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Earthquake engineering : application to design
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EARTHQUAKE ENGINEERING
EARTHQUAKE
ENGINEERING
Application to Design
CHARLES K. ERDEY
Northern Arizona University
Formerly Adjunct Professor, California State University Long Beach
JOHN WILEY & SONS, INC.
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Copyright 2007 by John Wiley & Sons, Inc. All rights reserved
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Library of Congress Cataloging-in-Publication Data:
Erdey, Charles K., 1931–
Earthquake engineering: application to design/Charles K. Erdey.
p. cm.
ISBN-13: 978-0-470-04843-6 (cloth)
ISBN-10: 0-470-04843-3 (cloth)
1. Earthquake engineering. I. Title.
TA654.6.E73 2006
624.1762—dc22
2006011329
Printed in the United States of America
10 9 8 7 6 5 4 3 2 1
v
CONTENTS
PREFACE xi
ACKNOWLEDGMENTS xiii
NOTATION xv
1 OVERVIEW 1
1.1 Introduction / 1
1.2 Concepts, Terminology, and Source of Earthquakes / 2
1.3 Wave Propagation and Velocities / 5
1.4 Magnitude of Earthquakes / 7
1.5 Building Damage / 7
1.6 Structural Failures: Overall Failure / 10
1.7 Component or Joint Failure / 17
1.8 Code Design Forces: Reserve Strength to Counter
Extreme Forces / 21
2 SEISMIC DESIGN REGULATIONS 25
2.1 Building Codes / 25
2.2 UBC 1997: A Model Code / 26
2.3 Interaction of Building Codes and Other Standards / 27
2.4 IBC 2006 / 29
vi CONTENTS
3 REINFORCED-CONCRETE STRUCTURES 36
3.1 Introduction / 36
3.2 Shearing Resistance of RC Beams / 40
3.3 Development Length / 45
3.4 Northridge Experience / 49
3.5 Case 1: Reinforced-Concrete Parking Garage / 50
3.6 Case 2: Reinforced-Concrete Retaining Wall
System / 62
References / 67
4 SEISMIC STEEL DESIGN: SMRF 68
4.1 Design of SMRF Structure: LRFD Method / 68
4.2 Design Steps / 69
4.3 Project Description: Four-Story Office Building / 70
4.4 Project Layout and Typical SMRF per UBC 1994 / 70
4.5 1994 Design / 71
4.6 Wind Analysis: 1997 UBC, CHAPTER 16, DIV. III / 72
4.7 Example: Wind Analysis of Four-Story Building / 73
4.8 Seismic Zones 3 and 4 / 75
4.9 Earthquake Analysis of Four-Story Office Building / 76
4.10 Design for Earthquake / 79
4.11 Significant Changes in 1997 Design / 84
4.12 1997 versus 1994 Design / 86
4.13 Summary of Procedure / 87
4.14 Design Strategies / 89
4.15 Design of Beams: Code Requirements / 89
4.16 Second-Floor Beam / 91
4.17 Beam-to-Column Joint / 92
4.18 Flexural Resistance of Beam-to-Column Joint / 92
4.19 Shear Tab Design / 96
4.20 Shear Tab-to-Beam Welded Connection / 99
4.21 Second-Floor Panel Zone / 99
4.22 Third-Floor Beam / 102
4.23 Third-Floor Shear Tab Connection / 103
4.24 Third-Floor Beam-to-Column Moment Connection / 107
4.25 Third-Floor Panel Zone / 108
4.26 Design of Columns / 109
CONTENTS vii
4.27 Column Final Design Data / 115
4.28 First-Story Column Design for Compression: Major
Axis / 116
4.29 Column Design Flowchart / 120
4.30 Design of Third-Story Column for Compression / 120
4.31 Design of Third-Story Column Splice / 120
4.32 Reexamination of Pre- and Post-Northridge Research
and Literature / 124
References / 126
5 SEISMIC STEEL DESIGN: BRACED FRAMES 128
5.1 Introduction / 128
5.2 Project Description: Four-Story Library Annex / 129
5.3 Wind Analysis / 129
5.4 Earthquake Analysis / 130
5.5 Wind and Earthquake Loads / 135
5.6 Response of Braced Frames to Cyclic Lateral
Loads / 135
5.7 1997 UBC Provisions / 138
5.8 Rules Applicable to Bracing Members / 139
5.9 Column Strength Requirements / 141
5.10 Design for Earthquake / 141
5.11 Strategies for Brace Member Design / 142
5.12 Brace Members 2 and 3 / 144
5.13 Brace Members 3 and 2: First Story / 144
5.14 Design of Fillet Weld Connection / 148
5.15 Design of Gusset Plate: First and Second Stories / 149
5.16 Brace Member 13: Third Story / 152
5.17 Fillet Weld Design: Third and Fourth-Story Gusset
Plates / 154
