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SIGHT AND LIFE
Press
Edited by
Klaus Kraemer
Michael B. Zimmermann
Nutritional Anemia
Preface 1
Nutritional Anemia
SIGHT AND LIFE
Press
Edited by
Klaus Kraemer
SIGHT AND LIFE, Basel, Switzerland
Michael B. Zimmermann
Swiss Federal Institute of Technology, Zurich, Switzerland
Nutritional Anemia
SIGHT AND LIFE Mission Statement
SIGHT AND LIFE is a humanitarian initiative of DSM. It aims to ensure a sustainable and significant
improvement in human nutrition and health by encouraging partnerships with universities and intergovernmental and governmental agencies, by generating and exchanging scientific information and by
forming networks.
Copyright© SIGHT AND LIFE 2007
All rights reserved. Publications from SIGHT AND LIFE can be obtained from
SIGHT AND LIFE Press
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Email: [email protected]
Internet: www.sightandlife.org
Requests for permission to reproduce or translate SIGHT AND LIFE publications should be submitted
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the point of view of SIGHT AND LIFE and are the sole responsibility of the authors. The mention of
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reasonable precautions have been taken by SIGHT AND LIFE to verify the content of this publication.
However, this publication does not constitute or provide scientific or medical advice and is distributed
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Cover photo by Ulla Lohmann, Germany
Cover illustration by graphic art studio, Grenzach-Wyhlen, Germany
Proofreading by transparent – translation & text services, Berlin, Germany
Typeset and print by Burger Druck, Waldkirch, Germany
ISBN 3-906412-33-4
IV
For half a billion women in developing
regions worldwide, anemia is a life-long burden, one which affects most of their infants
and young children as well. Controlling anemia in these vulnerable groups could significantly reduce maternal and infant morbidity.
It would also enhance intellectual and work
capacity, thereby improving family, community and national socioeconomic development.
In May 2002, the General Assembly of
the United Nations reemphasized that control
of nutritional anemia should be one of the
global Development Goals to be achieved in
the early years of this new millennium. Despite
this, the global prevalence of anemia has
hardly declined in the past decade, although
considerable programmatic experience exists
and a vast amount of scientific data has been
compiled on iron metabolism. Much is still
unknown, however, and many new issues
continue to emerge from the ongoing research,
both basic and programmatic. The reasons for
this lack of improvement include the multifactorial etiology of anemia, underfunding and
poor program implementation, often designed
on the assumption that the sole cause of
anemia is iron deficiency.
It is increasingly clear that effective control of anemia requires integrated solutions
that are tailored to the particular needs and
opportunities in each country. Components of
such an approach include food fortification,
micronutrient supplementation of vulnerable
groups (particularly children and women of
childbearing age), education, and dietary
diversification, as well as control of diseases
such as malaria, worm infections, and other
chronic endemic infections. While each of
these can help reduce the burden of anemia,
none is capable of doing the job on its own.
The chapters of this book offer an account
of the information that was presented and
comprehensively discussed at a workshop on
Nutritional Anemia in Barcelona, Spain, on
September 27, 2006, in which all the contributors to this volume themselves took part. This
event was co-organized by the editors of this
volume. We sought the timely publication of
this book in order to provide the latest update
on the complex causes and consequences of
nutritional anemia, and the effectiveness of
current control strategies. The field of anemia
is clearly of great interest to scientists, policy
makers and program mangers. We hope this
volume will help point the way forward in controlling this major global health problem. The
introductory chapters in this book give an
overview of the global burden of anemia
prevalence, the economic implications and
functional consequences, and the significance
of these factors for policy makers. Subsequent
chapters provide basic scientific information
on iron metabolism and interactions with
macronutrients and micronutrients as well as
the role of infections in fostering anemia.
Other chapters address the information needs
of program managers, detailing programmatic
approaches and outlining the safety and technical aspects of interventions.
