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The Ethics of Deference Part 9 pot
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The Problem of Fair Play 151
provides can reasonably assume that persons who can’t yet be consulted about
their willingness to pay would agree if they had the chance.27
Two Kinds of Dissent
The major point of the preceding discussion is that if prior negotiations are
possible in advance of providing benefits (even nonexcludable benefits), we
should always end up in one of the two situations already imagined: Either
there is consent, so that fair play arguments are unnecessary, or there is explicit
dissent by some recipients, creating doubt about why they should have any
duty to pay if, with full knowledge of the dissent, providers (who are now selfserving intermeddlers) produce the benefits anyway. But the problems with
the paradigm case are serious even if we assume that no possibility of prior
negotiation exists. Though it is somewhat harder to see how this might happen
in the simple two-person case we are considering, it is not entirely implausible.
Mary might think, based on prior conversations about the importance of a
humidifier, that Jim would pay his share if she purchased a humidifier; and it
is easy to imagine that Jim might know that if Mary made such a purchase,
she would not be intending to make him a gift. But there has been no explicit
discussion about actually making the purchase. Once Mary makes the purchase
(not consulting Jim in advance, either because there was no time or because she
reasonably thought it wasn’t necessary), we have the ingredients that explain
how it could happen that neither party could be faulted for the absence of prior
negotiations. Jim has no reason to know that Mary is about to make the purchase,
and Mary has no reason to know that Jim would object if she did.
If all of this is conceded, do we now have a paradigm case for an obligation
of fair play in Jim’s case? We have assumed the following: (1) Jim agrees that
the humidifier is worth its costs to him (and was, in fact, on his shopping list
for tomorrow); (2) he knows that Mary never intended to make him a gift; (3)
he recognizes that Mary was not acting unreasonably or negligently in failing
to ask him first about whether he would pay his share.
To understand what is missing in establishing Jim’s duty, imagine how Jim
might explain to Mary why he doesn’t think he should pay. Most of the fair play
literature assumes that someone in Jim’s situation can make only the unappealing sort of response that shows he is a free rider, a kind of grasping freeloader,
happily availing himself of benefits just because there is nothing Mary can do
to prevent his doing so. But Jim has another possible explanation, one that is
far more appealing morally than the brute assertion of a willingness to “reap
where one has not sown.” Jim’s explanation for why he thinks he shouldn’t pay
could reflect a different view of the principle that he thinks should be followed
27 Klosko’s definition of “presumptively beneficial” goods nicely fits into this rationale as well.
See footnote 10.
152 part ii: the ethics of deference
in distributing the burdens and benefits of this particular collective good – a
principle that is no less fair than the principle of proportionate payment by all
who benefit that is presupposed by the notion of fair play.
Here is the major problem with the fair play literature. The literature assumes
that the only legitimate grounds for dissent from a beneficial cooperative scheme
is based on subjective disagreements about the value of the benefits – dissenters
object because the benefits aren’t worth it to them. Thus attention is focused on
the benefits condition: If the benefits are subjectively worth it in the relevant
sense, then, we are told, dissent that comes too late (and, as we have seen,
even dissent that comes ex-ante, according to some) is dissent for the wrong
reasons: It is a kind of selfishness, grabbing benefits just because nobody can
now do anything about it. But dissent can also be based on disagreement about
the principle of distribution itself that underlies the fair play idea. What other
distribution principle might one suggest? At least two come to mind. The first
is a lottery. Jim might say that when it comes to making major purchases for the
apartment, he would prefer to draw lots, with the loser bearing the entire cost.
The second distribution principle is what I referred to earlier as a “bluffing”
strategy. “We both want the humidifier, and either of us might pay for it alone
if the other doesn’t agree, so we’ll just see who can hold out longer.”28 There’s
nothing unfair about such a principle; indeed, since it allows either party to win,
it satisfies a generally accepted condition for denying that any obligation to pay
should result.29 Jim may be free riding, but since Mary had the same chance
to end up as the free rider, it is more appropriate to call him a “winning rider.”
This principle, to be sure, risks the possibility that both parties end up worse
off (by suffering dry air longer than either would prefer), a problem that once
again leads back to an enormous collective action literature. But the point is
that there is nothing irrational or immoral about choosing to risk this particular
disutility as long as it is at least offset by the possibility of winning: Depending
on the particular circumstances (and one’s willingness and ability to bluff ), the
expected value of the holding-out strategy could be positive.
So even the best paradigm case remains incomplete. We need to explain
why Jim, if his dissent is in fact based on an honest disagreement about the
appropriate distribution principle, should have an obligation to defer to Mary’s
different fair play principle. Though we are still some way, perhaps, from understanding the duty of fair play, we have made at least one significant change
in our approach to the issue. In line with the thesis of this study, the fair play
issue, according to the preceding analysis, is better approached by re-presenting
it as a question of why one might have a duty to defer to the normative views
28 By calling this the “bluffing” strategy, I don’t mean to suggest that bluffing is inevitable, but just
that it is permissible. It is possible that one could accept the bluffing principle simply because
it might be a better way of seeing who cares about the humidifier more. 29 See Klosko, Fairness and Obligation, 35 (there is unfairness only if “the advantages of noncooperation cannot be extended” [to all]).