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Industrial process automotive systems : design and implementation
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B. R. Mehta
Y. J. Reddy
AMSTERDAM • BOSTON • HEIDELBERG • LONDON
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Butterworth-Heinemann is an Imprint of Elsevier
Industrial Process
Automation Systems
Design and Implementation
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1
CHAPTER
Industrial Process Automation Systems
Copyright © 2015 Elsevier Inc. All rights reserved
INDUSTRIAL AUTOMATION
1.1 INTRODUCTION
Industrial automation of a plant/process is the application of the process control and information systems. The world of automation has progressed at a rapid pace for the past four decades and the growth
and maturity are driven by the progression in the technology, higher expectations from the users, and
maturity of the industrial processing technologies. Industrial automation is a vast and diverse discipline
that encompasses process, machinery, electronics, software, and information systems working together
toward a common set of goals – increased production, improved quality, lower costs, and maximum
flexibility.
But it’s not easy. Increased productivity can lead to lapses in quality. Keeping costs down can lower
productivity. Improving quality and repeatability often impacts flexibility. It’s the ultimate balance of
these four goals – productivity, quality, cost, and flexibility that allows a company to use automated
manufacturing as a strategic competitive advantage in a global marketplace. This ultimate balance is
difficult to achieve. However, in this case the journey is more important than the destination. Companies worldwide have achieved billions of dollars in quality and productivity improvements by automating their manufacturing processes effectively. A myriad of technical advances, faster computers,
more reliable software, better networks, smarter devices, more advanced materials, and new enterprise
solutions all contribute to manufacturing systems that are more powerful and agile than ever before.
In short, automated manufacturing brings a whole host of advantages to the enterprise; some are incremental improvements, while others are necessary for survival. All things considered, it’s not the manufacturer who demands automation. Instead, it’s the manufacturer’s customer, and even the customer’s
customer, who have forced most of the changes in how products are currently made. Consumer preferences for better products, more variety, lower costs, and “when I want it” convenience have driven the
need for today’s industrial automation. Here are some of the typical expectations from the users of the
automation systems.
As discussed earlier, the end users of the systems are one of the major drivers for the maturity of
the automation industry and their needs are managed by the fast-growing technologies in different time
zones. Here are some of the key expectations from major end users of the automation systems. The
automation system has to do the process control and demonstrate the excellence in the regulatory and
discrete control. The system shall provide an extensive communication and scalable architectures. In
addition to the above, the users expect the systems to provide the following:
• Life cycle excellence from the concept to optimization. The typical systems are supplied with
some cost and as a user, it is important to consider the overall cost of the system from the time
the purchase is initiated to the time the system is decommissioned. This includes the cost of the
system; cost of the hardware; and cost of services, parts, and support.
1
2 CHAPTER 1 Industrial Automation
• Single integration architecture needs to be optimum in terms of ease of integration and common
database and open standards for intercommunication.
• Enterprise integration for the systems needs to be available for communication and data exchange
with the management information systems.
• Cyber security protection for the systems due to the nature of the systems and their deployment
in critical infrastructure. Automation systems are no more isolated from the information systems
for various reasons. This ability brings vulnerability in the system and the automation system’s
supplier is expected to provide the systems that are safe from cyber threats.
• Application integration has to be closely coupled, but tightly integrated. The systems capabilities
shall be such that the integration capabilities allow the users to have flexibility to have multiple
systems interconnected and function as a single system: shop floor to top floor integration or
sensor to boardroom integration.
• Productivity and profitability through technology and services in the complete life cycle, in terms
of ease of engineering, multiple locations based engineering, ease of commissioning, ease of
upgrade, and migration to the newer releases.
• Shortening delivery time and reducing time of start-up through the use of tools and technologies.
This ability clearly becomes the differentiator among the competing suppliers.
• SMART service capabilities in terms of better diagnostics, predictive information, remote
management and diagnostics, safe handling of the abnormal situations, and also different models
of business of services such as local inventory and very fast dispatch of the service engineers.
• Value-added services for maximization in profit, means lower product costs, scalable systems,
just-in-time service, lower inventory, and technology-based services.
• Least cost of ownership of the control systems.
• Mean time to repair (MTTR) has to be minimum that can be achieved by service center at plant.
