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The employment of metacognitive reading strategies by TESOL postgraduates intake 9 and 10 at HoChiMinh City open University
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MINISTRY OF EDUCATION AND TRAINING
HO CHI MINH CITY OPEN UNIVERSITY
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THE EMPLOYMENT OF METACOGNITIVE READING
STRATEGIES BY TESOL POSTGRADUATES INTAKES 9 AND
10 AT HO CHI MINH CITY OPEN UNIVERSITY
A THESIS SUBMITTED IN PARTIAL FULFILLMENT OF THE
REQUIREMENTS FOR THE DEGREE OF MASTER OF ARTS (TESOL)
Submitted by NGUYEN THI THU THUY
Supervisor: Assoc. Prof. Dr. PHAM VU PHI HO
HO CHI MINH CITY
April 2018
CHÚ Ý CÁCH SẮP XẾP
1. BÌA TRÊN IN THÊM MỘT TRANG NỮA (BÊN TRONG)
2. TIẾP THEO, LÀ “Ý KIẾN CHO PHÉP BẢO VỆ LUẬN VĂN THẠC SĨ CỦA
GIẢNG VIÊN HƯỚNG DẪN”
3. TIẾP THEO, LÀ “PART II.PDF” (ĐÍNH KÈM)
4. TIẾP THEO, LÀ “PART III.PDF” (ĐÍNH KÈM)
5. TIẾP THEO, LÀ “BIÊN BẢN HỘI ĐỒNG”
6. CUỐI CÙNG, LÀ “BIÊN BẢN CHỈNH SỬA”
DÒNG CHỮ BÊN HÔNG (GÁY LUẬN VĂN):
TESOL9 MASTER OF ARTS IN TESOL NGUYỄN THỊ THU THỦY 2018
i
STATEMENT OF AUTHORSHIP
I certify that this thesis entitled “The Employment of Metacognitive Reading
Strategies by TESOL Postgraduates Intakes 9 and 10 at Ho Chi Minh City Open
University” is my own work.
Except where reference is made in the text of the thesis, this thesis does not contain
material published elsewhere or extracted in whole or in part from a thesis by which I
have qualified for or been awarded another degree or diploma.
No other person’s work has been used without due acknowledgement in the main text of
the thesis. This thesis has not been submitted for the award of any degree or diploma in
any other tertiary institution.
Ho Chi Minh City, 2018
Nguyen Thi Thu Thuy
ii
ACKNOWLEDGEMENTS
This Master of Arts in TESOL thesis is the result of a fruitful collaboration of all the
people who have kindly contributed with an enormous commitment and enthusiasm in
my research. Without the help of those who supported me at all times and in all possible
ways, it would not have been feasible for me to complete my M.A. thesis.
First of all, I am deeply indebted to my supervisor, Assoc. Prof. Dr. Pham Vu Phi Ho
from Van Hien University, whose compassion, encouragement and guidance throughout
the research have helped in the completion of this thesis. I have truly learned from the
excellence of his skills and from his wide experience in research; no words are adequate
to describe the extent of my gratitude.
I am also sincerely grateful to all lecturers of the Open University in Ho Chi Minh City
for providing me with invaluable sources of intellectual knowledge during my study
there. This knowledge was very useful when I conducted this research.
I owe a great debt of gratitude to the anonymous participants who contributed data to this
thesis. Without them the data collection for this study could not properly been carried out.
Last but not least, I would like to express my particular gratitude to my beloved family
for their unconditional love, understanding, encouragement, and financial and spiritual
support over time and distance.
iii
ABSTRACT
Metacognitive reading strategies are significantly important for students at all levels,
including TESOL postgraduates, as it can help them enhance their reading
comprehension. However, if there is any one ignored or less frequently used strategy,
reading comprehension definitely weakens. This study, therefore, aimed at investigating
of the employment of metacognitive reading strategies by the TESOL postgraduates
Intakes 9 and 10 at Ho Chi Minh City Open University as well as their perception
towards the effects of these strategies.
To achieve this purpose, relevant literature on metacognitive reading strategies in both
theory and previous practice was reviewed in the second chapter to shape the theoretical
framework of the study.
