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INTELLECTUAL
PROPERTY
A Reference Handbook
Selected Titles in ABC-CLIO’s
CONTEMPORARY
WORLD ISSUES
Series
Adoption, Barbara A. Moe
Capital Punishment, Michael Kronenwetter
Chemical and Biological Warfare, Al Mauroni
Childhood Sexual Abuse, Karen L. Kinnear
Conflicts over Natural Resources, Jacqueline Vaughn
Domestic Violence, Margi Laird McCue
Energy Use Worldwide, Jaina L. Moan and Zachary A. Smith
Euthanasia, Martha L. Gorman and Jennifer Fecio McDougall
Food Safety, Nina E. Redman
Genetic Engineering, Harry LeVine III
Gun Control in the United States, Gregg Lee Carter
Human Rights Worldwide, Zehra F. Kabasakal Arat
Illegal Immigration, Michael C. LeMay
Internet and Society, Bernadette H. Schell
Mainline Christians and U.S. Public Policy, Glenn H. Utter
Mental Health in America, Donna R. Kemp
Nuclear Weapons and Nonproliferation, Sarah J. Diehl and James
Clay Moltz
Policing in America, Leonard A. Steverson
Sentencing, Dean John Champion
U.S. Military Service, Cynthia A. Watson
World Population, Geoffrey Gilbert
For a complete list of titles in this series, please visit
www.abc-clio.com.
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Books in the Contemporary World Issues series address vital
issues in today’s society such as genetic engineering, pollution,
and biodiversity. Written by professional writers, scholars, and
nonacademic experts, these books are authoritative, clearly
written, up-to-date, and objective. They provide a good starting
point for research by high school and college students, scholars,
and general readers as well as by legislators, businesspeople,
activists, and others.
Each book, carefully organized and easy to use, contains an
overview of the subject, a detailed chronology, biographical
sketches, facts and data and/or documents and other primarysource material, a directory of organizations and agencies,
annotated lists of print and nonprint resources, and an index.
Readers of books in the Contemporary World Issues series will
find the information they need in order to have a better
understanding of the social, political, environmental, and
economic issues facing the world today.
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INTELLECTUAL
PROPERTY
A Reference Handbook
Aaron Schwabach
CONTEMPORARY
WORLD ISSUES
Santa Barbara, California
Denver, Colorado
Oxford, England
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Copyright © 2007 by ABC-CLIO, Inc.
All rights reserved. No part of this publication may be reproduced,
stored in a retrieval system, or transmitted, in any form or by any
means, electronic, mechanical, photocopying, recording, or otherwise,
except for the inclusion of brief quotations in a review, without prior
permission in writing from the publisher.
Library of Congress Cataloging-in-Publication Data
Schwabach, Aaron.
Intellectual property : a reference handbook / Aaron Schwabach.
p. cm. — (Contemporary world issues)
Includes bibliographical references and index.
ISBN 978-1-59884-045-2 (hardcover : alk. paper) —
ISBN 978-1-59884-046-9 (ebook : alk paper) 1. Intellectual property —
United States. 2. Intellectual property (International law) I. Title.
KF2979.S39 2007
346.7304—dc22
2007001209
11 10 09 08 07 1 2 3 4 5 6 7 8 9 10
ABC-CLIO, Inc.
130 Cremona Drive, P.O. Box 1911
Santa Barbara, California 93116-1911
This book is also available on the World Wide Web as an ebook.
Visit www.abc-clio.com for details.
This book is printed on acid-free paper
Manufactured in the United States of America
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This book is dedicated to
Qienyuan, Veronica, Jessica, and Daniel.