The above led to continuous research and development from the suppliers for the automation systems to develop a product that are competitive and with latest technologies and can add value to the
customers by solving the main points. The following are some of the results of successful automation:
• Consistency: Consumers want the same experience every time they buy a product, whether it’s
purchased in Arizona, Argentina, Austria, or Australia.
• Reliability: Today’s ultraefficient factories can’t afford a minute of unplanned downtime, with an
idle factory costing thousands of dollars per day in lost revenues.
• Lower costs: Especially in mature markets where product differentiation is limited, minor
variations in cost can cause a customer to switch brands. Making the product as cost-effective as
possible without sacrificing quality is critical to overall profitability and financial health.
• Flexibility: The ability to quickly change a production line on the fly (from one flavor to another,
one size to another, one model to another, and the like) is critical at a time when companies strive
to reduce their finished goods inventories and respond quickly to customer demands.
The earliest “automated” systems consisted of an operator turning a switch on, which would
supply power to an output – typically a motor. At some point, the operator would turn the switch
off, reversing the effect and removing power. These were the light-switch days of automation.
Manufacturers soon advanced to relay panels, which featured a series of switches that could be
activated to bring power to a number of outputs. Relay panels functioned like switches, but allowed
1.1 Introduction 3
for more complex and precise control of operations with multiple outputs. However, banks of relay
panels generated a significant amount of heat, were difficult to wire and upgrade, were prone to
failure, and occupied a lot of space. These deficiencies led to the invention of the programmable
controller – an electronic device that essentially replaced banks of relays – now used in several forms
in millions of today’s automated operations. In parallel, single-loop and analog controllers were
replaced by the distributed control systems (DCSs) used in the majority of contemporary process
control applications.
These new solid-state devices offered greater reliability, required less maintenance, and had a longer life than their mechanical counterparts. The programming languages that control the behavior of
programmable controls and DCSs could be modified without the need to disconnect or reroute a single
wire. This resulted in considerable cost savings due to reduced commissioning time and wiring expense, as well as greater flexibility in installation and troubleshooting. At the dawn of programmable
controllers and DCSs, plant-floor production was isolated from the rest of the enterprise operating
autonomously and out of sight from the rest of the company. Those days are almost over as companies
realize that to excel they must tap into, analyze, and exploit information located on the plant floor.
Whether the challenge is faster time-to-market, improved process yield, nonstop operations, or a tighter
supply chain, getting the right data at the right time is essential. To achieve this, many enterprises turn
to contemporary automation controls and networking architectures.
Computer-based controls for manufacturing machinery, material-handling systems, and related
equipment cost-effectively generate a wealth of information about productivity, product design, quality, and delivery. Today, automation is more important than ever as companies strive to fine tune their
processes and capture revenue and loyalty from consumers. This chapter will break up the major categories of hardware and software that drive industrial automation; define the various layers of automation; detail how to plan, implement, integrate, and maintain a system; and look at what technologies
and practices impact manufacturers. Industrial automation is a field of engineering on application of
control systems and information technologies to improve the productivity of the process, to improve
the energy efficiency, to improve the safety of equipment and personnel, and to reduce the variance in
the product quality and hence improve the quality.
The terminology and nomenclature of the industrial automation systems differ based on the industry of the applications. The term for computer-integrated manufacturing (CIM) is used in the manufacturing industry context and plant wide control in a process industry context. The essential of both
these terms is to interconnection of information and control systems throughout a plant in order to
fully integrate the coordination and control of operations. The automation engineering spans from
the sensing technologies of the physical plant variables to the networks, computing resources, display
technologies, and database technologies.
Improved human operator productivity will be realized through the implementation of individual
workstations, which proved the tools for decision-making as well as information that is timely, accurate, and comprehensible. Time lines of data will be assured through the interconnection of all workstations and information processing facilities with a high-speed, plant-wide LAN network and a global
relational database.
The broad goal is to improve the overall process and business operations by obtaining the benefits that will come from a completely integrated plant information system. The continual growth of
the linkage of the process operations data with product line, project, and business systems data will
be supported. The system will make such data readily available, interactively in real time, to any
4 CHAPTER 1 Industrial Automation
employee with a need to know, at workstations scattered throughout the plant and, above all, easy to
use. The resulting comprehensive plant information management system will be the key to long-range
improvements to process control, product line management, plant management, and support of business strategies.