5.18 Gusset Plate Design: Third and Fourth Stories / 155
5.19 Vertical Component / 156
5.20 Column Design / 157
5.21 Column Splice Design: Third Floor / 166
5.22 Beam Design / 167
5.23 Column Base-Plate Design / 174
5.24 Summary of Design Procedures / 180
viii CONTENTS
5.25 SEAOC Blue Book and the Code / 180
References / 182
6 IBC SEISMIC DESIGN OF SMRF STRUCTURES 184
6.1 IBC Setup of Seismic Design Forces / 184
6.2 Design Example / 184
6.3 IBC Building Categories / 187
7 MASONRY STRUCTURES 191
7.1 Introduction / 191
7.2 Case 1: Retaining Wall System / 193
7.3 Case 2: Seismic versus Wind / 206
7.4 Case 3: Design of CMU Wall and Precast Concrete
Plate / 214
7.5 Case 4: Retail Store, Masonry and Steel / 217
References / 226
8 WOOD-FRAMED BUILDINGS 227
8.1 Introduction / 227
8.2 Northridge Lesson / 228
8.3 Case 1: Steel-Reinforced Wood-Framed Building / 237
8.4 Case 2: Wood-Framed Two-Story Home / 247
8.5 Case 3: Steel-Reinforced Two-Story Duplex / 252
8.6 Case 4: Wood-Framed Commercial Building / 256
8.7 Case 5: Wood-Framed Residential Building / 264
8.8 Case 6: Wood-Framed Garage and Workshop / 273
8.9 Light-Gauge Steel as Alternative to Wood
Framing / 277
8.10 Case 7: Light-Gauge Steel in Multistory Project / 278
Appendix / 283
References / 289
9 MATRICES IN ENGINEERING 290
9.1 Use of Matrices in Engineering / 290
9.2 Matrix Addition and Multiplication / 292
9.3 Matrix Forms / 294
9.4 Transposition / 295
9.5 Minor and Cofactor Matrices / 295
CONTENTS ix
9.6 Determinant of a Matrix / 296
9.7 Inverse of a Matrix / 297
9.8 Linear Systems of Equations / 298
9.9 Elementary Row Operations / 301
9.10 Summary of Matrix Operations / 302
10 DIFFERENTIAL EQUATIONS 303
10.1 Basic Concepts / 303
10.2 First-Order Differential Equations / 304
10.3 Separation of Variables / 304
10.4 Exact Equations / 305
10.5 Integrating Factor / 307
10.6 Second-Order Linear Equations / 309
10.7 Homogeneous Differential Equations / 313
10.8 Characteristic Equation / 313
11 NUMERICAL METHODS AND ENGINEERING APPLICATIONS 314
11.1 Introduction to Dynamic Analysis / 314
11.2 Equation of Motion / 315
11.3 Damping: Damped Free Vibration / 321
11.4 Free Vibrations: Two-Degree Systems / 323
11.5 Eigenvalues and Eigenvectors / 323
11.6 Modeling Actual Structures / 327
11.7 Three-Degree Systems / 329
11.8 Existence and Uniqueness Theory: Wronskian / 334
11.9 Driving Function (Ft
): Seismic Ground Motion
as Ft / 334
12 METHODS AND TOOLS TO UNRAVEL SECRETS OF
EARTHQUAKES 336
12.1 Elements of an Earthquake / 336
12.2 Vertical-Acceleration Component / 339
12.3 New Method of Dynamic Analysis / 339
12.4 Background of Research / 340
12.5 Analysis of Actual Structure / 342
12.6 Results and Findings / 344
12.7 Nature and Causes of Joint Failure / 344
References / 348
x CONTENTS
13 RECENT AND FUTURE DEVELOPMENTS IN SEISMIC
DESIGN 349
13.1 Tests on Joints / 349
13.2 Dogbone Experiment / 350
13.3 Joint Strain Hardening: Speed Straining / 350
13.4 Mechanism of Joint Degradation / 350
13.5 Conclusions / 351
13.6 New Trends / 352
13.7 Seismic Isolation / 353
13.8 Engineered Damping / 357
References / 358
ACRONYMS 359
GLOSSARY 361
References / 370
APPENDIX: COMPUTER ANALYSIS 371
A. SMRF Project Part I / 372
B. SMRF Project Part II / 388
C. Braced-Frame Project / 399
INDEX 423
xi
PREFACE
The primary motivation for writing this book is the causes of structural failures—what went wrong—during the earthquakes that hit the western states
in the last decades.
In view of the relatively large number of steel moment-resisting frames
damaged during the Northridge earthquake, the book expands on the evaluation and performance of structures of this type. The pre- and post-Northridge
experimental research and new design strategies to improve moment connections for new buildings are also discussed, keeping in mind basic building
code concepts to demonstrate the application of general strength-level load
combinations.
