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Tài liệu THE CHICAGO WOMEN’S HEALTH RISK STUDY RISK OF SERIOUS INJURY OR DEATH IN INTIMATE VIOLENCE
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THE CHICAGO WOMEN’S HEALTH RISK STUDY
RISK OF SERIOUS INJURY OR DEATH IN INTIMATE VIOLENCE
A COLLABORATIVE RESEARCH PROJECT
New Report, Revised June 2, 2000
Collaborators
Though most of the collaborators of the Chicago Women’s Health Risk Project were
silent partners in writing this report, they were equal partners in the project. They
include Olga Becker, Nanette Benbow, Jacquelyn Campbell, Debra Clemmens, James
Coldren, Alicia Contreras, Eugene Craig, Roy J. Dames, Alice J. Dan, Christine Devitt,
Edmund R. Donoghue, Barbara Engel, Dickelle Fonda, Charmaine Hamer, Kris
Hamilton, Eva Hernandez, Tracy Irwin, Mary V. Jensen, Holly Johnson, Teresa
Johnson, Candice Kane, Debra Kirby, Katherine Klimisch, Christine Kosmos, Leslie
Landis, Susan Lloyd, Gloria Lewis, Christine Martin, Rosa Martinez, Judith McFarlane,
Sara Naureckas, Iliana Oliveros, Angela Moore Parmley, Stephanie Riger, Kim Riordan,
Roxanne Roberts, Martine Sagan, Daniel Sheridan, Wendy Taylor, Richard Tolman,
Gail Walker, Carole Warshaw and Steven Whitman.
Principal Author: Carolyn Rebecca Block, Illinois Criminal Justice Information
Authority, 120 South Riverside Plaza, Chicago, Illinois 60606.
Contributions by: Christine Ovcharchyn Devitt, Michelle Fugate, Christine Martin and
Tracie Pasold, staff of the Chicago Women’s Health Risk Study, Illinois Criminal Justice
Information Authority, 120 South Riverside Plaza, Chicago, Illinois 60606.
Sara Naureckas, MD, at Erie Family Health Center, contributed to the sections on
children, medical help-seeking and pregnancy.
Dickelle Fonda, Chicago Women’s Health Risk Study project counselor, wrote the
section on interviewer debriefing and support.
Barbara Engel, Sara M. Naureckas and Kim A. Riordan contributed to the sections on
collaboration, and Judith M. McFarlane and Gail Rayford Walker contributed to the
sections on proxy field strategies.
The CWHRS was supported by grant #96-IJ-CX-0020 awarded by the National Institute
of Justice, Office of Justice Programs, U.S. Department of Justice. Points of view in this
document do not necessarily represent the official position or policies of the U.S.
Department of Justice.
Printed by the State of Illinois.
ACKNOWLEDGMENTS
The collaborators of the Chicago Womens’ Health Risk Study include people who
represent each participating site. However, many other people at the sites made significant contributions to the project. They include Bonnie Noe of the Chicago Department of
Public Health; Lois Furlow and Peggy Martin of the Chicago Department of Public
Health Roseland Clinic; Jan Alroy, Gloria Becerra, Rebecca Estrada, Caroline Makere
and Proshat Shekarloo at the Hospital Crisis Intervention Program of Cook County
Hospital; Sue Avila and Rob Smith of the Trauma Unit of Cook County Hospital; Louis
Hirsch of the Chicago Abused Women’s Coalition; Denise Djohan, Hazel Pernell and
Bernice Haines of Erie Family Health Center; and Felicia Grey at the Office of the Cook
County Medical Examiner.
Without the generous cooperation of the many agencies that allowed us access
to their facilities, the Chicago Womens’ Health Risk Study would not have been successfully completed. We would like to acknowledge the following people in particular: at
the Illinois Department of Corrections, Steve Karr, Planning and Research Unit, Warden
Dan Bosse, and Assistant Warden Gwendolyn Thornton at Logan Correctional Center,
and Warden Donna Klein-Acosta and Assistant Warden Janice Burns at Dwight
Correctional Center; at the Office of the Cook County Circuit Court Clerk, Associate
Clerk Gerard Sciaraffa; at the Illinois State Police Research Support Center Metropolitan Chicago, Captain William Davis; at the Chicago Public Library Harold Washington
Main Branch Interlibrary Loan Department, Valerie Samuelson.