Based on this conceptual framework, the study was conducted in the two classes:
TESOL9 and TESOL10 at Ho Chi Minh City Open University. Data collection was fully
carried out during the three weeks of 12th March to 9th April, 2016. Data were collected
through the tools of test, questionnaire and interview for both the two classes, and then
analyzed with version 22.0 of the SPSS software.
The findings of the study indicated that almost all the participants highly recognized the
importance of metacognitive strategies on their reading comprehension. However, in
reality, some strategies were only less frequently used such as paraphrasing, selfquestioning, prior knowledge activating or checking prediction. The notable finding was
found that these less frequently used strategies were employed by the participants who
did not take any C1-level tests.
Based on the research findings, the paper concluded with some pedagogical implications
and a recommendation for further study in the line of research on metacognitive reading
strategies.
iv
TABLE OF CONTENT
Page
Statement of authorship………………………………………………………………………………………………i
Acknowledgements…………………………………………………………………………………………………...ii
Abstract ……………………………………………………………………………………………………………...iii
Table of content ……………………………………………………………………………………………………...iv
List of figures and tables…………………………………………………………………………………………...viii
Chapter 1: INTRODUCTION……………………………………………………………………………………….1
1.1. Rationale for the study…………………………………………………………………………………………….1
1.2. Statement of the problem………………………………………………………………………………………….2
1.3. Research aims……………………………………………………………………………………………………..4
1.4. Research questions…………………………………………………………………………………………….......4
1.5. Importance of the study………………………………………………………………………………………........5
1.6. Scope of the study…………………………………………………………………………………………………5
1.7. Organization of the thesis…………………………………………………………………………………………5
Chapter 2: LITERATURE REVIEW……………………………………………………………………………….7
2.1. Background of reading…………………………………………………………………………………………….7
2.1.1. Definition of reading…………………………………………………………………………………………….7
2.1.2. Approaches of reading…………………………………………………………………………………………..8
2.1.2.1. Bottom-up………………………………………………………………………………………………….......8
2.1.2.2. Top-down approach………………………………………………………………………………………….10
2.1.2.3. Interactive approach…………………………………………………………………………………………11
2.2. Metacognitive reading strategies………………………………………………………………………………...12
2.2.1. Reading strategies……………………………………………………………………………………………...12
2.2.1.1. Definition ……………………………………………………………………………………………………12
2.2.1.2. Classifications ……………………………………………………………………………………………....13
2.2.2. Metacognition …………………………………………………………………………………………………14
2.2.3. Metacognitive reading strategies ……………………………………………………………………………...15
2.2.3.1. Definitions …………………………………………………………………………………………………...15
2.2.3.2. Measurement tools of metacognitive reading strategies…………………………………………………......16
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2.3. Overview of language proficiency and use of metacognitive strategies………………………………………...18
2.3.1. Description of reading proficiency…………………………………………………………………………….18
2.3.2. Characteristics of less proficient students in use of reading strategies………………………………………...20
2.4. Relevant previous studies………………………………………………………………………………………...21
2.5. Research gaps………………………………………………………………………………………………….....24
Chapter 3: METHODOLOGY……………………………………………………………………………………..27
3.1. Research site and sampling technique for research participants ………………………………………………...27
3.1.1. Research site…………………………………………………………………………………………………...27
3.1.2. Sampling technique for research participants………………………………………………………………….28
3.2. Research approach ………………………………………………………………………………………………29
3.3. Instruments……………………………………………………………………………………………………….31
3.3.1. Questionnaire………………………………………………………………………………………………......31
3.3.1.1. Rationale for employing questionnaire………………………………………………………………………31
3.3.1.2. Description of the questionnaire…………………………………………………………………………......32
3.3.1.3. Reliability of the questionnaire ……………………………………………………………………………...34
3.3.1.4. Validity of the questionnaire…………………………………………………………………………………35
3.3.2. Reading comprehension test…………………………………………………………………………………...36
3.3.2.1. Rationale for reading comprehension test…………………………………………………………………...36
3.3.2.2. Description of reading comprehension test………………………………………………………………….36
3.3.2.3. Reliability and validity of the interview………………………………………………………………….......37
3.3.3. Interview……………………………………………………………………………………………………….38
3.3.3.1. Rationale for interview……………………………………………………………………………………….38
3.3.3.2. Description of the interview………………………………………………………………………………….38
3.3.3.3. Reliability and validity of the interview………………………………………………………………….......40