Topics relevant to seismic design in other areas of engineering, such as
concrete, masonry, and wood-framed buildings, are also included. An attempt
has been made to maintain a practical approach. In lieu of problem-solving,
single design issues, the book walks the reader through step-by-step design
of actual projects in moderate-to-high seismicity areas in compliance with
building regulations.
Chapter 12 introduces a new method of dynamic analysis and discusses
the causes of joint failure in steel design. Subjects like matrices, differential
equations, numerical analysis, and engineering applications are presented for
completeness and ready reference for the reader.
It is hoped that the book will help practicing engineers not yet fully familiar
with seismic design and graduating students to use the building codes in their
seismic design practice.
xiii
ACKNOWLEDGMENTS
The author gratefully acknowledges the comments and suggestions of Tom
King, professor of mathematics, California State Polytechnic University, Pomona, and John G. Shipp, S.E., senior member of SEAOC, for their suggestions, and to Victor F. Sanchez, P.E., for his valuable comments. Thanks are
also due to Ernest Pappas, former plan examiner, Mohave County, for his
contribution on some topics, Alex Zupanski, CSULB graduate student for
facilitating the inputting of the author’s mathematical formulas into the computer, and to Alice H. Zwiller for assisting with proofreading.
xv
NOTATION
A cross-sectional area (in.2
)
AB ground-floor area
Agt gross area subjected to tension (in.2
)
Agv gross area subjected to shear (in.2
)
Ant net area subjected to tension
Anv net area subjected to shear (in.2
)
Aw effective area of weld (in.2
)
Ax torsional amplification factor (level x)
bƒ flange width of column
B width of base plate (in.)
B1, B2 factors used to determine Mu for combined bending
and axial forces
Ca, Cv seismic coefficients
Ce height, exposure, and gust factor coefficient
Cq pressure coefficient subject to function, geometry,
and location of structure or element
D dead load on structural element
d depth of column
db nominal bolt diameter (in.)
dc column depth (in.)
E, Eh, Ev earthquake design components
E modulus of elasticity of steel (29,000 ksi)
Ec modulus of elasticity of concrete (ksi)
FEXX strength of weld metal (ksi)
Fi
, Fn, Fx design seismic forces applied to each level
xvi NOTATION
ƒ
c strength of concrete
Fp design seismic force applied to part of structure
Ft V portion of base shear on top of structure
Fu specified minimum tensile strength of steel used (ksi)
Fy specified minimum yield stress of steel used (ksi)
G shear modulus of elasticity of steel (11,200 ksi)
g acceleration due to gravity (386 in./s2
)
H average story height (above and below beam-tocolumn connection)
I seismic importance factor related to Occupancy Category; moment of inertia (in.4
)
Iw importance factor subject to occupancy or function
of building
K coefficient for estimating natural frequency of beam
(AISC Specification)
L live load on a structural element; unbraced length
(compression or bracing member)
Lb laterally unbraced length
Lp limiting laterally unbraced length
M maximum moment magnitude
Mmax value of maximum moment in unbraced segment of
beam (kip-in.)
MA absolute value of moment at quarter point of unbraced beam segment (kip-in.)
MB absolute value of moment at half point of unbraced
beam segment (kip-in.)
MC absolute value of moment at three-quarter point of
unbraced beam segment (kip-in.)
Mp plastic moment of resistance of beam
Mu required flexural strength (kip-in. or kip-ft)
Na, Nv near-source factors
P design wind pressure; concentrated load (kips)
Pp bearing load on concrete (kips)
Pu required axial strength (kips)
QE effect of horizontal seismic forces
qs basic wind pressure subject to basic wind speed
R numerical coefficient applied to lateral-force-resisting
systems
r ratio used in determining
RI response modification factor
Rp component response modification factor
SA, SB, SC, SD, SE, SF types of soil profiles
T elastic fundamental period of vibration; tension force
due to service loads (kips)
tp thickness of base plate (in.)
NOTATION xvii
tp panel zone thickness including doubler plates (in.)
U reduction coefficient
V total design lateral force (of shear)
Vn shear force component (kips)
W total seismic dead load (UBC 1997, Section
1630.1.1)
wz width of panel zone between column flanges
Z seismic zone factor; plastic section modulus (in.3
)
fraction of member force transferred across a particular net section
M Maximum Inelastic Response Displacement
S Design-level Response Displacement
deflection (in.)
Redundancy/Reliability Factor
resistance factor
b resistance factor for flexure
c resistance factor for axially loaded composite columns
c resistance factor for compression
t resistance factor for tension
v resistance factor for shear
w resistance factor for welds
0 Seismic Force Amplification Factor