One of the major challenges in today’s automation jobs is evaluating the suppliers. This challenge is
more apparent in the recent days because the systems appear same across the suppliers. Here are some
of the guidelines that can be considered in the selection process.
These guidelines helps to set out your organization’s needs, understand how suppliers can meet
them, and identify the right supplier for you. The 10 Cs are Competency, Capacity, Commitment,
Control, Cash, Cost, Consistency, Culture, Clean, and Communication. Used as a checklist, the 10 Cs
model can help to evaluate potential suppliers in several ways. First it helps to analyze different aspects
of a supplier’s business: examining all 10 elements of the checklist will give a broad understanding
of the supplier’s effectiveness and ability to deliver the system on time, on budget with quality while
having a sustained relationship for the rest of the life cycle including engineering, installation, precommissioning, commissioning, operation, and services.
1.2 INNOVATORS
The industrial automation cannot be described without remembering the pioneering works of the various scientists, whose contributions helped these technologies to mature and become commercially viable over a period of time. Few of the pioneering scientist’s contributions are listed below.
ALESSANDRO VOLTA (1745–1827)
Alessandro Volta, Italian physicist is known for his pioneering work in electricity (Figure 1.1). Volta
was born in Como and educated in public schools there. In 1800, he developed the battery called Upper
Volta, a pioneer of the electric battery, which produces a constant flow of electricity. The electrical unit
known as the volt was named in his honor owing to his work in the field of electricity. A year later, he
improved and popularized the electrophorus, a device that produced static electricity. His promotion of
it was so extensive that he is often credited with its invention, even though a machine operating on the
same principle was described in 1762 by the Swedish experimenter Johan Wilcke.
ANDRE MARIE AMPERE (1775–1836)
Andre Marie Ampere was a French physicist and mathematician who was generally regarded as one of
the main founders of the science of classical electromagnetism, which he referred to as electrodynamics (Figure 1.2). The SI unit of the measurement of electric current, the ampere is named after him.
Ampere showed that two parallel wires carrying electric currents attract or repel each other, depending
on whether the currents flow in the same or opposite directions, respectively – this laid the foundation
of electrodynamics. The most important of these was the principle that came to be known as Ampere’s
law, which states that the mutual action of two lengths of current-carrying wire is proportional to their
lengths and to the intensities of their currents.
1.2 Innovators 5
GEORG SIMON OHM (1789–1854)
Ohm was a German physicist and mathematician who conducted research using the electrochemical cells (Figure 1.3). Using equipment of his own, Ohm found a directly proportional relationship
between the potential difference (voltage) applied across a conductor and the resultant electric current. This relationship is called the Ohm’s law. In his work (1827), the galvanic circuit investigated
mathematically gave complete theory of electricity. In this work, he stated that the electromotive force
acting between the extremities of any part of a circuit is the product of the strength of the current and
the resistance of that part of the circuit.
WERNER VON SIEMENS (1815–1892)
Siemens was a German inventor and industrialist (Figure 1.4). Siemens name has been adopted as the
SI unit of electrical conductance, the Siemens. He was also the founder of the electrical and telecommunications company Siemens.
THOMAS ALVA EDISON (1847–1931)
He is an American inventor and businessman (Figure 1.5). He developed many devices that greatly
influenced life around the world, including the phonograph, the motion picture camera, and a longlasting, practical electric light bulb. He was one of the first inventors to apply the principles of mass
production and large-scale teamwork to the process of invention, and because of that, he is often credited with the creation of the first industrial research laboratory.
Edison is the fourth most prolific inventor in history, holding 1093 U.S. patents in his name, as well
as many patents in the United Kingdom, France, and Germany. More significant than the number of
FIGURE 1.1 Alessandro Volta FIGURE 1.2 Andre Marie Ampere
6 CHAPTER 1 Industrial Automation
Edison’s patents are the impacts of his inventions because Edison not only invented things, his inventions established major new industries worldwide, notably, electric light and power utilities, sound
recording, and motion pictures. Edison’s inventions contributed to mass communication and, in particular, telecommunications.
Edison developed a system of electric power generation and distribution to homes, businesses, and
factories – a crucial development in the modern industrialized world. His first power station was on
Pearl Street in Manhattan, New York.
