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The Oxford History of Historical Writing - Volume 3: 1400–1800
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THE OXFORD HISTORY OF
HISTORICAL WRITING
THE OXFORD HISTORY OF HISTORICAL WRITING
The Oxford History of Historical Writing is a five-volume, multi-authored scholarly survey of the history of historical writing across the globe. It is a chronological history of humanity’s attempts to conserve, recover, and narrate its past with
considerable attention paid to different global traditions and their points of
comparison with Western historiography. Each volume covers a particular
period, with care taken to avoid unduly privileging Western notions of periodization, and the volumes cover progressively shorter chronological spans, reflecting both the greater geographical range of later volumes and the steep increase in
historical activity around the world since the nineteenth century. The Oxford
History of Historical Writing is the first collective scholarly survey of the history of
historical writing to cover the globe across such a substantial breadth of time.
Volume 1: Beginnings to AD 600
Volume 2: 400–1400
Volume 3: 1400–1800
Volume 4: 1800–1945
Volume 5: Historical Writing since 1945
THE OXFORD HISTORY OF HISTORICAL WRITING
Daniel Woolf
GENERAL EDITOR
The Oxford History of
Historical Writing
VOLUME 3: 1400–1800
Jose´ Rabasa, Masayuki Sato, Edoardo Tortarolo,
and Daniel Woolf
VOLUME EDITORS
Ian Hesketh
ASSISTANT EDITOR
1
Great Clarendon Street, Oxford
3OX2 6DP
Oxford University Press is a department of the University of Oxford.
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Oxford is a registered trade mark of Oxford University Press
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Published in the United States
by Oxford University Press Inc., New York
# Oxford University Press 2012
Editorial matter # Jose´ Rabasa, Masayuki Sato, Edoardo Tortarolo, and Daniel Woolf 2012
The moral rights of the authors have been asserted
Database right Oxford University Press (maker)
First published 2012
All rights reserved. No part of this publication may be reproduced,
stored in a retrieval system, or transmitted, in any form or by any means,
without the prior permission in writing of Oxford University Press,
or as expressly permitted by law, or under terms agreed with the appropriate
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outside the scope of the above should be sent to the Rights Department,
Oxford University Press, at the address above
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and you must impose the same condition on any acquirer
British Library Cataloguing in Publication Data
Data available
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Typeset by SPI Publisher Services, Pondicherry, India
Printed in Great Britain
on acid-free paper by
MPG Books Group, Bodmin and King’s Lynn
ISBN 978–0–19–921917–9
1 3 5 7 9 10 8 6 4 2
The Oxford History of Historical Writing was made possible by the generous
financial support provided by the Offices of the Vice-President (Research)
and the Provost and Vice-President (Academic) at the University of
Alberta from 2005 to 2009 and subsequently by Queen’s University,
Kingston, Ontario.
General Editor’s Acknowledgements
The Oxford History of Historical Writing has itself been the product of several
years of work and many hands and voices. As general editor, it is my pleasure to
acknowledge a number of these here. First and foremost, to the volume editors,
without whom there would have been no series. I am very grateful for their
willingness to sign on, and for their flexibility in pursuing their own vision for
their piece of the story while acknowledging the need for some common goals
and unity of editorial practices. The Advisory Board, many of whose members
were subsequently roped into either editorship or authorship, have given freely of
their time and wisdom. At Oxford University Press, former commissioning
editor Ruth Parr encouraged the series proposal and marshalled it through
the readership and approvals process. After her departure, my colleagues and
I enjoyed able help and support from Christopher Wheeler at the managerial
level and, editorially, from Rupert Cousens, Seth Cayley, Matthew Cotton, and
Stephanie Ireland. I must also thank the OUP production team and Carol
Carnegie in particular.