3.4. Data collection procedure ……………………………………………………………………………………….40
3.4.1. Collecting data from the questionnaire………………………………………………………………………...40
3.4.2. Collecting data from the reading comprehension test………………………………………………………….41
3.4.3. Collecting data from the interview …………………………………………………………………………….42
3.5. Analytical framework …………………………………………………………………………………………...43
3.5.1. Quantitative analysis for questionnaire ………………………………………………………………………..43
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3.5.2. Quantitative analysis for reading comprehension test…………………………………………………………43
3.5.3. Qualitative analysis for interview……………………………………………………………………………...44
3.6. Methodological issues……………………………………………………………………………………………45
3.6.1. Ethical considerations……………………………………………………………………………………….....45
3.6.1.1. Consent form…………………………………………………………………………………………………45
3.6.1.2. Anonymity and confidentiality ……………………………………………………………………………....45
3.6.2. Triangulation…………………………………………………………………………………………………...46
Chapter 4: FINDINGS AND DISCUSSION……………………………………………………………………....47
4.1. Findings ……………………………………………………………………………………………………….....47
4.1.1. Findings of the participants’ background information………………………………………………………47
4.1.1.1. From the questionnaire and the test……………………………………………………………………….47
4.1.1.2. From the interview…………………………………………………………………………………………49
4.1.2. Findings of research question 1………………………………………………………………………………..50
4.1.2.1. The use of global reading strategies………………………………………………………………………51
4.1.2.2. The use of problem-solving strategies …………………………………………………………………….53
4.1.2.3. The use of support reading strategies……………………………………………………………………..55
4.1.2.4. The use of overall strategies……………………………………………………………………………….57
4.1.3. Findings of research question 2 ……………………………………………………………………………..59
4.1.3.1. Reading comprehension test results……………………………………………………………………….59
4.1.3.2. Global reading strategies………………………………………………………………………………….61
4.1.3.3. Problem-solving strategies………………………………………………………………………………...64
4.1.3.4. Support reading strategies………………………………………………………………………………...67
4.1.4. Findings of Research question 3…………………………………………………………………………….....70
4.1.4.1. Importance of reading comprehension in TESOL program………………………………………………70
4.1.4.2. Issues of reading act faced by the TESOL postgraduates……………………………………………………71
4.1.4.3. The effect of using metacognitive reading strategies……………………………………………………....75
4.2. Discussion of findings………………………………………………………………………………………….80
4.2.1. Discussion on Research question 1…………………………………………………………………………..80
4.2.2. Discussion on Research question 2…………………………………………………………………………..81
4.2.3. Discussion on Research question 3…………………………………………………………………………..83
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CHAPTER 5: CONCLUSION AND RECOMMENDATIONS………………………………………………….85
5.1. Summary of key findings………………………………………………………………………………………...85
5.1.1. Research question 1………………………………………………………………………………………….86
5.1.2. Research question 2………………………………………………………………………………………….87
5.1.3. Research question 3………………………………………………………………………………………….88
5.2. Evaluation of methodology………………………………………………………………………………………89
5.2.1. Strengths………………………………………………………………………………………………………..89
5.2.2. Weaknesses………………………………………………………………………………………………….....89
5.3. Implications and recommendations for students…………………………………………………………………89
5.4. Recommendations for further research…………………………………………………………………………..91
REFERENCES………………………………………………………………………………………………………92
APPENDICES…………………………………………………………………………………………………….....98
Appendix A.1: Adapted version of SORS ……………………………………………………………………...........98
Appendix A.2: Original version of SORS …………………………………………………………………….........101
Appendix B: Reading comprehension test ………………………………………………………………………….102
Appendix C: Interview questions………………………………………………………………………………........111
Appendix D: Consent form (Vietnamese version) ………………………………………………………………….112
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LIST OF FIGURES AND TABLES
Figure 3.1: The flowchart of research phases ……………………………………………………………………...30
Table 2.1: Description of the C1 reading requirements…………………………………………………………… 18
Table 3.1: Research questions and data collection instruments………………………………………………….... 31
Table 3.2: Cronbach’s Alpha for each category and all 30 items of the SORS (N=58) …………………………....35
Table 3.3: IELTS reading marking scheme (Academic) …………………………………………………………...44
Table 4.1: Demographic information of the questionnaire respondents and test takers (N=58) ………………...48
Table 4.2: Demographic details of the interviewees (n=6) ………………………………………………………..49
Table 4.3: Global reading strategies employed by TESOL postgraduates ……………………………………….51