We are particularly grateful to the authors,
who are all leading scholars from UN agencies
and the wider academic world, for their excellent contributions. A special acknowledgement
is also due to all reviewers whose valuable
comments have helped to improve the quality
of the chapters. We would like to give a very
Preface 1
PREFACE
special thanks to the SIGHT AND LIFE team,
Svenia Sayer-Ruehmann and Anne-Catherine
Frey, for assisting with the workshop as well as
for all their technical support in finalizing this
book. Svenia devoted much of her time and
energies to corresponding with the authors to
ensure that our tight timeline was met. We
would also like to express our deep appreciation to Jane Badham for her invaluable assistance with the editing of the chapters. Lastly,
we wish to thank SIGHT AND LIFE and DSM,
in particular its President and incoming CEO,
Feike Sijbesma, for his continuing support of
our work and the publication of this book.
Klaus Kraemer
Michael B. Zimmermann
VI Preface
Every year hunger and undernutrition claim
more than 10 million lives – more than the deaths
from AIDS, malaria and tuberculosis combined.
Many of these people are affected by “hidden
hunger,” a lack of essential vitamins and minerals, known as micronutrient deficiencies, which
do not necessarily result in the swollen bellies and
stick-like limbs many associate with serious malnutrition.
The effects of poor nutrition are not always
easy to spot. Undernourished children are less
likely to attend school, more likely to have learning difficulties, are more susceptible to disease.
They are more likely to die young. Undernourished adults are less capable of providing sufficient food and other necessities for their families.
Their immune systems may be compromised.
Their productivity and income is invariably
lower.
Poor nutrition impacts the health and development of individuals. It also retards the economic and social development of nations. For
instance, it is estimated that anemia alone causes
US $50 billion in gross domestic product losses
annually.1 Reducing the number of hungry and
malnourished people translates into a better quality of life for individuals, as well as narrowing
national disparities in health, education, and
wealth.
Infants, young children and women of childbearing age are those at greatest risk of nutritional
anemia. This condition, which claims one million
lives each year, is associated with increased child
and maternal mortality, stillbirths, low-birthweight and premature babies. It is one of the
world's leading causes of disability and can cause
mild mental retardation and decreased work performance.
Caused predominantly by iron-deficiency,
anemia is inextricably linked with people's nutritional status and hunger. In 2000, the United
Nations Sub-Committee on Nutrition reported
that 43% of people in developing countries currently suffer from anemia2. In spite of the significant burden anemia places on health systems and
economies, it has often been overlooked by the
international and public health communities.
This book assembles some of the leading
research on health and nutrition. The evidence
clearly points to the benefits – and feasibility – of
reducing the prevalence of anemia and combating
undernutrition. This textbook also serves as a
guide for how government, international agencies, and non-governmental organizations can
work together to decrease rates of nutritional anemia worldwide. It reviews the most effective
ways of measuring and monitoring the prevalence
of nutritional anemia and the most successful program designs for public health interventions.
International organizations, such as the World
Food Programme, depend on such research in
order to deliver the best possible assistance to
Preface 1
1 MacDonald B, Haddad L, Gross R, McLachlan M. A foundation for development.
Administrative Committee on Coordination/Subcommittee on Nutrition. Accessed July 24, 2005.
Available at: http://www.ifpri.org/pubs/books/intnut/intnut.pdf
2 ibid
FOREWORD
hungry and malnourished poor people. These are
the people who have least choice in their diet, and
who are at tremendous risk of anemia and other
micronutrient deficiencies. The World Food Programme and its partners help to provide iron supplements and fortified foods in developing countries around the world.
Iron fortification is one of the most costeffective interventions and nutrition education
programs have reduced the prevalence of anemia
among infants and young children by increasing
their consumption of fortified foods. Presently,
the World Food Programme is the world's largest
purchaser of vitamin- and mineral-fortified blended
foods.
Fortified foods alone are not enough. Successful delivery of such interventions requires the
strengthening of health systems, increased awareness, and financial investment. An integrated
approach – including better water and sanitation,
infectious disease control, nutrition education,
food security, and poverty-reduction programs –
is required.
