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151
1.0 INTRODUCTION
The growth of thin layers of compound semiconducting materials by
the co-pyrolysis of various combinations of organometallic compounds and
hydrides, known generically as metal-organic chemical vapor deposition
(MOCVD), has assumed a great deal of technological importance in the
fabrication of a number of opto-electronic and high speed electronic devices.
The initial demonstration of compound semiconductor film growth was first
reported in 1968 and was initially directed toward becoming a compound
semiconductor equivalent of “Silicon on Sapphire” growth technology.[1][2]
Since then, both commercial and scientific interest has been largely directed
toward epitaxial growth on semiconductor rather than insulator substrates.
State of the art performance has been demonstrated for a number of
categories of devices, including lasers,[3] PIN photodetectors,[4] solar cells,[5]
phototransistors,[6] photocathodes,[7] field effect transistors,[8] and modulation doped field effect transistors.[9] The efficient operation of these devices
requires the grown films to have a number of excellent materials properties,
including purity, high luminescence efficiency, and/or abrupt interfaces. In
4
Metal Organic Chemical
Vapor Deposition:
Technology and
Equipment
John L. Zilko
152 Thin-Film Deposition Processes and Technologies
addition, this technique has been used to deposit virtually all III-V and IIVI semiconducting compounds and alloys in support of materials studies.
The III-V materials that are lattice matched to GaAs (i.e., AlGaAs, InGaAlP)
and InP (i.e., InGaAsP) have been the most extensively studied due to their
technological importance for lasers, light emitting diodes, and photodetectors in the visible and infrared wavelengths. The II-VI materials HgCdTe[10]
and ZnSSe[11][12] have also been studied for far-infrared detectors and blue
visible emitters, respectively. Finally, improved equipment and process
understanding over the past several years has led to demonstrations of
excellent materials uniformity across 50 mm, 75 mm, and 100 mm wafers.
Much of the appeal of MOCVD lies in the fact that readily transportable, high purity organometallic compounds can be made for most of the
elements that are of interest in the epitaxial deposition of doped and
undoped compound semiconductors. In addition, a large driving force
(i.e., a large free energy change) exists for the pyrolysis of the source
chemicals. This means that a wide variety of materials can be grown using
this technique that are difficult to grow by other epitaxial techniques. The
growth of Al-bearing alloys (difficult by chloride vapor phase epitaxy due
to thermodynamic constraints)[13] and P-bearing compounds (difficult in
conventional solid source molecular beam epitaxy, MBE, due to the high
vapor pressure of P)[14] are especially noteworthy. In fact, the growth of Pcontaining materials using MBE technology has been addressed by using P
sources and source configurations that are similar to those used in MOCVD
in an MBE-like growth chamber. The result is called the “metal-organic
MBE”—MOMBE—(also known as “chemical beam epitaxy” technique).[15][16] As mentioned in the first paragraph, the large free energy
change also allows the growth of single crystal semiconductors on nonsemiconductor (sapphire, for example) substrates (heteroepitaxy) as well
as semiconductor substrates.
The versatility of MOCVD has resulted in it becoming the epitaxial
growth technique of choice for commercially useful light emitting devices
in the 540 nm to 1600 nm range and, to a somewhat lesser extent, detectors
in the 950 nm to 1600 nm range. These are devices that use GaAs or InP
substrates, require thin (sometimes as thin as 30 Å, i.e., quantum wells),
doped epitaxial alloy layers that consist of various combinations of In, Ga,
Al, As, and P, and which are sold in quantities significantly larger than
laboratory scale. Of course, there are other compound semiconductor
applications that continue to use other epitaxial techniques because of
some of the remaining present and historical limitations of MOCVD. For
Chapter 4: MOCVD Technology and Equipment 153
example, the importance of purity in the efficient operation of detectors
and microwave devices, and the relative ease of producing high purity InP,
GaAs, and their associated alloys,[17] has resulted in the continued importance of the chloride vapor phase epitaxy technique for these applications.
In addition, several advanced photonic array devices that are only recently
becoming commercially viable such as surface emitting lasers (SEL’s)[18]
and self electro-optic effect devices (SEED’s)[19] have generally been
produced by MBE rather than MOCVD because of the extreme precision,
control, and uniformity required by these devices (precise thicknesses for
layers in reflector stacks, for example) and the ability of MBE to satisfy
these requirements. In order for MOCVD to become dominant in these
applications, advances in in-situ characterization will need to be made.
More will be said about this subject in the final section of this chapter.
Finally, the emerging GaN and ZnSSe blue/green light emitting technologies have used MBE for initial device demonstrations, although considerable work is presently being performed to make MOCVD useful for the
fabrication of these devices, also.