The design and implementation of the proxy study part of the project greatly
benefitted from the advice, suggestions and encouragement of those researchers who
had pioneered this methodology. We would especially like to thank Joyce Banton, David
C. Clark, Arthur Kellermann, Judith McFarlane and Harold Rose.
A cornerstone of the Chicago Women’s Health Risk Study was the culturally
sensitive Spanish translations of the questionnaires and other instruments, as well as
the sensitive interviewing procedures, which were made possible by the Erie Neighborhood Advisory Board, a group of people who met with Eva Hernandez over several
months to work on translation and advise us on methods. The project owes a special
debt to Nanette Benbow, Alicia Contreras, Eva Hernandez, Laura Safar and Luis
Cavero, who generously spent long hours on the translations.
Finally, we would like to thank the many people at the Illinois Criminal Justice
Information Authority who understood the importance of this project and went above
and beyond to find ways to make it happen. Some of the people who contributed
significantly to the project’s success were Hank Anthony, Carrie Bluthardt, Robert
Boehmer, Maureen DeMatoff, Tamlyn Hawthorne, Candice Kane, James Oas and
Gerard Ramker.
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DEDICATION
This project is dedicated to the women and their
families who allowed us into their lives and were
willing to overcome fear and grief to share their
stories with us.
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TABLE OF CONTENTS
ACKNOWLEDGMENTS I
DEDICATION iii
THE PROBLEM 1
GOALS and OBJECTIVES3
Questions Explored 5
Risk Factors 5
History of Violence 6
Stalking and Other Harassment 6
Controlling Behavior 6
Type of Union 6
Estrangement; Leaving the Relationship 7
Age and Age Disparity 7
Children 8
Physical and Mental Health 8
Pregnancy 9
Alcohol or Drug Abuse 9
Suicide Attempts or Threats 11
Partner’s Suicide as a Risk Factor for Homicide11
Suicidal Feelings and the Risk of Homicide Victimization 11
Firearm Availability 12
Strengths and Protective Factors 12
Social Support/ Helping Network 12
Income, Education, and Employment 13
Help-Seeking and Interventions 13
Health Care 13
Community Services 14
Alcohol Treatment or Counseling 14
Police Intervention 14
Court Intervention; Orders of Protection 15
STUDY DESIGN AND METHODOLOGY 15
Project Methodology: Overview 16
Major Tasks 18
Changes in Study Design 18
Inclusion of same-sex intimate partner relationships 18
Decision not to collect public record data (clinic/hospital sample) 18
Change in respondent fees and their administration 20
Decision to double the comparison group 21
Decision to interview more than one proxy respondent22
Decision to interview women homicide offenders 22
Additional consultants and staff 23
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Re-conception of the proxy study methods 24
Assuring Subjects' Safety, Privacy and Confidentiality 24
Safety 24
Follow-up Safety Issues 27
Closure 28
Proxy Study Safety Issues 29
Procedures to Preserve Confidentiality 30
Collaboration Methodology31
CLINIC AND HOSPITAL STUDY METHODS 33
Clinic and Hospital Sample 33
Site Selection 34
Screening Instrument 36
Sample Screening Process 36
Screening Results 39
Was There an Interview Selection Bias by Age or Language? 42
Woman’s Age 42
Woman’s Language43
Screening Status Versus Interview Status 44
Did the CWHRS Meet its Sample Goals? 46
Questionnaire Design 51
Spanish Translation 52
Calendar History of Incidents and Events 52
Measures and Scales Built into the Questionnaire 54
Violent Incident Severity 54
Danger Assessment 58
Type of Union 59
Abusing Partner (Name, Name2, Name3) 61
Relationship and Co-Residence 61
Estrangement and Leaving the Situation64
Length of Relationship 65
Racial/Ethnic Group 68
Physical Health 68
Pregnancy 69
Drug and Alcohol Use 69
Mental Health: PTSD 70
Mental Health: Depression and Suicidal Feelings 72
Partner’s Physical and Mental Health 73
Occupation and Income 73
Immigrant Status and Public Aid 73
Resources and Social Support Network 74
Stalking and Other Harassment 79
Controlling Behavior 79
Intervention and Help-Seeking 84
Initial Interview Methods 86
Clinic Interviewers 88
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Interviewer Selection 88
Interviewer Training 88
Interviewer Support 89
Follow-up Tracking Methods 89
Follow-up Retention90
Length of the Follow-up Period 91
Was there Retention Bias in the Follow-up? 93
HOMICIDE STUDY METHODS 95
Homicide Sample 96
Data Collection and Field Strategies 96
Sources of Potential Proxy Information 97
Analysis of Official Data Sources to Provide Proxy Leads 97