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Contents
Preface, xiii
1 Background and History, 1
Development of Intellectual Property Rights and
Concepts, 1
Copyright: Invention of the Printing Press, 1
Trademark: From Bakers’ Marks to Metatags, 8
Patent, 12
Intellectual Property Law in the United States Today, 14
Copyright Overview, 14
Trademark Overview, 26
Patent Overview, 34
Summary, 41
Treaties, 42
Regulations, 43
Statutes and Legislative Materials, 43
Cases, 44
Sources and Further Reading, 46
2 Problems, Controversies, and Solutions, 49
Patent, Copyright, and Computer Programs, 50
Is the Look and Feel of a Computer Program or a
Website Copyrightable?, 53
Is a Method of Doing Business Patentable?, 58
Is an Electronic Database Copyrightable?, 62
Can Content Owners Restrict or Prohibit the Sale of
Copying Devices?, 66
Copyright’s Front Line: File Sharing, 69
ix
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Copy Protection and Copyright, 82
Trademarks and the Web: Infringement and Fair Use
Online, 87
Trademarks and the Web: Cybersquatting, 90
Summary, 92
Treaties, 93
Statutes and Other Governmental Materials, 94
Cases, 94
Sources and Further Reading, 96
3 Worldwide Perspective, 99
Intellectual Property and International Law, 99
The World Wide Web, 104
The International Copyright Regime, 106
The International Trademark Regime, 114
The International Patent Regime, 116
Protection of Other Forms of Intellectual Property under
U.S. and International Law, 119
Summary, 123
Treaties, 123
European Union, ICANN, WIPO, and WTO
Documents, 126
Statutes and Legislative Materials, 127
Cases, 128
Sources and Further Reading, 128
4 Chronology, 131
5 Biographies, 149
Clara Barton, 149
Ernest Bourget, 151
Filippo Brunelleschi, 153
Laurens Coster, 155
Annie Ellsworth, 156
Johannes Gutenberg, 158
Victor Hugo, 159
Jon Lech Johansen, 160
Mary Kies, 162
Antonio Meucci, 163
Eadweard Muybridge, 164
Dmitri Sklyarov, 167
Jack Valenti, 169
x Contents
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Terri Welles, 171
Samuel Winslow and Joseph Jenks, 173
6 Data and Documents, 175
Copyright, 176
Copyright Act of 1976, 17 U.S.C. § 102. Subject matter
of copyright: In general, 176
Copyright Act of 1976, 17 U.S.C. § 106. Exclusive rights
in copyrighted works, 176
Copyright Act of 1976, 17 U.S.C. § 107. Limitations on
exclusive rights: Fair use, 177
Digital Millennium Copyright Act, 17 U.S.C. § 1201.
Circumvention of copyright protection systems, 178
TRIPs: Agreement on Trade-Related Aspects of
Intellectual Property Rights, 185
Part II: Standards Concerning the Availability, Scope
and Use of Intellectual Property Rights, 185
Metro-Goldwyn-Mayer Studios, Inc. v. Grokster, Ltd., 125
S.Ct. 2764 (2005), 186
Trademark, 198
15 U.S.C. § 1125. False designations of origin, false
descriptions, and dilution forbidden, 198
Trademark Dilution Revision Act of 2006, 203
Trademark Dilution Revision Act of 2006, H.R.683, One
Hundred Ninth Congress of the United States of
America, 204
TRIPs: Agreement on Trade-Related Aspects of
Intellectual Property Rights, 208
Part II: Standards Concerning the Availability, Scope
and Use of Intellectual Property Rights, 208
Abercrombie & Fitch Co. v. Hunting World, Inc., 537 F.2d
4, 210
Patent, 213
Patent Act, 35 U.S.C. § 101. Inventions patentable, 214
Patent Act, 35 U.S.C. § 102. Conditions for
patentability; novelty and loss of right to patent, 214
Patent Act, 35 U.S.C. § 103. Conditions for
patentability; non-obvious subject matter, 215
TRIPs: Agreement on Trade-Related Aspects of
Intellectual Property Rights, 216
Part II: Standards Concerning the Availability, Scope
and Use of Intellectual Property Rights, 216
Contents xi
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In re Alappat, 33 F.3d 1526, 218
Endnotes, 222
7 Directory of Organizations, 225
8 Resources, 255
Books, 255
Similar Works, 256
Other Titles, 259
Journal, Magazine, and News Website Articles and
Pamphlets, 260
Journals, 264
U.S. Materials, 275
Federal Statutes, 276
Federal Cases, 291
State Case, 295
Treaties and Other International Agreements, 295
Other International and Foreign Materials, 298
Internet Corporation for Assigned Names and Numbers
Materials, 299
Other Web Resources, 300
Glossary, 303
Index, 307
About the Author, 318
xii Contents
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Preface
T
he human desire to claim property rights in an idea is innate,
as any child who has ever told another “Stop copying me!”