Much of the effort of the last few years has centered around improving the quality of materials that can be grown by MOCVD while maintaining and improving inter- and intrawafer uniformity on increasingly large
substrates. This effort has lead to great improvements in MOCVD equipment design and construction, particularly on the part of equipment vendors. Early MOCVD equipment was designed to optimize either wafer
uniformity, interfacial abruptness, or wafer area, depending on the device
application intended. For example, solar cells based on GaAs/AlGaAs did
not required state-of-art uniformity or interfacial abruptness, but, for
economic viability, did require large area growth.[20] During the 1970s and
early to mid-1980s there were few demonstrations of all three attributes—
uniformity, abrupt interfaces, and large areas—in the same apparatus and
no consensus on how MOCVD systems, particularly reaction chambers,
should be designed. A greater understanding of hydrodynamics, significant advancements by commercial equipment vendors, and a changing
market that demanded excellence in all three areas, however, has resulted
in the routine and simultaneous achievement of uniformity, interfacial
abruptness, and large area growth that is good enough for most present
applications.
In this chapter, we will review MOCVD technology and equipment as
it relates to compound semiconductor film growth, with an emphasis on
providing a body of knowledge and understanding that will enable the reader
154 Thin-Film Deposition Processes and Technologies
to gain practical insight into the various technological processes and
options. MOCVD as it applies to other applications such as the deposition of metals,
high critical temperature superconductors, and dielectrics, will not be discussed here.
We assume that the reader has some knowledge of compound
semiconductors and devices and of epitaxial growth. Material and device
results will not be discussed in this chapter because of space limitations
except to illustrate equipment design and technology principles. For a more
detailed discussion of materials and devices, the reader is referred to a
rather comprehensive book by Stringfellow.[21] An older, but still excellent
review of the MOCVD process technology is also recommended.[22]
Although most of the discussions are applicable to growth of compound
semiconductors on both semiconductor and insulator substrates, we will be
concerned primarily with the technologically useful semiconductor substrate growth. We will use abbreviations for sources throughout this
chapter. Table 2 in Sec. 3.1 provides the abbreviation, chemical name, and
chemical formula for most of the commercially available and useful
organometallics.
This chapter is organized into five main sections. We first motivate
the discussion of MOCVD technology and provide a “customer focus” by
briefly describing some of the most important applications of MOCVD.
We then discuss some of the physical and chemical properties of the
sources that are used in MOCVD. Because the sources used in MOCVD
have rather unique physical properties, are generally very toxic and/or
pyrophoric, and are chemically very reactive, knowledge of source properties is necessary to understand MOCVD technology and system design. The
discussion of sources will focus on the physical properties of sources used in
MOCVD and source packaging.
The next section deals with deposition conditions and chemistry.
Because MOCVD uses sources that are introduced into a reaction chamber at
temperatures around room temperature and are then thermally decomposed at elevated temperatures in a cold wall reactor, large temperature
and concentration gradients and nonequilibrium reactant and product
concentrations are present during film growth.[23] Thus, materials growth
takes place far from thermodynamic equilibrium, and system design and
growth procedures have a large effect on the film results that are obtained.
In addition, different effects are important for the growth of materials
from different alloy systems because growth is carried out in different
growth regimes. For these reasons, it is impossible to write an “equation of
Chapter 4: MOCVD Technology and Equipment 155
state” that describes the MOCVD process. We will, however, give a general
framework to the chemistry of deposition for several classes of materials. In
addition, we will give a general overview of deposition conditions that have
been found to be useful for various alloy systems.
In the next section, we consider system design and construction. A
schematic of a simple low pressure MOCVD system that might be used to
grow AlGaAs is shown in Fig. 1. An MOCVD system is composed of
several functional subsystems. The subsystems are reactant storage, gas
handling manifold, reaction chamber, and pump/exhaust (which includes a
scrubber). This section is organized into several subsections that deal with
the generic issues of leak integrity and cleanliness and the gas manifold,
reaction chamber, and pump/exhaust. Reactant storage is touched upon
briefly, although this is generally a local safety issue with equipment and
use obtainable from a variety of suppliers.
The last section is a discussion of research directions for MOCVD.
The field has reached sufficient maturity so that the emphasis of much
present research is on manufacturability, for example, the development of
optical or acoustic monitors for MOCVD for real-time growth rate control
and the achievement of still better uniformity over still larger wafers. In
addition, work continues to make MOCVD the epitaxial growth technique
of choice for some newer applications, for example, InGaAlN and ZnSSe.
Figure 1. Schematic of a simple MOCVD system.