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Pittsburgh, PA 15213-3890

CMMI® for Development,

Version 1.2

CMMI-DEV, V1.2

CMU/SEI-2006-TR-008

ESC-TR-2006-008

Improving processes for better products

CMMI Product Team

August 2006

Unlimited distribution subject to the copyright.

This work is sponsored by the U.S. Department of Defense. The Software Engineering Institute is a

federally funded research and development center sponsored by the U.S. Department of Defense.

Copyright 2006 by Carnegie Mellon University.

NO WARRANTY

THIS CARNEGIE MELLON® UNIVERSITY AND SOFTWARE ENGINEERING INSTITUTE MATERIAL IS

FURNISHED ON AN “AS-IS” BASIS. CARNEGIE MELLON UNIVERSITY MAKES NO WARRANTIES OF ANY

KIND, EITHER EXPRESSED OR IMPLIED, AS TO ANY MATTER INCLUDING, BUT NOT LIMITED TO,

WARRANTY OF FITNESS FOR PURPOSE OR MERCHANTABILITY, EXCLUSIVITY, OR RESULTS OBTAINED

FROM USE OF THE MATERIAL. CARNEGIE MELLON UNIVERSITY DOES NOT MAKE ANY WARRANTY OF

ANY KIND WITH RESPECT TO FREEDOM FROM PATENT, TRADEMARK, OR COPYRIGHT INFRINGEMENT.

Use of any trademarks in this report is not intended in any way to infringe on the rights of the trademark holder.

Internal use. Permission to reproduce this document and to prepare derivative works from this document for internal use is

granted, provided the copyright and “No Warranty” statements are included with all reproductions and derivative works.

External use. Requests for permission to reproduce this document or prepare derivative works of this document for external

and commercial use should be addressed to the SEI Licensing Agent.

This work was created in the performance of Federal Government Contract Number FA8721-05-C-0003 with Carnegie

Mellon University for the operation of the Software Engineering Institute, a federally funded research and development

center. The Government of the United States has a royalty-free government-purpose license to use, duplicate, or disclose the

work, in whole or in part and in any manner, and to have or permit others to do so, for government purposes pursuant to the

copyright license under the clause at 252.227-7013.

For information about purchasing paper copies of SEI reports, please visit the publications portion of our Web site

(http://www.sei.cmu.edu/publications/pubweb.html).

The following service marks and registered marks are used in this document:

Capability Maturity Model®

CMM®

CMM IntegrationSM

CMMI®

IDEALSM

SCAMPISM

CMMI, CMM, and Capability Maturity Model are registered in the U.S. Patent and Trademark Office.

CMM Integration, SCAMPI, and IDEAL are service marks of Carnegie Mellon University.

CMMI for Development

Version 1.2

Preface i

Preface

CMMI® (Capability Maturity Model® Integration) is a process

improvement maturity model for the development of products and

services. It consists of best practices that address development and

maintenance activities that cover the product lifecycle from conception

through delivery and maintenance.

This latest iteration of the model as represented herein integrates

bodies of knowledge that are essential for development and

maintenance, but that have been addressed separately in the past,

such as software engineering, systems engineering, hardware and

design engineering, the engineering “-ilities,” and acquisition. The prior

designations of CMMI for systems engineering and software

engineering (CMMI-SE/SW) are superseded by the title “CMMI for

Development” to truly reflect the comprehensive integration of these

bodies of knowledge and the application of the model within the

organization. CMMI for Development (CMMI-DEV) provides a

comprehensive integrated solution for development and maintenance

activities applied to products and services.

CMMI for Development, Version 1.2 is a continuation and update of

CMMI version 1.1 and has been facilitated by the concept of CMMI

“constellations” wherein a set of core components can be augmented

by additional material to provide application-specific models with highly

common content. CMMI-DEV is the first of such constellations and

represents the development area of interest.

Purpose

The purpose of CMMI for Development is to help organizations improve

their development and maintenance processes for both products and

services. CMMI for Development is a collection of best practices that is

generated from the CMMI Framework.1

The CMMI Framework supports

the CMMI Product Suite by allowing multiple models, training courses,

and appraisal methods to be generated that support specific areas of

interest.

1

The CMMI Framework is the basic structure that organizes CMMI components and combines them into

CMMI constellations and models.

CMMI for Development

Version 1.2

ii Preface

A constellation is a collection of CMMI components that includes a

model, its training materials, and appraisal-related documents for an

area of interest. Currently there are three planned constellations

supported by the version 1.2 model framework: development, services,

and acquisition. “Additions” are used to expand constellations for

specific additional content.

This document contains the CMMI for Development constellation and

contains both the base CMMI-DEV as well as CMMI-DEV with the IPPD

addition (CMMI-DEV+IPPD).

If you are not using IPPD, ignore the information that is marked “IPPD

Addition,” and you will be using the CMMI for Development model.

Unlike CMMI version 1.1, there is but a single model document that

describes both the staged and continuous approaches to process

improvement versus the prior use of two representations of staged and

continuous in separate documents. This consolidated presentation of

model material for both approaches was first used in the book, CMMI:

Guidelines for Process Integration and Product Improvement. Thanks to

Peter Gordon, publishing partner at Addison-Wesley Professional, and

the book’s authors, Mary Beth Chrissis, Mike Konrad, and Sandy

Shrum, we were able to use the book’s manuscript as the basis for

developing CMMI version 1.2 [Chrissis 2003].

Acknowledgments

Many talented people were involved as part of the product team for the

CMMI v1.2 Product Suite. Three primary groups involved in this

development were the Steering Group, Product Team, and

Configuration Control Board.

The Steering Group guides and approves the plans of the Product

Team, provides consultation on significant CMMI project issues, and

ensures involvement from a variety of interested communities.

The Product Team writes, reviews, revises, discusses, and agrees on

the structure and technical content of the CMMI Product Suite, including

the framework, models, training, and appraisal materials. Development

activities are based on multiple inputs. These inputs include an A￾Specification and guidance specific to each release provided by the

Steering Group, source models, change requests received from the

user community, and input received from pilots and other stakeholders

[SEI 2004].

The Configuration Control Board is the official mechanism for controlling

changes to the CMMI models and Introduction to CMMI training. As

such, this group ensures integrity over the life of the product suite by

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