Case File Information 99
Field Work Strategies 100
Setting Priorities Among Potential Proxy Respondents100
Support of the Proxy Respondents 102
Organizing and Interviewing Skills 102
Proxy Respondent Interviewers 103
Hiring and Training 103
Interviewer Support 103
Payment Plan 104
Homicide Case Completion 104
Combining Rules for Cases with Information from Multiple Sources 106
Homicide Cases with no Interview Data 107
Characteristics of Proxy Respondents 109
Quality of Proxy Respondent Information 111
Missing and Incomplete Data in Proxy Respondent Information 111
Demographics 111
Children 112
Estrangement or Separation 112
Firearms 112
Woman’s Physical Health 112
Woman’s Substance Use 112
Woman’s Mental Health 112
Support Network 112
Power, Control and Stalking 113
Violence in the Past Year 113
Help-Seeking and Interventions 114
ANALYSIS METHODS 114
Data Management 115
Management of Name, Name2 and Name3 Information 115
Management of Incident-Level Data 115
Individual versus Incident Level Data 116
Aggregating Incident-Level Data for Each Woman 117
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Variable Follow-up Period 117
Prospective Account of Abuse and Events 118
Incident Date 118
Statistical Analysis 118
CLINIC AND HOSPITAL FINDINGS 119
Sample Characteristics 120
Place of Birth and Language 121
Employment, Education and Income 123
Age and Racial/ Ethnic Group 124
Type of Union, Relationship, and Co-Habitation126
Same-sex Relationship 128
Age Disparity between the Woman and Name 129
Pregnancy and Children 130
Mental Health 134
Depression 134
PTSD 135
Firearms in the Home 136
Summary: Clinic/Hospital Sample Characteristics 137
Differences Between Women Who Interviewed AW Versus NAW 139
Age and Race/Ethnicity 139
Type of Union and Relationship 139
Same-sex Relationship 141
Co-residence, Estrangement, and Leaving the Relationship 141
Length of Relationship 143
Disparity between Woman’s Age and Name’s Age 144
Children 145
Controlling Behavior 145
Stalking and Other Harassment 146
Physical Health 149
Overall Health 149
Pregnancy 149
Drug or Alcohol Use150
Mental Health 151
Depression 151
PTSD 153
Name’s Suicide Risk 153
Presence of a Firearm in the Home 153
Social Support Network and Other Resources 154
Social Support Network Scale 154
Employment, Education, and Income 154
Place of Birth and Language 157
Divorce 157
Having a Home 157
Summary: AW versus NAW Comparison157
Characteristics of Violence in the Past Year 160
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Incident Characteristics 160
Number of Incidents in the Past Year 162
Severity of Incidents in the Past Year 163
Most Recent Incident 164
Severity 164
Recency 165
Children’s Exposure to Violence 165
Weapons Used in Incidents 166
Drug or Alcohol Use in Incidents 167
Summary: Incidents Experienced in the Past Year 169
Correlates of Severity and Number of Incidents in the Past Year 171
Age and Race/Ethnicity 171
Type of Union and Relationship 172
Same-Sex Relationship 173
Co-Residence, Estrangement, and Leaving the Relationship 173
Length of Relationship 176
Disparity Between the Woman’s Age and Name’s Age177
Effect of Children on Abuse Severity and Number of Incidents 177
Controlling Behavior 178
Stalking and Other Harassment 179
Physical Health 180
Overall Health 180
Pregnancy 181
Drug or Alcohol Use181
Mental Health 183
Depression 183
PTSD 185
Name’s Suicide Risk 185
Presence of a Firearm in the Home 185
Social Support Network and Other Resources 186
Social Support Network Scale 186
Employment, Education and Income 187
Place of Birth and Language 188
Divorce 188
Having a Home 189
Combinations of Risk Factors 189
Total CWHRS Sample 190
African/American/Black Women 190
Latina/Hispanic Women 191
White or Other Women 191
Pregnant Women 191
Same-Sex Relationship 192
Summary: Severity and Number of Incidents in the Past Year 192
Help-Seeking and Interventions in the Past Year 194
Talking to Someone 197
Counselors and Helping Agencies 198
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Medical and Health Care 199
Criminal Justice System 200
Summary: Help-Seeking and Interventions 201
Risk Factors for Future Violence: Continuation and Severity 202
Violence in the Past Year as a Risk Factor for Future Violence 204
Recency 204
Severity of Past Incidents 205
Number of Incidents in the Past Year 207
Summary and Conclusions: Past Violence and Future Violence
207
Controlling Behavior 210
Stalking and Other Harassment 212
Age and Racial/Ethnic Group 213
Type of Union and Relationship 213
Same-sex Relationship 214
Co-residence, Estrangement and Leaving the Relationship 215
Length of Relationship 217
