loading ................ 103
Arches under Gravitational Loading ........................................................ 105
Interpreting Arch Behavior ........................................................................ 107
Shallow Curved Beams under End Loading ........................................... 114
Interpreting Curved Beam Behavior ........................................................ 117
Conclusions ................................................................................................... 120
Bibliography .................................................................................................. 121
5 Estimating the Behavior of Coupled Discrete Systems ......................123
Summary .......................................................................................................123
Introduction ..................................................................................................123
Extending the Castigliano Theorems to Discrete Systems ....................125
Formally Proving the Castigliano Theorem Extensions ........................ 131
Rayleigh Quotients for Discrete Systems ................................................. 134
Conclusions ................................................................................................... 139
Bibliography .................................................................................................. 139
6 Buildings Modeling as Coupled Beams: Static Response
Estimates ...................................................................................................... 141
Summary ....................................................................................................... 141
Introduction .................................................................................................. 141
Coupled Timoshenko Beams: Exact Solutions ........................................ 145
Coupled Timoshenko Beams: Castigliano Estimates (I) ........................ 150
Validating Castigliano-Based Deflection Estimates ............................... 156
Coupled Timoshenko Beams: Castigliano Estimates (II) ....................... 159
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Contents ix
Remarks on Modeling Buildings as Coupled-Beam Systems ............... 162
Conclusions ................................................................................................... 164
Appendix A: Exact Solution for Coupled Timoshenko Beams ............. 165
Appendix B: The Coupled Euler–Shear System as a Limit .................... 167
Appendix C: Special Cases for Two Timoshenko Cantilevers .............. 168
Bibliography .................................................................................................. 171
7 Buildings Modeled as Coupled Beams: Natural Frequency
Estimates ...................................................................................................... 173
Summary ....................................................................................................... 173
Introduction .................................................................................................. 173
Rayleigh Quotients for Elementary Beams .............................................. 174
Beams and Models of Buildings ................................................................ 180
Frequency–Height Dependence in Coupled Two-Beam Models .......... 182
Frequency-Height Dependence in Timoshenko Beams ......................... 185
Comparing Frequencies for Coupled Two-Beam Models ...................... 188
Conclusions ................................................................................................... 192
Bibliography .................................................................................................. 193
Index ..................................................................................................................... 197
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xi
Preface
We intend this book to explicitly return the notion of modeling to the analysis of structures by presenting an integrated approach to modeling and
estimating structural behavior. The advent of computer-based approaches
to structural analysis and design over the last 50 years has only accentuated
the need for structural engineers to recognize that we are dealing with models of structures, rather than with the actual structures. Further, as tempting as it is to run innumerable computer simulations, closed-form estimates
can be effectively used to guide and to check numerical results, as well as
to confirm in clear terms physical insights and intuitions. What is truly
remarkable is that the way of thinking about structures and their models
that we propose is rooted in classic elementary elasticity: It depends less
on advanced mathematical techniques and far more on thinking about the
dimensions and magnitudes of the underlying physics.
A second reason for this book is our concern with traditional classroom
approaches to structural analysis. Most introductory textbooks on structural analysis convey the subject as a collection of seemingly unrelated
tools available to handle a set of relatively specific problem types. A major
divide on the problem-type axis is the distinction drawn between structures that are statically determinate and those that are not. While this also
logically conforms to a presentation in an order that reflects the respective degree of difficulty of application, it is often not seen by students as a
coherent view of the discipline. Perhaps reflecting a long-standing split in
professional affiliations, the classical approaches to structural analysis are
often presented as a field entirely distinct from its logical underpinnings in
mechanics, especially applied mechanics.
Finally, as noted before, the advent of the computer and its ubiquitous
use in the classroom and in the design office has led structural engineering faculty to include elementary computer programs within a shrinking
structural curriculum. Thus, students seem to spend more time and effort
generating numbers, with less time and effort spent on understanding what
meaning—if any—to attach to the numbers that are generated with these
programs. This tendency has only strengthened as computers have become
still more powerful. Still more unfortunate is that this approach emphasizes another growing dissonance in the education of engineering students:
Problems in structural behavior and response continue to be formulated
largely in mathematical terms, while solutions are increasingly sought with
computer programs.