FIGURE 1.4 Werner Von Siemens
FIGURE 1.5 Thomas Alva Edison
FIGURE 1.3 Georg Simon Ohm
1.2 Innovators 7
MICHAEL FARADAY (1791–1867)
He is an English scientist who contributed to the fields of electromagnetism and electrochemistry
(Figure 1.6). His main discoveries include those of electromagnetic induction, diamagnetism, and electrolysis. He was one of the most influential scientists in history. It was by his research on the magnetic
field around a conductor carrying a direct current that Faraday established the basis for the concept of
the electromagnetic field in physics. Faraday also established that magnetism could affect rays of light
and that there was an underlying relationship between the two phenomena. He similarly discovered the
principle of electromagnetic induction, diamagnetism, and the laws of electrolysis. His inventions of
electromagnetic rotary devices formed the foundation of electric motor technology, and it was largely
due to his efforts that electricity became practical for use in technology.
JOHN BERDEEN (1908–1991)
He is an American physicist and electrical engineer, the only person to have won the Nobel Prize in
Physics twice: first in 1956 with William Shockley and Walter Brattain for the invention of the transistor; and again in 1972 with Leon N. Cooper and John Robert Schrieffer for a fundamental theory of
conventional superconductivity known as the BCS theory (Figure 1.7). The transistor revolutionized
the electronics industry, allowing the Information Age to occur, and made possible the development of
almost every modern electronic device, from telephones to computers to missiles. Bardeen’s developments in superconductivity, which won him his second Nobel, are used in nuclear magnetic resonance
(NMR) spectroscopy or its medical subtool magnetic resonance imaging (MRI).
WALTER H. BRATTAIN (1902–1987)
He is an American physicist at Bell Labs who along with John Bardeen and William Shockley, invented the transistor (Figure 1.8). They shared the 1956 Nobel Prize in Physics for their invention. He
devoted much of his life to research on surface states. His early work was concerned with thermionic
FIGURE 1.6 Michael Faraday
8 CHAPTER 1 Industrial Automation
emission and adsorbed layers on tungsten. He continued on the field of rectification and photo-effects
at semiconductor surfaces, beginning with a study of rectification at the surface of cuprous oxide. This
was followed by similar studies of silicon.
WILLIAM SHOCKLEY (1910–1989)
He is an American physicist and inventor (Figure 1.9). Along with John Bardeen and Walter Houser
Brattain, Shockley coinvented the transistor, for which all three were awarded the 1956 Nobel Prize in
Physics. Shockley’s attempts to commercialize a new transistor design in the 1950s and 1960s led to
California’s “Silicon Valley” becoming a hotbed of electronics innovation. In his later life, Shockley
was a professor at Stanford and became a staunch advocate of eugenics.
JACK KILBY (1923–2005)
He is an American electrical engineer who took part (along with Robert Noyce) in the realization of the
first integrated circuit while working at Texas Instruments (TI) in 1958 (Figure 1.10). He was awarded the
Nobel Prize in Physics in 2000. He is also the inventor of the handheld calculator and the thermal printer.
ROBERT NOYCE (1927–1990)
Nicknamed “the Mayor of Silicon Valley,” cofounded Fairchild Semiconductor in 1957 and Intel
Corporation in 1968 (Figure 1.11). He is also credited with the invention of the integrated circuit or
microchip, which fueled the personal computer revolution and gave Silicon Valley its name. Noyce’s
leadership in the field of computers and his invention in the field of electronics and physics led to the
computer chip we know today.
FIGURE 1.7 John Berdeen FIGURE 1.8 Walter H. Brattain
1.2 Innovators 9
GORDON E. MOORE (1929–TODAY)
Engineer and entrepreneur Gordon Moore earned degrees in Chemistry and Physics from CalTech, was
hired by William Shockley’s Shockley Semiconductor in 1956, and was one of the “traitorous eight”
engineers who left Shockley in 1957 to form the pioneering electronics firm, Fairchild Semiconductor
FIGURE 1.9 William Shockley
FIGURE 1.10 Jack Kilby
FIGURE 1.11 Robert Noyce
10 CHAPTER 1 Industrial Automation
(Figure 1.12). At Fairchild, he became one of the world’s foremost experts on semiconductive materials, which have much lower resistance to the flow of electrical current in one direction than in the opposite direction, and are used to manufacture diodes, photovoltaic cells, and transistors. In 1968, with
Robert Noyce, he cofounded Intel, which has since become the world’s largest maker of semiconductor
chips.
