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The secret connexion: causation, realism, and David Hume
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OUP CORRECTED PROOF – FINAL, 12/3/2014, SPi
The Secret Connexion
OUP CORRECTED PROOF – FINAL, 12/3/2014, SPi
The Secret Connexion
Causation, Realism, and David Hume
REVISED EDITION
Galen Strawson
I am not such a sceptic as you may, perhaps, imagine.
(Hume, letter to Stewart, February 1754)
1
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[N]ature has kept us at a great distance from all her secrets, and has afforded us
only the knowledge of a few superficial qualities of objects; while she conceals
from us those powers and principles on which the influence of these objects
entirely depends.
[W]e are ignorant of those powers and forces, on which [the] regular course and
succession of objects totally depends.
[E]xperience only teaches us, how one event constantly follows another; without
instructing us in the secret connexion, which binds them together, and renders
them inseparable.
(Enquiry 32–3/4.16, 55/5.22, 66/7.13)
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Preface to the First Edition
Does Hume endorse a regularity theory of causation? The view that he does is very
widely held—it seems that it is still the standard view. But there seems to be no
evidence for it in the first Enquiry—whatever one thinks about the Treatise.
My doubts began when I started teaching the first Enquiry at an elementary level at
Oxford in 1980. This discussion of Hume grew directly from that teaching. I finished
the first draft convinced that I was heroically alone in my doubts, but I was quite
wrong. Three works deserve particular mention. Craig’s The Mind of God and the
Works of Man (1987) refutes the commonly accepted conception of Hume’s philosophical position. Wright, in The Sceptical Realism of David Hume (1983), and
Livingston, in Hume’s Philosophy of Common Life (1984), also argue powerfully
against it. As far as the question of causation is concerned, they argue not only that
Hume is not a regularity theorist, but also, as here, that he believes in the existence of
something like natural necessity—in the existence of causal power conceived of in
some essentially non-regularity-theory way.1
The fact remains: the view that Hume held a regularity theory of causation is still
the standard view.2 It is still worth arguing against. As Beauchamp and Rosenberg
say, ‘[al]most all recent writers on causation believe that Hume holds a pure
regularity theory of causation’ (1981: 31). As Blackburn remarks, Hume has ‘been
shamefully abused by many commentators and their victims’ (1984: 211).
This is not just a book about Hume. It also argues directly against the regularity
theory of causation, which has taken on a life of its own. Chapters 5, 8, and 22.2 form
a discussion of the regularity theory of causation which is independent of the material
on Hume. Chapter 23, on the meaning of ‘cause’, is independent both of this
discussion of the regularity theory of causation and of the main discussion of
Hume. Chapter 7 on the notion of the ultimate nature of reality, together with its
Appendix, can also be read independently of the discussion of Hume.
1 Throughout this book I use the expression ‘causal power’ to mean ‘causal power conceived of in some
essentially non-regularity-theory way’. 2 For recent expressions of the view, see e.g. Woolhouse: ‘Hume’s conclusion [is] that so far as the
external objects which are causes and effects are concerned there is only constant conjunction’ (1988: 149);
so far as the ‘operations of natural bodies’ are concerned, ‘regularity and constant conjunction are all that
exist’ (p. 150). See also O’Hear: Humeans hold that there is not ‘any more to causality than ‘regularity of
succession’’ (1985: 60). ‘The Humean attitude to causality is . . . that there is nothing in the cause . . . that
mean[s] the effect has to follow’ (p. 61). See also Kripke: ‘If Hume is right, . . . even if God were to look at
[two causally related] events, he would discern nothing relating them other than that one succeeds the
other’ (1982: 67). Hamlyn, by contrast, scrupulously avoids this error, in his History of Western Philosophy
(1987). So does Schacht (who restricts his discussion to the Enquiry) in his Classical Modern Philosophers:
Descartes to Kant (1984).
