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Uterine Receptivity
Peter A. W. Rogers
Centre for Women’s Health Research, Department of Obstetrics and Gynecology,
Monash University, Monash Medical Centre, Clayton, Victoria, Australia
INTRODUCTION
The aim of this chapter is to bring the reader up to date with current thinking about the role of uterine receptivity in in vitro fertilization (IVF).
The contents have been substantially revised and updated since the last
edition, including information on the wealth of new data currently emerging
on global gene expression profiling of human endometrium.
Although some progress in understanding of human uterine receptivity has been made over the past 10 years, most workers in the field would
support the view that there have not been any paradigm shifts in our
understanding of this complex topic. The contribution that reduced uterine
receptivity makes to human infertility remains unclear. Unfortunately, a
number of issues prevent significant progress in understanding the role of
uterine receptivity in human reproduction, including first and foremost,
the ethical and practical constraints that limit mechanistic studies involving
embryo implantation in the human. Without successful embryo implantation and pregnancy as an outcome measure, definitive studies investigating
uterine receptivity remain problematic. Despite this, the ready availability
of human endometrium from non-conception cycles under a wide range of
normal and manipulated situations provides huge scope for investigating
endometrial events that may characterize a ‘‘receptive state.’’
403
The use of IVF as a routine clinical treatment for infertility provides
an important avenue for focusing basic and clinical research on the human
reproductive processes from gametogenesis to fertilization and implantation. In particular, many of the research-oriented IVF programs are
now focusing attention on the role of the non-receptive uterus in reducing
embryo implantation rates following controlled ovarian hyperstimulation
(COH). There has been considerable speculation that implantation failure
due to reduced endometrial receptivity is one of the major remaining impediments to higher IVF pregnancy rates.
ANIMAL STUDIES AND CURRENT CONCEPTS
ON UTERINE RECEPTIVITY
Although significant progress has been made over the past 10 years in understanding the basic mechanisms that control embryo implantation in a
number of mammalian species and in particular in the mouse (1), interpreting these data in the context of human endometrial receptivity is difficult
because of the significant differences in mechanisms of implantation
between species (2).
It is important from the outset to appreciate that fundamental differences exist in how a receptive endometrium is achieved between the human
and commonly studied species, such as the mouse and rat. In human females,
an average non-conception reproductive cycle is approximately 28 days,
typically comprising four days of menstruation, 10 days of ovarian follicular
growth with rising circulating estrogen levels, and 14 days post-ovulation
with elevated progesterone levels. In a conception cycle, implantation commences about 5–6 days post-ovulation, with the endometrium has been
exposed to 10 days of rising estrogen followed by 5–6 days of circulating
progesterone. There is no evidence yet to suggest that a receptive endometrium in the human can be achieved by anything other than estrogen
exposure followed progesterone. In contrast, mice and rats have a 4-day
reproductive cycle, and it has been shown that the uterus becomes receptive
to the implanting blastocyst for a short period of time, a few days after the
commencement of continuous progesterone administration (3,4). Priming
estrogen prior to this progesterone as occurs in the human is not essential,
although a small amount of ‘‘nidatory’’ estrogen must be given at some time
after the commencement of progesterone for an implantation-receptive uterus
to be established. The length of time that the endometrium remains receptive
can be manipulated by altering the nidatory estrogen dose, with higher doses
resulting in shorter receptive periods (5). Nidatory estrogen is not a feature of
the human implantation process. In the mouse, implantation occurs five days
after ovulation, with stimulation of the uterine cervix during copulation
inducing a state of ‘‘pseudopregnancy’’ during which normal 4-day ovarian
cyclicity is halted for long enough to allow implantation to occur.
404 Rogers
Bearing in mind the major differences that have been found between
the different species studied, a number of general concepts have arisen from
animal studies which form the basis of our understanding of endometrial
receptivity in the human. First, it is generally believed that in the presence
of a healthy blastocyst, it is the uterus, appropriately conditioned by ovarian
hormones, that predominantly determines the success or otherwise of
implantation (6). The ‘‘implantation window’’ is defined as the period of
time when the uterus is receptive to the implanting blastocyst. In addition
to the receptive state, there is evidence in some species that the uterus goes
through ‘‘implantation neutral’’ and ‘‘implantation hostile’’ states (7). During the neutral phase, the embryo can survive in the uterus but will not
implant, whereas during the hostile phase the embryo is actively destroyed.
How the uterus affects these receptive, neutral, and hostile states remains
mostly unclear, although embryo toxic compounds have been demonstrated
in uterine flushing from rats and mice taken at times other than when
implantation normally occurs (7,8) and there is a suggestion that similar
embryo toxic compounds occur in the human (9). Another study has suggested a major role for the uterine epithelium in preventing implantation
unless the correct hormonal priming had occurred (10). In this work, the
embryo was only able to implant in the unprimed mouse uterus once the epithelium had been removed.
Further support for the hypothesis that the uterus is the major controlling partner in the implantation process comes from numerous studies,
demonstrating that mammalian embryos can initiate implantation-type vascular reactions in non-uterine tissues with a high degree of success regardless
of the sex or hormonal status of the host. Ectopic sites that have been studied in this way include the anterior chamber of the eye (11,12), the kidney
(13), the testis (14), and the spleen (15). Although tissues from ectopic sites
respond differently to the implanting embryo from those in uterine sites and
despite the fact that subsequent embryo development is often disorganized,
the study of ectopic implantation can provide valuable insights into normal
intra-uterine implantation (12,16). Indeed, normal development to term has
been reported in the human following ectopic implantation (17).
A number of mammalian species (including some of the marsupials)
utilize embryonic diapause or delayed implantation to maximize reproductive efficiency (18). During diapause, blastocyst development has
arrested by the uterus until environmental or physiological conditions are
suitable for pregnancy to continue. That control over diapause is entirely
a uterine phenomenon and can easily be shown by removing the blastocyst
from the uterine environment, while normal development was re-commence
(19). Conversely, studies in cattle have shown that under certain conditions
the uterus can induce the preimplantation embryo to accelerate its development in order to ‘‘catch up’’ the uterus and be ready to implant at the
optimal time in terms of uterine receptivity (20).
Uterine Receptivity 405