knows. Legal recognition of property in ideas, however—
intellectual property—is a comparatively recent phenomenon,
appearing centuries of millennia after the recognition of property
rights in objects and land.
Revolutions in technology bring about revolutions in law.
The human race has experienced four great revolutions in information technology. The first, lost in prehistory and probably predating our emergence as a species, was language. The ability to
attach specific sound-symbols to specific thoughts is what makes
human civilization—including legal systems—possible. The second revolution, the invention of writing, made more complex
legal systems possible. When written documents could only be
copied by hand, however, the incentive for making unauthorized
copies of entire works was limited—although disputes did arise,
including the possibly mythical dispute between St. Columba
and St. Finnian (discussed in Chapter 2) that may have led to
three thousand deaths.
The third revolution in information technology was the invention of movable-type printing. The ability to reproduce
printed works quickly and easily created an incentive for printers
to copy the works of others, and a corresponding incentive for the
authors of those works to prevent unauthorized copying. Some
countries (Korea and England, for example) reacted by granting
monopolies to approved printers and forbidding all others from
operating printing presses. In addition to controlling unauthorized copying, this had the fringe benefit of preventing the printing of any material criticizing the government. In many countries
xiii
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several centuries passed before these monopolies were replaced
by freedom of the press and modern copyright regimes.
The three best-known forms of intellectual property—copyright, patent, and trademark—appeared in Europe during the Renaissance. After the printing revolution had taken place in east
Asia, but before it reached Europe, Europe’s commercial revolution led to laws requiring the use of symbols and words to identify the products of particular bakeries, breweries, and eventually
other businesses. And the increase in the rate of technological
change in the fifteenth century (the century that saw, among other
innovations, the arrival of the printing press in Europe) led the
Italian city-states to issue patents to inventors, granting them exclusive rights to their inventions for limited periods of time.
The fourth revolution in information technology is happening right now. The advent of personal computing and the Internet
has solved the problem expressed by Abbott Joseph Liebling,
who in 1960 complained that “Freedom of the press is guaranteed
only to those who own one.” Today billions of people own
“presses”; the barrier to universal distribution of any content they
may choose to create is not expense, but the difficulty of getting
people interested—a problem commercial presses have always
faced. This revolution in information technology poses a dual
problem for traditional media. First, much Web content borrows
and incorporates existing material, and the extent to which such
borrowing should be permitted has not yet been fully resolved.
Second, many users create no content of their own, but merely
make and pass along unauthorized copies of existing content. Existing law clearly frowns on this copying, but enforcement is difficult.
The fourth information technology revolution has also accelerated the internationalization of intellectual property law. The
international nature of trade in intellectual property has been apparent since at least the mid-nineteenth century; in the digital
age, however, barriers to international exchange of information
have vanished entirely.
Intellectual property law has adapted more quickly to the
fourth information revolution than to the first three. The response
time to the first revolution might have been measured in tens or
hundreds of thousands of years; the response to the second revolution, in millennia; and the response to the third, in centuries, or
at least decades. The legal system responded to the appearance of
the Internet, and especially the World Wide Web, much more
xiv Preface
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