Together with partners like DSM and SIGHT
AND LIFE, we can and must do more to reduce
micronutrient deficiencies such as nutritional
anemia. This textbook, which focuses on reducing the prevalence of nutritional anemia, is
key to reducing overall hunger and malnutrition
rates. It is incumbent upon us to use this information to combat nutritional anemia, improve the
nutritional status of those in developing countries,
and mitigate one of today's greatest public health
problems.
The health and well being of millions of
hungry women and children depends on it.
James T. Morris
Executive Director
World Food Programme
VIII Foreword
HAROLD ALDERMAN
Africa Region of the World Bank, Washington,
DC, USA; [email protected]
JANE BADHAM
JB Consultancy, Health Communication and
Strategy Consultants, Johannesburg, South
Africa; [email protected]
HANS-KONRAD BIESALSKI
Institute for Biological Chemistry and Nutrition
at the University of Hohenheim, Hohenheim,
Germany; [email protected]
MARTIN BLOEM
World Food Programme (WFP), Rome, Italy;
TOMMASO CAVALLI-SFORZA
Nutrition and Food Safety, WHO Regional Office
for the Western Pacific, Manila, Philippines;
MARY COGSWELL
Division of Nutrition and Physical Activity, Centers for Disease Control and Prevention, Atlanta;
USA
IAN DARNTON-HILL
Nutrition Section, UNICEF, New York, USA;
OMAR DARY
A2Z Project, Academy for Educational Development, Washington, DC, USA; [email protected]
BRUNO DE BENOIST
World Health Organization (WHO), Geneva,
Switzerland; [email protected]
SASKIA DE PEE
World Food Programme (WFP), Rome, Italy;
INES EGLI
Institute of Food Science and Nutrition, Swiss
Federal Institute of Technology (ETH), Zurich,
Switzerland; [email protected]
JÜRGEN ERHARDT
University of Indonesia, SEAMEO-TROPMED,
Jakarta, Indonesia; [email protected]
ALISON D. GERNAND
Bloomberg School of Public Health, Johns Hopkins
University, Baltimore, USA; [email protected]
GARY R. GLEASON
Friedman School of Nutrition Science and Policy,
Tufts University, Boston, USA;
EVA HERTRAMPF DÍAZ
Institute of Nutrition and Food Technology
(INTA), University of Chile, Santiago, Chile;
SUSAN HORTON
Wilfrid Laurier University, Waterloo, Canada;
RICHARD HURRELL
Institute of Food Science and Nutrition, Swiss
Federal Institute of Technology (ETH), Zurich,
Switzerland; [email protected]
ALAN JACKSON
Institute of Human Nutrition, University of
Southampton, Southampton, UK; [email protected]
AFAF KAMAL-ELDIN
Department of Food Science, Swedish University
of Agricultural Sciences, Uppsala, Sweden;
KLAUS KRAEMER
SIGHT AND LIFE, Basel, Switzerland; klaus.