Table 4.4: Problem-solving strategies employed by TESOL postgraduates ……………………………………...54
Table 4.5: Support reading strategies employed by TESOL postgraduates ……………………………………...55
Table 4.6: Overall strategies used by TESOL postgraduates ……………………………………………………..57
Table 4.7: Reading comprehension test results……………………………………………………………………60
Table 4.8: Independent-sample t-test results of global reading strategies………………………………………..61
Table 4.9: Independent-sample t-test results of problem-solving strategies……………………………………... 65
Table 4.10: Independent-sample t-test results of support reading strategies …………………………………….67
Table 4.11: Difficulties of academic reading encountered by the TESOL postgraduates………………………...74
Table 4.12: The effects of metacognitive reading strategies reported by the TESOL postgraduates……………..79
1
Chapter 1
INTRODUCTION
1.1. Rationale for the study
Numerous studies proved that, reading is an interactive process by which
learners summon different sources such as background knowledge, text schema, lexical
and grammatical awareness, and their personal purposes in order to enhance an
understanding of written material (Karbalaei, 2010). At the same time, reading is of
complexity since many domains (e.g. background knowledge, language proficiency,
and metacognitive knowledge) impact the readers’ reading processes and their
comprehension of texts (Ismail and Tawalbeh, 2015). Besides, Tierney (2005) admits
“learning to read is not only learning to recognize words; it is also learning to make
sense of texts” (p. 51). According to Pressley (2002), reading involves much cognitive
capacity for comprehension.
Moreover, based on Anderson (2003), reading is the interaction of four things
including the reader, the text, “the ability or read at an appropriate rate with adequate
comprehension, and strategic reading” (p. 8), and “the ability of the reader to use a
variety of reading strategies to accomplish a purpose for reading” (p. 8). For this, AdHeisat et al. (2009) posits that awareness of reading strategies helps readers identify
their reading goals and steps used to achieve these goals. Likewise, Cadena (2006)
suggests that
Students are explicitly aware of strategies that could help them to overcome
problems in reading is an accurate way to deal with the learning of reading in
second language. Furthermore, this will facilitate the learning process in other
learning areas and develop students’ basic skills as this enables them to become
successful readers, writers and problem solvers. (p. 97)
2
Consequently, the aim of research in the area of reading strategies is to explore the
most effective techniques or processes the learners choose to conquest the written texts.
More recently, many studies have focused on conscious awareness of reading
strategies, and strategy training and use in reading comprehension.
Metacognitive reading strategies have become one of the effective ways to
accelerate students’ reading comprehension in the realm of foreign language education.
Early studies on metacognitive reading strategies tended to make lists of strategies and
other features assumed to be really necessary for language students (Oxford, 1994).
According to Karbalaei (2010), “if students are capable of comprehending what they
are reading through a variety of strategies, they will create an interested and selfregulative attitude toward the path of academic achievement” (p. 166). Successful
second/ foreign readers involve into a high level of metacognition, or controlling of
their own thinking during the act of reading. By way of illustration, they make
predictions, check guesses, and administrate their comprehension during working on
meaning from the texts. Succinctly stated, successful language readers are those who
know how to use such reading strategies efficiently.
1.2. Statement of the problem
When pertaining to the most common problems negatively affecting reading
comprehension, Cabaroglu and Yurdaisik (2008) point out that “unfamiliar texts, lack
of vocabulary, and grammar knowledge, inappropriate level of texts were the common
points that the teachers reported regarding the difficulties students faced in a reading
class” (p. 142). Once again, it is true to confirm that reading is a complex process
where an array of strategies, linguistic knowledge and background knowledge are
concurrently summoned. Similarly, in academic course like TESOL (Teaching English
to Speakers of Other Languages) program, reading is an extremely crucial task to enter
the academic world (Grabe, 1991). In other words, this requires postgraduates to focus
on higher levels of cognitive and metacognitive strategies in their reading practice