We have based this book on the premise that it is now even more important to understand basic structural modeling, with strong emphasis on
understanding behavior and interpreting results in terms of the limitations
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xii Preface
of the models being applied. In fact, we would argue that the generation of
numerical analyses for particular cases is, in the “real world,” increasingly
a task performed by technicians or entry-level engineers, rather than by
seasoned professional engineers. As numerical analysis becomes both more
common and significantly easier, those structural analysts and designers
who know which calculations to perform, how to validate and interpret those
calculations, and what the subsequent results mean will be the most highly
regarded engineers. The knowledge needed to do these tasks can often be
encapsulated and illustrated with the ability to obtain and properly use
analytical, closed-form estimates—or, in other words, the ability to obtain
and properly use “back of the envelope” models and formulas.
We note that it is more than the outline of topics that sets apart this book
from others. That outline, to be described immediately, is not what we would
expect to find in a first course in structural analysis. In fact, much of what we
have included in Chapters 3–7 derives from articles we have published in the
various research journals (see the references and bibliographies at the end
of each chapter). The common theme of these articles and of Chapters 3–7 is
the development of effective analytical estimates of the responses of certain
structural models. So, we hope to stretch the mold of traditional approaches
to structural analysis—and especially how our colleagues teach structural
analysis—to emphasize and more explicitly describe the modeling process,
and thus present a more conscious view of estimating and assessing structural response.
We finally note that while this book is not intended as a text for a first
course in structural analysis, we certainly think it is accessible to advanced
undergraduates as well as to graduate students and practitioners. It does
not require deep knowledge of advanced structural mechanics models or
techniques:
• We use the principle of minimum total potential energy to derive
governing equations and boundary conditions, but those equations
can be derived in other ways or even simply accepted.
• We introduce extensions of the Castigliano theorems and Rayleigh
quotients for discrete systems, laying a foundation for applying
them to continuous systems.
The mathematical skills that will be exercised are more about applying techniques of dimensional analysis, reasoning about physical dimensions, and
reasoning about the relative sizes of mathematical terms and using appropriate expansions to determine limits and limiting behavior.
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Preface xiii
Organization
This book is organized as follows. In Chapter 1 we outline some important
principles and techniques of mathematical modeling, including dimensional
analysis, scaling, linearity, and balance and conservation laws. In Chapter 2
we review basic structural models, including structural supports and materials, as well as some general considerations of load paths, redundancy,
determinacy, and stability. We also review there the concept of idealization,
and we complete the chapter by bringing discretization under the modeling
umbrella as well.
In Chapter 3 we use subsets of two-dimensional elasticity theory to reconsider two classic structural mechanics problems so as to explore how we
develop and express physical intuition. First, we rederive the traditional
fourth-order Euler–Bernoulli beam equation and boundary conditions and
then use these results to estimate ranges of validity for beam models. Intuition
issues emerge as we interpret both boundary conditions, the beam’s physical parameters, and the nature of the loading—in particular, the transition
from sets of concentrated loads to a uniform load. We illustrate how planar
truss configurations behave as beams and use two-dimensional elasticity to
derive another classical problem, the static response of pressure-loaded cylinders, and show how our physical intuitions can lead us astray.
In Chapter 4 we demonstrate how the behavior of arches under lateral load
can be tracked as it varies from beam behavior at small values of an arch
parameter (i.e., arches with very small rises) to purely compressive arch behavior when the arch parameter is large (i.e., for large arch rises). It is also shown
that the behavior “flips” when the load applied is axial, rather than lateral.
In Chapter 5 we introduce two methods of analyzing coupled discrete systems, in part to lay a foundation for their application to continuous systems
in our two final chapters, and in part just to ensure a common background
for readers who may not be familiar with either or both of the techniques
described. First, we describe recently developed extensions of Castigliano’s
theorems, and then we introduce Rayleigh’s quotient for estimating the fundamental frequencies of coupled spring-mass oscillators. Then, in Chapter 6
we apply the extension of Castigliano’s second theorem to derive simple, yet
quite accurate estimates of the transverse displacements of structures modeled in terms of coupled Timoshenko beams (e.g., tall buildings). Finally, in
a similar vein, in Chapter 7 we use Rayleigh quotients to analyze the dimensional behavior of and calculate numerical values of fundamental frequencies of structures modeled in terms of Euler–Bernoulli, Timoshenko, and
coupled-beam systems (e.g., again, potential models of tall buildings).
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