Preface IX
CONTRIBUTORS
SEAN LYNCH
Eastern Virginia Medical School, Norfolk, USA;
M.G. VENKATESH MANNAR
The Micronutrient Initiative, Ottawa, Canada;
ERIN MCLEAN
World Health Organization (WHO), Geneva,
Switzerland; [email protected]
REGINA MOENCH-PFANNER
Global Alliance for Improved Nutrition (GAIN),
Geneva, Switzerland; rmoenchpfanner@gaingeneva.org
CHRISTINE A. NORTHROP-CLEWES
Northern Ireland Centre for Food and Health, University of Ulster, Coleraine, UK; [email protected]
MANUEL OLIVARES
Institute of Nutrition and Food Technology
(INTA), University of Chile, Santiago, Chile;
NEAL PARAGAS
Institute of Human Nutrition, Columbia University, New York, USA; [email protected]
KLAUS SCHÜMANN
Technical University of Munich, Freising, Germany; [email protected]
JOHN M. SCOTT
School of Biochemistry & Immunology, Trinity
College Dublin, Dublin, Ireland; [email protected]
NEVIN SCRIMSHAW
International Nutrition Foundation, Boston, USA;
RICHARD SEMBA
School of Medicine, Johns Hopkins University,
Baltimore, USA; [email protected]
NOEL SOLOMONS
Center for Studies of Sensory Impairment, Aging
and Metabolism (CeSSIAM), Guatemala City,
Guatemala; [email protected]
ALFRED SOMMER
Bloomberg School of Public Health, Johns
Hopkins University, Baltimore, USA;
ELISABETH STOECKLIN
R & D Human Nutrition and Health, DSM Nutritional Products Ltd, Kaiseraugst, Switzerland;
BRIAN THOMPSON
Food and Agriculture Organization (FAO), Rome,
Italy; [email protected]
DAVID THURNHAM
Northern Ireland Centre for Food and Health,
University of Ulster, Coleraine, UK;
MELODY C. TONDEUR
Division of Gastroenterology, Hepatology and
Nutrition, Hospital for Sick Children, Toronto,
Canada, [email protected]
MARET G. TRABER
Linus Pauling Institute & Department of Nutrition
and Exercise Sciences, Oregon State University,
Corvallis, USA; [email protected]
RICARDO UAUY
Institute of Nutrition and Food Technology
(INTA), University of Chile, Santiago, Chile;
KEITH P. WEST
Bloomberg School of Public Health, Johns Hopkins
University, Baltimore, USA; [email protected]
DANIEL WOJDYLA
Escuela de Estadistica, Universidad Nacional de
Rosario, Argentina
MICHAEL ZIMMERMANN
Laboratory for Human Nutrition, Swiss Federal
Institute of Technology (ETH), Zurich, Switzerland; [email protected]
STANLEY ZLOTKIN
Departments of Paediatrics and Nutritional Sciences and Public Health Sciences, University of
Toronto, Canada; [email protected]
X Contributors
Preface V
Foreword VII
Contributors IX
Contents XI
CHAPTER 1 Worldwide prevalence of anemia in preschool aged children,
pregnant women and non-pregnant women of reproductive age
Erin McLean, Ines Egli, Mary Cogswell, Bruno de Benoist
and Daniel Wojdyla 1
CHAPTER 2 The case for urgent action to address nutritional anemia
M.G. Venkatesh Mannar 13
CHAPTER 3 The economics of addressing nutritional anemia
Harold Alderman and Susan Horton 19
CHAPTER 4 Diagnosis of nutritional anemia – laboratory assessment of iron status
Hans-Konrad Biesalski and Jürgen G. Erhardt 37
CHAPTER 5 An overview of the functional significance of iron deficiency
Gary Gleason and Nevin S. Scrimshaw 45
CHAPTER 6 Iron metabolism
Sean Lynch 59
CHAPTER 7 Optimizing the bioavailability of iron compounds for food fortification
Richard Hurrell and Ines Egli 77
CHAPTER 8 Copper and zinc interactions in anemia: a public health perspective
Manuel Olivares and Eva Hertrampf and Ricardo Uauy 99
CHAPTER 9 Nutritional anemia: B-vitamins
John M. Scott 111
CHAPTER 10 Vitamin A in nutritional anemia
Keith P. West, Jr., Alison D. Gernand and Alfred Sommer 133
Preface XI
CONTENTS
CHAPTER 11 Oxidative stress and vitamin E in anemia
Maret G. Traber and Afaf Kamal-Eldin 155
CHAPTER 12 Selenium
Richard D. Semba 189
CHAPTER 13 Interactions between iron and vitamin A, riboflavin, copper,
and zinc in the etiology of anemia
Michael B. Zimmermann 199
CHAPTER 14 Anemia in severe undernutrition (malnutrition)
Alan A. Jackson 215
CHAPTER 15 Infection and the etiology of anemia
David I. Thurnham and Christine A. Northrop-Clewes 231
CHAPTER 16 Making programs for controlling anemia more successful
Saskia de Pee, Martin W. Bloem, Regina Moench-Pfanner
and Richard D. Semba 257