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I also discuss a number of other questions about meaning, understanding, knowledge, and existence. These are questions which are naturally and vividly raised by the
study of Hume—questions about the relations between semantics, epistemology, and
ontology and metaphysics. I defend—where I do not assume—a straightforwardly
realist position on these issues (see especially Chapters 7 and 12). Virtually all the
worthwhile features of the current debate about them are present in the seventeenthand eighteenth-century debate.3
Someone who believed that the regularity theory of causation was true, and came
to the conclusion that Hume never held it, would probably not much enjoy writing a
book that tried to show that this was so. But if one thinks that the regularity theory of
causation is (in its standard version) metaphysically fantastic one sees things differently. One’s task is to clear a great philosopher of a damaging charge, and to show
that his attitude to the question of causation is in most respects right. This is how
I see it.
The foundations of the case for saying that Hume believes in causal power or
natural necessity can be established without any close consideration of what he says
about causation, and I try to do this (among other things) in Part 1. One problem
with this approach is that the more detailed analyses of Hume’s discussion of
causation in Parts 2 and 3 (which consider the Treatise and the Enquiry respectively)
may then come as an anticlimax. I have accordingly signalled short cuts at various
points throughout the book for those who want to get on to Part 2 or Part 3 quickly.
A period of illness in the spring of 1984 gave me time to reread Hume and organize
the quotations used in this book. The main text was written up in the spring and
summer of 1987, and for comments on what I wrongly took to be the final version
I am most grateful to John Cottingham, Edward Craig, William Jordan, Paul
Snowdon, and P. F. Strawson. For some helpful conversations, and for contributions
to a class I gave on Hume at Oxford in the Hilary Term of 1988, I would like to thank
Thomas Baldwin, Bob Hargrave, Dan Isaacson, Martha Klein, John Roe, Helen
Steward, Luigi Turco, and David Womersley. For comments of a non-philosophical
kind I am grateful to Angela Blackburn, Redmond O’Hanlon, Andrew Rosenheim,
and finally to Jose´ Strawson.
3 This book contains relatively little discussion of the intellectual context in which Hume wrote (Kant,
rather than any of Hume’s contemporaries or immediate predecessors, provides the other main source of
historical reference). For a good account of Malebranche’s influence on Hume’s thought about causation,
see McCracken 1983: 257–69.
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viii PREFACE TO THE FIRST EDITION
Preface to the Paperback Edition
I wrote this book very fast. The speed of writing shows in the tone and in the
excessively numerous and sometimes intrusive footnotes. I have not, however,
done any major rewriting for this paperback edition. Instead I have made a few
corrections, a few small cuts, and a few small additions. The most substantial changes
occur in the paragraph on pp. 56–7, on page 201 in note 5, on page 203 which has a
new note 8, and on page 210 which has a new note 8. (These page references are to
the first edition.)
As remarked in the original Preface, Chapters 5, 8, and 22.2 of this book present an
attack on the ‘regularity’ theory of causation which is independent of the discussion
of Hume. One objection to the attack is so common that it is worth mentioning here.
Briefly, it claims that one must in the end admit that the regularity of the world’s
behaviour is a ‘brute’ fact, and hence admit that the regularity theory of causation is
true. For if one tries to deny that the regularity of the world is a brute fact, and
proposes that there is something x which is other than the regularity of the world,
and is the reason for the regularity of the world, then one will need an account of why
x is itself regular in its underwriting of the regularity of the world. And either one will
have to say that x’s regularity of operation is itself a brute fact, or one will have to
embark on a regress which can be stopped only by saying that there is something
whose regularity of operation is a brute fact. Hence the regularity theory of
causation—or something like it—must be true.
I tried to answer this sort of objection on pp. 91–2 of this book. I’m not sure what
‘brute’ means, but I’m not worried by the brutishness of the regularity of the world so
long as it does not have the consequence that the regularity of the world is, as it
continues from moment to moment, and from year to year, a continuous fluke or
chance matter. With hindsight, I think that the best statement of the correct
alternative to the regularity theory that the book contains is on pp. 225–6 below).
I made a third brief attempt to say what is wrong with the regularity theory in a paper
called ‘The Contingent Reality of Natural Necessity’ [1991; included here as an
Appendix to Chapter 22].
The 1996 and 2003 paperback impressions incorporate a few minor corrections, a
more substantial change to note 30 on page 50, and a new Index of Passages from Hume.