1.3 INDUSTRIAL REVOLUTIONS
Human’s ability to use the machine power as a replacement for the human or animal effort can
be treated as the first revolution of the industry. From the above perspective, steam engine can be
treated so because of its ability to create a large amount of work with minimum human effort. This
lead to a large need to automate these machines because the true value of these machines can be
realized only if they can be controlled as needed. The second industrial revolution can be seen as
electricity and its benefits.
The electrical power and its ability to transport the power from one place to another changed the
industrial landscape and created a large growth and new possibilities for industry. Microelectronics
created another revolution with the ability to miniaturize and use less power to create bigger things.
Subsequent revolution can be seen after the invention of micro controllers. At present, world is experiencing the revolution created by the Internet and the way it can impact all the industries and common
people. The wealth of information and ability to connect multiple things together changes the way
industries operate and yield efficiencies.
FIGURE 1.12 Gordon E. Moore
1.5 Evolution of automation from technology perspectives 11
1.4 EVOLUTION OF AUTOMATION FROM NEEDS PERSPECTIVES
Initial automation needs in the industrial process operations were driven by the needs to automate the
existing manual process and hence gain better yield and consistency in the product quality. The technologies available from the late 1970s fulfilled this need. Subsequently, the automation needs of the
industry are driven by the standards and regulations for keeping up the environmental standards. In the
1990s the safety of the equipment and people became an additional requirement in the automation of
the plant and led to the widespread usage of the safety systems and emergency shutdown and startup
operations being automated. During the subsequent years in the 1990s the pressure on the process
industries for improving the bottom line revenue led to the importance of having better efficiency in
the plant operations. Industrial process automation systems play a bigger role in assisting the process
operations for better efficiency (Figure 1.13).
1.5 EVOLUTION OF AUTOMATION FROM TECHNOLOGY PERSPECTIVES
First-generation automation systems were mostly used in the place where there is a need to replace
human force by machines. The mechanization of the industries leads to automation using mechanical
gears and fixtures. The control signals and mechanisms were mostly hydraulic. The pressure of the
liquid in small volume is used to transmit the signals from one place to another and is subsequently
manipulated for multiplication and division. However, due to the inherent nature of liquid compressibility and the energy required to create the signals, the pneumatic systems come into the place. The
pneumatic signals were used to drive the sensors and valves and also for transporting the signals from
one place to another.
The next generation sees that the electrical signals in the form of voltage were used as the technology of choice for the control systems. The fourth generation of the systems used the digital electronics
as the technology of choice in the control systems. In the 1960s, the 4–20 mA analog interface was
established as the de facto standard for instrumentation technology. As a result, the manufacturers of
instrumentation equipment had a standard communication interface on which to base their products.
Users had a choice of instruments and sensors, from a wide range of suppliers, which could be integrated into their control systems.
FIGURE 1.13
Evolution of automation from technology perspective
12 CHAPTER 1 Industrial Automation
With the advent of microprocessors and the development of digital technology, the situation has
changed. Most users appreciate the many advantages of digital instruments. These include more
information being displayed on a single instrument, local and remote display, reliability, economy,
self-tuning, and diagnostic capability. There is a gradual shift from analog to digital technology.
There are a number of intelligent digital sensors, with digital communications and capability for
most traditional applications. These include sensors for measuring temperature, pressure, levels,
flow, mass (weight), density, power system parameters, and analytical sensors such as oxygen O2,
carbon dioxide CO2, pH, dissolved oxygen, UV, IR, and GC. These new intelligent digital sensors
are known as “smart” instrumentation.
The main features that define a “smart” instrument are intelligent, digital sensors, digital data communications capability, and ability to be multidropped with other devices in the system. There is also
an emerging range of intelligent, communicating, digital devices that could be called “smart” actuators.
Examples of these are devices such as variable-speed drives, soft starters, protection relays, and switchgear control with digital communication facilities. The microprocessor has had an enormous impact on
instrumentation and control systems.