The series would not have been possible without the considerable financial
support from the two institutions I worked at over the project’s lifespan. At the
University of Alberta, where I worked from 2002 to mid-2009, the project was
generously funded by the Offices of the Vice-President (Research) and the
Provost and Vice-President (Academic). I am especially grateful to Gary Kachanoski and Carl Amrhein, the incumbents in those offices, who saw the project’s
potential. The funding they provided enabled me to hire a series of project
assistants, to involve graduate students in the work, and to defray some of the
costs of publication such as images and maps. It permitted the acquisition of
computer equipment and also of a significant number of books to supplement
the fine library resources at Alberta. Perhaps most importantly, it also made the
crucial Edmonton conference happen. At Queen’s University in Kingston,
Ontario, where I moved into a senior leadership role in 2009, funding was
provided to push the project over the ‘finish-line’, to transfer the research library,
and in particular to retain the services of an outstanding research associate,
Assistant Editor Dr Ian Hesketh. I am profoundly grateful for Ian’s meticulous
attention to detail, and his ability ruthlessly to cut through excess prose (including on occasion my own) in order to ensure that volumes maintained editorial
uniformity internally and together with other volumes, not least because the
volumes are not all being published at once. A series of able graduate students
have served as project assistants, including especially Tanya Henderson, Matthew
Neufeld, Carolyn Salomons, Tereasa Maillie, and Sarah Waurechen, the last of
whom almost single-handedly organized the complex logistics of the Edmonton
conference. Among the others on whom the project has depended I have to thank
the Office of the Dean of Arts and Science for providing project space at Queen’s
University, and the Department of History and Classics at Alberta. Melanie
Marvin at Alberta and Christine Berga at Queen’s have assisted in the management of the research accounts, as has Julie Gordon-Woolf, my spouse (and
herself a former research administrator), whose advice on this front is only a
small part of the support she has provided.
General Editor’s Acknowledgements vii
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Foreword
Daniel Woolf, General Editor
Half a century ago, Oxford University Press published a series of volumes entitled
Historical Writing on the Peoples of Asia. Consisting of four volumes devoted to East
Asia, Southeast Asia, the Middle East, and South Asia, and based on conferences
held at the School of Oriental and African Studies, University of London, in the
late 1950s, that series has aged surprisingly well; many of the individual essays are
still being cited in our own day. The books were also remarkably ahead of their
time since the history of historical writing was at that time firmly understood as
being the history of a European genre. Indeed, the subject of the history of history
was itself barely a subject—typical surveys of the early to mid-twentieth century by
the likes of James Westfall Thompson and Harry Elmer Barnes, following Eduard
Fueter’s paradigmatic 1911 Geschichte der Neueren Historiographie [History of
Modern Historiography], were written by master historians surveying their discipline and its origins. The Oxford series provided some much needed perspective,
though it was not followed up for many years, and more recent surveys in the last
two or three decades of the twentieth century have continued to speak of historiography as if it were an entirely Western invention or practice. Since the late 1990s
a number of works have been published that challenge the Eurocentrism of the
history of history, as well as its inherent teleology. We can now view the European
historiographic venture against the larger canvas of many parallel and—a fact often
overlooked—interconnected traditions of writing or speaking about the past from
Asia, the Americas, and Africa.
The Oxford History of Historical Writing is conceived in this spirit. It seeks to
provide the first collective scholarly history of historical writing to span the globe.
It salutes its great predecessor of half a century ago, but very deliberately seeks
neither to imitate nor to replace it. For one thing, the five volumes collectively
include Europe, the Americas, and Africa, together with Asia; for another, the
division among these volumes is chronological, rather than by region. We
decided on the former because the history of non-European historical writing
should, no more than that of its European counterpart, be viewed in isolation.
We chose the latter in order to provide what amounts to a cumulative narrative
(albeit with well over a hundred different voices), and in order to facilitate
comparison and contrast between regions within a broad time period.
A few caveats that apply to the entire series are in order. First, while the series
as a whole will describe historical writing from earliest times to the present, each
individual volume is also intended to stand on its own as a study of a particular
period in the history of historical writing. These periods shrink in duration as
they approach the present, both because of the obvious increase in extant
materials and known authors, but also because of the expansion of subject matter
to a fully global reach (the Americas, for instance, do not feature at all in volume 1;
non-Muslim Africa appears in neither volume 1 nor volume 2). Second, while the
volumes share a common goal and are the product of several years of dialogue
both within and between its five editorial teams and the general editor, there has
been no attempt to impose a common organizational structure on each volume.