CHAPTER 17 Successful approaches: Sprinkles
Stanley H. Zlotkin and Melody Tondeur 269
CHAPTER 18 Safety of interventions to reduce nutritional anemias
Klaus Schümann and Noel W. Solomons 285
CHAPTER 19 The importance and limitations of food fortification for the
management of nutritional anemias
Omar Dary 315
CHAPTER 20 Food-based approaches for combating iron deficiency
Brian Thompson 337
CHAPTER 21 Global perspectives: accelerating progress on preventing
and controlling nutritional anemia
Ian Darnton-Hill, Neal Paragas and Tommaso Cavalli-Sforza 359
CHAPTER 22 Conclusions and research agenda
Klaus Kraemer, Elisabeth Stoecklin and Jane Badham 383
Index 389
XII Contributors
1
Worldwide prevalence of anemia in preschool aged children, pregnant women and
non-pregnant women of reproductive age*
1Department of Nutrition for Health and Development, World Health Organization,
Geneva, Switzerland
2Division of Nutrition and Physical Activity, Centers for Disease Control and Prevention,
Atlanta, USA
3Human Nutrition Laboratory, Swiss Federal Institute of Technology, Zurich, Switzerland
4Escuela de Estadistica, Universidad Nacional de Rosario, Rosario, Argentina
Contact: [email protected]
* Two of the authors are staff member of the World health Organization. They alone are responsible for the views expressed in
this publication and they do not necessarily represent the decisions, policy or views of the World Health Organization. Moreover
the findings and conclusions in this report are those of the authors and do not necessarily represent the views of CDC.
and Mary Cogswell2
Erin McLean1 Ines Egli3
Bruno de Benoist1 Daniel Wojdyla4
ERIN MCLEAN
Erin obtained her PhD in Nutrition from the
University of California, Davis, USA. She is currently working as a Technical Officer for the
Micronutrient Program in the Department of
Nutrition for Health and Development at the World
Health Organization in Geneva, Switzerland. Erin’s
primary work is with the Micronutrient Deficiency
Information System, developing regional and global
prevalence estimates for anemia.
MARY COGSWELL
Mary obtained her PhD. in nutritional epidemiology from Johns Hopkins University, School of
Hygiene and Public Health, Baltimore, USA. She
is currently an epidemiologist with the Division
of Nutrition and Physical Activity, Centers for
Disease Control and Prevention. Mary collaborates with and provides consultation to state
health departments, universities, international
organizations, and other constituents on nutrition
assessment, surveillance, and evaluation of programs. She has over 50 publications in peerreviewed journals and has won awards for her
research on perinatal nutrition and on the assessment and prevention of iron deficiency.
INES EGLI
Ines has a PhD in Nutrition from the Swiss Federal
Institute of Technology (ETH), Zurich, Switzerland.
She is currently a senior scientist and lecturer at the
Human Nutrition Laboratory at ETH where she
supervises research projects on mineral bioavailability and infant nutrition, and leads a postgraduate
course in Nutrition and Health. She has also worked
in the Nutrition Department of the World Health
Organization in the area of micronutrient deficiencies with a special focus on iron, iodine, and vitamin
A.
DANIEL WOJDYLA
Daniel has an MSc in Biostatistics from the
University of North Carolina, Chapel Hill, USA. He
is currently Adjunct Professor in the School of
Statistics of the National University of Rosario,
Rosario, Argentina and is also a statistician at the
Rosario Center for Perinatal Studies (CREP), where
he is in charge of statistical analyses for clinical trials and epidemiologic studies on reproductive
health.
BRUNO DE BENOIST
Bruno is a paediatrician. He obtained his MD from
the University of Paris, France, and an MSc in
Nutrition from the London School of Hygiene and
Tropical Medicine, UK. He is currently Coordinator
of the Micronutrient Unit at the World Health
Organization, Geneva, Switzerland. His special interest is micronutrient disorders and their relation to
public health and food fortification.
2 E. McLean, M. Cogswell, I. Egli, D. Wojdyla and B. de Benoist