Historically, an instrument had a single dedicated function. Controllers were localized and, although
commonly computerized, they were designed for a specific purpose. It has become apparent that a
microprocessor, as a general-purpose device, can replace localized and highly site-specific controllers.
Centralized microprocessors, which can analyze and display data as well as calculate and transmit control signals, are capable of achieving greater efficiency, productivity, and quality gains.
Currently, a microprocessor connected directly to sensors and a controller requires an interface
card. This implements the hardware layer of the protocol stack and in conjunction with appropriate
software, allows the microprocessor to communicate with other devices in the system. There are many
instrumentation and control software and hardware packages; some are designed for particular proprietary systems and others are more general purpose. Interface hardware and software now available for
microprocessors cover virtually all the communications requirements for instrumentation and control.
As a microprocessor is relatively cheap, it can be upgraded as newer and faster models become available, thus improving the performance of the instrumentation and control system.
1.6 CHALLENGES THREE DECADES BACK
Automation systems have seen a large change in the last three decades. Due to limited communication systems, the communication between the users and the systems was limited. Due to the lack of
real-time information, large inventories were planned. There were many islands of automation. The
information flow from the plant floor to the executives is very limited leading to high energy costs of
operations due to noncoordinated systems. The discrete and process automation is seen as two different
distinct systems and information flow is slow or limited. The information on new products and new
solutions available in the market is very limited. There is limited information on how other peer industries are performing and their best practices with the automation systems. All the above-mentioned
problems have been resolved now due to technology and differently trained operators. The technology
made more data available at an affordable price and communication revolution made the data available
at any convenient location at a much faster rate. The overall plant operations have changed with the
new technologies.
1.8 Technology trends 13
1.7 CURRENT CHALLENGES
Current challenges in the industry are fewer human resources, same or fewer assets and an increase
in demand for more production, demands for less waste, more efficiency, better quality and improved
tracking. Regulations and compliance aspects are increasing across all the domains of plant operations, especially at pharmaceuticals and petrochemicals, equipment types as distinct process and discrete is disappearing and is going toward a mix of both analog and digital. The goal to reduce energy
utilization is another challenge to face. The challenges in automation and control are, demand for
reduced development, engineering, and commissioning costs, and multidisciplinary control systems,
namely discrete, motion, process, drives, and safety applications for improving machine uptime and
reduction in machine down times, plant floor to enterprise connectivity, remote diagnostics, and web
access.
1.8 TECHNOLOGY TRENDS
Overall, the industrial automation is undergoing technological changes and the major trends are moving from hardwired/proprietary systems to bus-based open systems. This is driven by the need of the
users to have the lowest cost of ownership on the capital expenditure and also to have the ability and
flexibility to upgrade and use multivendor products. The communication between the systems within
the same plant operations is becoming an open, object-based, standard-based interface.
The general architecture of the automation systems is moving from a single large monolithic solution to a scalable and modular system. This approach is driven by the need to have the lowest capital
investment in the beginning of the plant and grow with the operations. This approach also is driven
by the needs such as lowest single point of failures in the system. The information collected from the
automation system is moving from a repository of process information to more qualitative information supporting the business decisions. Various custom-built applications deployed on the automation
systems provide valuable insight into the process operations such as inventory, and scheduling. The
information so collected becomes or is becoming real-time archival instead of an archival that occurs
on batches or some scheduled time of a day.
The smart field instruments became a source of information with process diagnostics and prognostics from a dumb process measuring instrument. This led to more information for the process operations on the maintenance strategies and shut-down planning. Similarly, the communication between
various subsystems is moving toward wireless for the industrial environment from a point-to-point
wired communications (Figure 1.14).
The automation engineers in the last three decades have experienced a wide change in the apparatus
used for various automation applications. The different types of appliance used for different purposes
are indicated below. The local indicators typically used to communicate the process variable to the field
engineer or operator have used different display technologies. Initially all the local indicators used to
be mechanical in nature and directly convert the process variable into some mechanical movement in a
scale or a direct indication of the position of some specific level.
The same indicating instruments today come with LCD displays for the local operator and the display
technologies have long life and the flexible orientation for ease of access. Similarly, the remote indicators
are used to communicate the process variable at some other place than the measurement point and the signal