In fact, quite the opposite course has been pursued: individual editorial teams
have been selected because of complementary expertise, and encouraged to ‘go
their own way’ in selecting topics and envisioning the shapes of their volumes—
with the sole overriding provision that each volume had to be global in ambition.
Third, and perhaps most importantly, this series is emphatically neither an
encyclopedia nor a dictionary. A multi-volume work that attempted to deal
with every national tradition (much less mention every historian) would easily
spread from five to fifty volumes, and in fact not accomplish the ends that the
editors seek. We have had to be selective, not comprehensive, and while every
effort has been made to balance coverage and provide representation from all
regions of the world, there are undeniable gaps. The reader who wishes to find
out something about a particular country or topic not included in the OHHW ’s
more than 150 chapters can search elsewhere, in particular in a number of
reference books which have appeared in the past fifteen or so years, some of
which have global range. Our volumes are of course indexed, but we have
deemed a cumulative index an inefficient and redundant use of space. Similarly,
each individual essay offers a highly selective bibliography, intended to point the
way to further reading (and where appropriate listing key sources from the period
or topic under discussion in that chapter). In order to assist readers with limited
knowledge of particular regions’ or nations’ political and social contexts, certain
chapters have included a timeline of major events, though this has not been
deemed necessary in every case. While there are (with one or two exceptions) no
essays devoted to a single ‘great historian’, many historians from Sima Qian and
Herodotus to the present are mentioned; rather than eat up space in essays with
dates of birth and death, these have been consolidated in each volume’s index.
Despite the independence of each team, some common standards are necessary in any series that aims for coherence, if not uniformity. Towards that end, a
number of steps were built into the process of producing this series from the very
beginning. Maximum advantage was taken of the Internet: not only were
scholars encouraged to communicate with one another within and across
volumes, but draft essays were posted on the project’s website for commentary
and review by other authors. A climactic conference, convened at the University
of Alberta in Edmonton, Canada, in September 2008, brought most of the
editors and just over half the authors together, physically, for an energizing and
exciting two days during which matters of editorial detail and also content and
substance were discussed. A major ‘value-added’, we think, of both conference
x Foreword
and series, is that it has introduced to one another scholars who normally work in
separate national and chronological fields, in order to pursue a common interest
in the history of historical writing in unique and unprecedented ways. As the
series’ general editor, it is my hope that these connections will survive the end of
the project and produce further collaborative work in the future. Several key
decisions came out of the Edmonton conference, among the most important of
which was to permit chronological overlap, while avoiding unnecessary repetition of topics. The chronological divisions of the volumes—with calendrical
years used instead of typical Western periods like ‘Middle Ages’ and ‘Renaissance’—remain somewhat arbitrary. Thus volume 1, on antiquity, ends about AD
600 prior to the advent of Islam, but overlaps with its successor, volume 2,
on what in the West were the late antique and medieval centuries, and in China
(the other major tradition of historical writing that features in every volume), the
period from the Tang through the early Ming dynasties. Volumes 4 and 5 have a
similar overlap in the years around the Second World War. While 1945 is a
sensible boundary for some subjects, it is much less useful for others—in China,
again, 1949 is the major watershed. Certain topics, such as the Annales School,
are not usefully split at 1945. A further change pertained to the denotation of
years BC and AD; here, we reversed an early decision to use BCE and CE, on the
grounds that both are equally Eurocentric forms; BC/AD have at least been
adopted by international practice, notwithstanding their Christian European
origins.
It became rather apparent in Edmonton that we were in fact dealing with two
sets of two volumes each (vols. 1/2 and 4/5), with volume 3 serving in some ways
as a bridge between them, straddling the centuries from about 1400 to about
1800—what in the West is usually considered the ‘early modern’ era. A further
decision, in order to keep the volumes reasonably affordable, was to use illustrations very selectively, and only where a substantive reason for their inclusion
could be advanced, for instance in dealing with Latin American pictographic
forms of commemorating the past. There are no decorative portraits of famous
historians, and that too is appropriate in a project that eschews the history of
historiography conceived of as a parade of stars—whether Western or Eastern,
Northern or Southern—from Thucydides to Toynbee.