Age Disparity218
Children 218
Physical Health 219
Overall health 219
Pregnancy 219
Alcohol or Drug Use220
Mental Health 221
Depression 221
Post Traumatic Stress Disorder (PTSD) 221
Name’s Risk of Suicide 221
Presence of a Firearm in the Home 221
Social Support Network and Other Resources 222
Social Support Network Scale 222
Employment 224
Education 224
Income 225
Place of Birth and Language 225
Divorce 225
Having a Home 225
Help Seeking and Interventions 226
Talking to Someone 226
Counselors and Helping Agencies 226
Medical and Health Care 227
Criminal Justice System 227
Combinations of Risk and Supportive Factors 228
Total CWHRS Sample 228
African/American/Black Women 229
Latina/Hispanic Women 229
White or Other Women 229
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Pregnant Women 230
Same-Sex Relationship 230
Summary: Risk Factors for Future Violence 230
HOMICIDE FINDINGS 233
Characteristics of the Fatal Incident 235
Circumstances Immediately Preceding the Final Incident 235
Victim/Offender Interaction236
Intent to Kill 236
Compliance with a Demand 236
Jealousy or Suspected Infidelity 237
Leaving or Trying to End the Relationship 237
Multiple Victims or Multiple Offenders 239
Place of the Fatal Incident 240
Weapon Use in the Fatal Incident 240
Firearm in the Home 242
Drug or Alcohol Use in the Incident 244
Availability of Medical Help 246
Prior History of Violence 247
Cases with No Prior Violence Against the Woman 247
Types of Violence Against the Woman in the Past Year 249
Summary: Prior History of Violence 251
Controlling Behavior Against the Woman in the Past Year 251
Homicide Followed by Suicide 252
Summary: Homicide Incidents 255
Sample Characteristics of Homicide Women 257
Woman’s Employment, Education and Income 257
Age and Racial/ Ethnic Group 258
Type of Union and Relationship 259
Pregnancy and Children 262
Summary: Sample Characteristics 263
Are Same-Sex and Woman-Offender Homicides Separate Types? 263
Do Woman-Woman Cases Differ from Heterosexual Cases? 264
Do Woman-Victim Cases Differ from Woman-Offender Cases? 265
Age 266
Employment and Education 266
Type of Union/ Relationship 266
Conclusion 266
How Did Abused Homicide Women Compare to Abused Clinic/Hospital Women?
266
Violence Prior to the Lethal Incident 267
Controlling Behavior 267
Stalking and Harassment 267
Characteristics of the Women and Their Relationship 268
Disparity Between Partners’ Ages270
Leaving the Relationship 270
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Physical and Mental Health 271
Pregnancy and Children 272
Alcohol or Drug Use273
Social Support and Material Resources 275
Help-Seeking and Interventions 277
Summary: How Did CWHRS Homicide Women Differ from Clinic/Hospital
Women? 279
The Stereotypical “Battered Woman” Does Not Exist 281
The Challenges Facing Abused Women Change Over Time 282
Characteristics of the Incident Itself may be the Primary Risk Factor285
Past-Year Risk Factors for Serious Injury or Death in Intimate Violence
286
Past Violence 286
Controlling Behavior and Stalking 287
Morbid Jealousy 287
Estrangement and Leaving the Relationship 287
Weapon 288
Physical and Mental Health 288
Alcohol or Drug Use288
Protective Factors 289
Do Risk and Protective Factors Differ for Different Groups of Women?
289
Latina/Hispanic Women 289
African/American/Black Women 290
White or Other Women 290
Pregnant Women 290
Women in an Abusive Same-Sex Relationship 291
Risk Factors for Becoming a Homicide Offender 291
Key Findings for Research Methods 292
Standard Questionnaire Items Do Not Measure “Intimate Partner” 292
Research Designs Must Capture the Complexity of Women’s Lives 292
Develop a Collaborative Culture with Shared Research and Practice
Standards 292
Include “Strangulation” in Reports of Homicide Data 292
Key Findings for Practice 293
The High Potential Risk of Seeking Help and Trying to Leave 293
Ask Women: When Did the Last Incident Happen? 293
Do Not Judge a Woman’s Risk by a Single Incident, Even the Most
Recent 293
Inter-agency Coordination is Vital 294
In Screening and Selecting Clients, Beware of Age Bias 294
Key Findings on Help-Seeking and Intervention294
A Final Word 296
REFERENCES 299
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Appendix I 325
Collaborating Agencies and Individuals in the CWHRS 325
Appendix II 327
CWHRS Questionnaires 327
Appendix III 329
Consent Forms and Screeners 329
Appendix IV 331
Interviewer Hiring Material 331
Appendix V 333
Interviewer Debriefing 333
by Dickelle Fonda L.C.S.W. 333
Appendix V 337
Proxy Study Training and Field Work Record Forms 337
Appendix VI 339
CWHRS Reports and Publications 339
Appendix VII 341
Miscellaneous 341
Endnotes 343