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Preface to the Revised Edition
In this new edition of The Secret Connexion I’ve made almost no substantive
alterations to the book’s original content, because I haven’t read anything that has
given me reason to doubt its main arguments and conclusions. I have, however,
thinned the text throughout, reworked Chapters 14 and 15 on the Treatise, and added
quite a number of further thoughts and quotations. The original Appendix A is now
an appendix to Chapter 6. Appendix B is now an appendix to Chapter 7 (reproduced
essentially unchanged, although it later grew into a separate paper (Strawson 2002)).
The original Appendix C, a summary of the overall position, has been dropped. It
was superseded in 2000 by a paper, ‘David Hume: Objects and Power’, from which
I’ve here incorporated some considerations about the relative importance of the
Treatise and the Enquiry in assessing Hume’s considered view (pp. 10–13). I’ve also
included as an appendix to Chapter 22 a reply to a helpful objection to The Secret
Connexion raised by Nicholas Everitt in 1991.
Many now talk of ‘Old Hume’ as opposed to ‘New Hume’.
1 According to the
supporters of Old Hume, Hume holds that ‘even if God were to look at [two causally
related] events, he would discern nothing relating them other than that one succeeds
the other’.
2 On this view, Hume holds a metaphysical regularity theory of causation,
according to which things in reality succeed each other in a regular fashion, but
nothing ever really causally influences anything else in any way at all. All supporters of
New Hume deny that he holds this view. Some go further and follow John Wright, as
I do, in holding that Hume is a ‘sceptical realist’.
The question of what it means to say that Hume is a realist about causal power is
part of the subject of this book, but one thing that is clear is that to be a realist about
causal power is to hold that there really is such a thing as causal influence. That is,
there is something more in reality, causally speaking, than one thing’s just following
another, even if all we can ever actually empirically detect, strictly speaking, is one
thing regularly following another.
According to the sceptical realist view of Hume, he’s not only a sceptical realist
about causal power, but also about physical objects like tables and chairs. He’s not
concerned to deny categorically that things that we ordinarily suppose to exist don’t
exist. Real sceptics don’t do that. His general, sceptical, empiricist, philosophical
1 The terms derive from Kenneth Winkler’s paper ‘The New Hume’ (1991). 2 This is Kripke’s accurate report (1982: 67) of the view of Hume that prevailed thirty years ago. Jackson
in 1977 invites us to ‘consider . . . the possible world where every particular fact is as it is in our world, but
there are no causes or effects at all. Every regular conjunction is an accidental one, not a causal one. Call it,
for obvious reasons, the Hume world’ (1977: 5). See also p. vii n.2, p. 13 n.8, and p. 22 n.2. Some who take
themselves to be supporters of ‘old Hume’ now deny that this used to be the standard view.
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point is simply that we can form no empirically respectable, clear, and distinct
conception of the ‘real nature’ of concrete reality (other than the concrete reality
that consists in the existence of our experiences). We can’t hope to have insight into
its ‘real nature and operations’ (63, 638/1.2.5.25, 1.2.5.26), its ‘ultimate original
qualities’ (xvii/Int}8), its ‘ultimate principles’ (xviii/Int}10). We can’t hope to have
insight into the ‘internal structure or operating principle of objects’ (169/1.3.14.29),
‘the nature of bodies’ (64/1.2.5.26), ‘the essence and construction of bodies’ (660/
Abs}32). And ‘the essence of the mind [is] equally unknown to us with that of
external bodies’ (xvii/Int}8).
The terms ‘Old’ and ‘New’ are unfortunate, for ‘New Hume’ is simply Hume—but
also because the ‘New Hume’ interpretation isn’t new. As Helen Beebee observes,
Norman Kemp Smith classifies as a supporter of ‘New Hume’ in his 1941 book The
Philosophy of David Hume (Beebee 2006: 173). Kant was equally clear in 1783 that
Hume didn’t deny the existence of causal power (Kant 1783: Preface).
Even if this were not so, the terms would be obsolescent. Don Garrett has recently
argued that so far as the textual evidence is concerned, there’s nothing to favour one
of the views decisively over the other (Garrett 2009). It may be that supporters of the
old Hume are now in the minority (at least outside Canada). It’s hard to be sure, for
many who take themselves to support ‘Old Hume’ have shifted their ground considerably over the last thirty years.