This, the third volume in the series (and fourth to be published), spans the gap
between the first two volumes (covering antiquity and what is usually called—
problematically in the case of South Asia and Islam—the ‘Middle Ages’) and
volumes 4 and 5, which deal with modernity. The roughly four centuries covered
in the present volume encompass a period of enormous change, including the
Renaissance, Reformation, Enlightenment, and French Revolution in Europe,
the Ming and early Qing dynasties in China, the rise and fall of the Mughal
Empire in India, and the vicissitudes within the other main Islamic powers, the
Persian and Ottoman Turkish empires. It is also the volume in which the
Americas enter fully into the history of history, and both European and
Foreword xi
indigenous forms of historical writing are the subjects of several chapters; Africa,
too, absent from the preceding volumes (with the exception of North African
Islamic writers) receives its first extended treatment here. The editors of this
volume have assembled an international roster of authors with expertise in a
variety of different historical cultures, and they have also included thematic
chapters, many with a strong comparative dimension, addressing some of the
issues that arose over the period, from the application of philological techniques
to historical evidence, to the emergence of ‘antiquarianism’ and the relations
between history, myth, and fiction.
NOTE ON TRANSLATION AND TRANSLITERATION
Non-Roman alphabets and writing systems have been routinely transliterated
using the standard systems for each language (for instance, Chinese using the
Pinyin system). For the transliteration of Arabic, Persian, Turkish, and Syriac we
have followed the rules set out by the International Journal of Middle Eastern
Studies. Non-English book titles are normally followed (except where meaning is
obvious) by a translated title, within square brackets, and in roman rather than
italic face, unless a specific, published English translation is listed, in which case
the bracketed title will also be in italics.
xii Foreword
Contents
List of Maps xvi
Notes on the Contributors xvii
Advisory Board xxi
Editors’ Introduction 1
Jose´ Rabasa, Masayuki Sato, Edoardo Tortarolo, and Daniel Woolf
1. Chinese Official Historical Writing under the Ming and Qing 24
Achim Mittag
2. The Historical Writing of Qing Imperial Expansion 43
Pamela Kyle Crossley
3. Private Historiography in Late Imperial China 60
On-cho Ng
4. A Social History of Japanese Historical Writing 80
Masayuki Sato
5. Writing History in Pre-Modern Korea 103
Don Baker
6. Southeast Asian Historical Writing 119
Geoff Wade
7. Indo-Persian Historical Thoughts and Writings: India 1350–1750 148
Asim Roy
8. Persian Historical Writing under the Safavids (1501–1722/36) 173
Christoph Marcinkowski
9. Ottoman Historical Writing 192
Baki Tezcan
10. Islamic Scholarship and Understanding History in
West Africa before 1800 212
Paul E. Lovejoy
11. Philology and History 233
Donald R. Kelley
12. Major Trends in European Antiquarianism, Petrarch to Peiresc 244
Peter N. Miller
13. History, Myth, and Fiction: Doubts and Debates 261
Peter Burke
14. Historical Writing in Russia and Ukraine 282
Michael A. Pesenson and Jennifer B. Spock
15. Austria, the Habsburgs, and Historical Writing in Central Europe 302
Howard Louthan
16. German Historical Writing from the Reformation
to the Enlightenment 324
Markus Vo¨lkel
17. Italian Renaissance Historical Narrative 347
William J. Connell
18. Italian Historical Writing, 1680–1800 364
Edoardo Tortarolo
19. History and Historians in France, from the Great Italian
Wars to the Death of Louis XIV 384
Chantal Grell
20. The Historical Thought of the French Philosophes 406
Guido Abbattista
21. Writing Official History in Spain: History and Politics, c.1474–1600 428
Kira von Ostenfeld-Suske
22. Historical Writing in Scandinavia 449
Karen Skovgaard-Petersen
23. Historical Writing in Britain from the Late Middle
Ages to the Eve of Enlightenment 473
Daniel Woolf
24. Scottish Historical Writing of the Enlightenment 497
David Allan
25. English Enlightenment Histories, 1750–c.1815 518
Karen O’Brien
26. European Historiography on the East 536
Diogo Ramada Curto
27. A New History for a ‘New World’: The First One Hundred
Years of Hispanic New World Historical Writing 556
Kira von Ostenfeld-Suske
xiv Contents