One of the ironies of the debate has been that some ‘Old Hume’ supporters have
suggested that ‘New Hume’ supporters, being themselves realists about things like
objects and causation, have been motivated to interpret Hume in such a way that he
agrees with them. The irony is that almost all those who have argued in this way have
tended to be ‘anti-realists’ of some stripe or other, determined to maintain an
interpretation of Hume that agrees with their anti-realism.
‘Old Humeans’ have also charged that ‘New Humeans’ (like myself ) rely on
isolated quotations to support their view. Again this seems back to front, although
it’s true that the three quotations on p. v that form the epigraph to this book suffice,
in effect, to establish the ‘New Hume’ case. The ‘Old Hume’ interpretation relies
principally on overliteral readings of a relatively small number of passages from
the Treatise, whose publication Hume later regretted (see p. 10); the deep drift of
Hume’s epistemology and metaphysics is ‘New Humean’ to the core.
I’m very grateful to Peter Momtchiloff for encouraging me to produce this new
edition, and to Keith Turausky for reading through the whole text with care and insight.
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PREFACE TO THE REVISED EDITION xi
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Contents
Abbreviations and Conventions xvi
Part 1. Meaning, Scepticism, and Reality
1. Introduction 3
2. The ‘Humean’ view of causation; and an exegetical principle 9
3. A summary of the argument 14
4. ‘Objects’: preliminaries 19
5. The untenability of the realist regularity theory of causation 22
6. ‘Objects’: complications 32
6.1 Strict idealism 32
6.2 Perception-constituted objects and
perception-content-constituted objects 35
6.3 A viable regularity theory of causation 40
6.4 Hume uncommitted 41
6.5 Supposing and conceiving 44
6.6 Basic realism 52
6.7 Bundles and fiction 57
6.8 Hume in metaphysical space 58
6.9 Writing as a realist 59
Appendix Cartoon-film causation: idealism and the regularity theory
of causation 60
7. The notion of the ultimate nature of reality 65
Appendix Reality and truth 75
8. ‘Causation’ 87
9. Hume’s strict scepticism 95
10. Hume’s theory of ideas as applied to the idea of causation 102
11. The ‘AP’ property 108
11.1 The curious idea of a priori causal inference 108
11.2 An objection 110
11.3 The objection varied 112
12. The problem of meaning 115
12.1 The ‘Meaning Tension’ 115
12.2 Experience-transcendent reference: E-intelligibility and
R-intelligibility 120
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12.3 Example: Hume on the mind 123
12.4 Conclusion 125
13. ‘External objects’ and Causation 128
13.1 The parallel 128
13.2 A possible disanalogy 129
13.3 An objection 131
Part 2. Causation in the Treatise
14. Causation in the Treatise: 1 137
14.1 Introduction 137
14.2 Referring uses of Causation terms 138
15. Causation in the Treatise: 2 142
15.1 Three stratagems 142
15.2 Ignorance, irony, and reality 144
15.3 Hume’s global subjectivism about necessity 147
15.4 The ‘necessity, which we ascribe’; the ‘necessity, which
we conceive’ 150
15.5 ‘So far as we have any notion of it’ 153
15.6 Conclusion 158
Part 3. Causation in the Enquiry
16. Enquiry Section 4: the question of irony 165
17. Enquiry Section 4: Causation and inductive scepticism 169
18. Enquiry Sections 5–6: undiscovered and undiscoverable 171
19. Enquiry Section 7: Causation and human beings 176
19.1 Will and force: a last look at irony 176
19.2 Resemblance, solidity, and force 180
19.3 A rhetorical question 181
20. Enquiry Section 7: the Occasionalists 183
21. Enquiry Section 7: the two definitions of cause 188
21.1 Extraordinary ignorance 188
21.2 The two definitions 190
21.3 Conclusion 197
Part 4. Reason, Reality, and Regularity
22. Reason, Reality, and Regularity 201
22.1 A summary of Hume’s position 201
22.2 The general form of the argument for Causation 203
Appendix The Contingent Reality of Natural Necessity 210
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xiv CONTENTS
23. The meaning of ‘cause’ 215
23.1 Content: experience and concepts 215
23.2 The ‘Anscombean’ approach 220
23.3 The wisdom of nature 223
23.4 Causation: a non-sensory property 230
References 236
Index 241
Index of Passages from Hume 244
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CONTENTS xv