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Butterworth.Safety.Design.For.Space.Systems.Mar.2009.eBook-ELOHiM
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Safety Design
for Space Systems
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Safety Design
for Space Systems
Edited by
Gary Eugene Musgrave, Ph.D.
Axel (Skip) M. Larsen
Tommaso Sgobba
Sponsored by
The International Association for the
Advancement of Space Safety
AMSTERDAM • BOSTON • HEIDELBERG • LONDON
NEW YORK • OXFORD • PARIS • SAN DIEGO
SAN FRANCISCO • SINGAPORE • SYDNEY • TOKYO
Butterworth-Heinemann is an imprint of Elsevier
Butterworth Heinemann is an imprint of Elsevier
Linacre House, Jordan Hill, Oxford OX2 8DP, UK
30 Corporate Drive, Suite 400, Burlington, MA 01803, USA
Copyright # 2009, Elsevier Ltd. All rights reserved.
No part of this publication may be reproduced, stored in a retrieval system, or
transmitted in any form or by any means, electronic, mechanical, photocopying,
recording, or otherwise, without the prior written permission of the publisher.
Permissions may be sought directly from Elsevier’s Science & Technology Rights
Department in Oxford, UK: phone: (þ44) 1865 843830, fax: (þ44) 1865 853333,
E mail: [email protected]. You may also complete your request online
via the Elsevier homepage (http://www.elsevier.com), by selecting “Support & Contact”
then “Copyright and Permission” and then “Obtaining Permissions.”
Library of Congress Cataloging-in-Publication Data
Application submitted.
British Library Cataloguing-in-Publication Data
A catalogue record for this book is available from the British Library.
ISBN: 978 0 7506 8580 1
For information on all Butterworth Heinemann publications,
visit our Web site at: www.elsevierdirect.com
Printed in the United States of America.
09 10 11 12 10 9 8 7 6 5 4 3 2 1
Contents
Preface ...............................................................................................................................xxiii
Introduction........................................................................................................................xxv
About the Editors .............................................................................................................xxvii
About the Contributors.................................................................................................... xxxi
CHAPTER 1 Introduction to Space Safety................................................ 1
1.1 NASA and Safety .......................................................................................... 2
1.2 Definition of Safety and Risk ...................................................................... 3
1.3 Managing Safety and Risk ........................................................................... 3
1.4 The Book ..................................................................................................... 5
References .......................................................................................................... 5
CHAPTER 2 The Space Environment: Natural and Induced ....................... 7
2.1 The Atmosphere.......................................................................................... 8
2.1.1 Composition ...................................................................................... 8
2.1.2 Atomic Oxygen................................................................................ 13
2.1.3 The Ionosphere ............................................................................... 15
2.2 Orbital Debris and Meteoroids ................................................................. 18
2.2.1 Orbital Debris .................................................................................. 18
2.2.2 Meteoroids ....................................................................................... 26
2.3 Microgravity............................................................................................... 31
2.3.1 Microgravity Defined....................................................................... 31
2.3.2 Methods of Attainment ................................................................... 34
2.3.3 Effects on Biological Processes and Astronaut Health................... 40
2.3.4 Unique Aspects of Travel to the Moon and
Planetary Bodies .............................................................................. 41
Recommended Reading ................................................................................... 41
2.4 Acoustics.................................................................................................... 43
2.4.1 Acoustics Safety Issues .................................................................... 43
2.4.2 Acoustic Requirements ................................................................... 43
2.4.3 Compliance and Verification........................................................... 50
2.4.4 Conclusions and Recommendations............................................... 51
Recommended Reading ................................................................................... 51
2.5 Radiation.................................................................................................... 52
2.5.1 Ionizing Radiation............................................................................ 52
2.5.2 Radio Frequency Radiation ............................................................. 67
Recommended Reading ................................................................................... 71
v
2.6 Natural and Induced Thermal Environments........................................... 72
2.6.1 Introduction to the Thermal Environment .................................... 72
2.6.2 Spacecraft Heat Transfer Considerations........................................ 72
2.6.3 The Natural Thermal Environment................................................. 73
2.6.4 The Induced Thermal Environment ............................................... 80
2.6.5 Other Lunar and Planetary Environment
Considerations ................................................................................. 85
2.7 Combined Environmental Effects ............................................................. 86
2.7.1 Introduction to Environmental Effects........................................... 86
2.7.2 Combined Environments................................................................. 87
2.7.3 Combined Effects ............................................................................ 88
2.7.4 Ground Testing for Space Simulation............................................. 92
References ........................................................................................................ 94
CHAPTER 3 Overview of Bioastronautics............................................. 105
3.1 Space Physiology ..................................................................................... 106
3.1.1 Muscular System ............................................................................ 106
3.1.2 Skeletal System .............................................................................. 107
3.1.3 Cardiovascular and Respiratory Systems ...................................... 108
3.1.4 Neurovestibular System................................................................. 110
3.1.5 Radiation ........................................................................................ 111
3.1.6 Nutrition ........................................................................................ 112
3.1.7 Immune System ............................................................................. 113
3.1.8 Extravehicular Activity .................................................................. 114
3.2 Short and Long Duration Mission Effects............................................... 115
3.2.1 Muscular System ............................................................................ 115
3.2.2 Skeletal System .............................................................................. 116
3.2.3 Cardiovascular and Respiratory Systems ...................................... 117
3.2.4 Neurovestibular System................................................................. 119
3.2.5 Radiation ........................................................................................ 120
3.2.6 Nutrition ........................................................................................ 121
3.2.7 Immune System ............................................................................. 121
3.2.8 Extravehicular Activity .................................................................. 122
3.3 Health Maintenance ................................................................................ 123
3.3.1 Preflight Preparation ..................................................................... 123
3.3.2 In-Flight Measures.......................................................................... 126
3.3.3 In-Flight Medical Monitoring......................................................... 139
3.3.4 Post-Flight Recovery ...................................................................... 142
3.4 Crew Survival .......................................................................................... 143
3.4.1 Overview of Health Threats in Spaceflight.................................. 143
3.4.2 Early Work...................................................................................... 144
vi Contents
3.4.3 Crew Survival on the Launch Pad, at Launch,
and During Ascent......................................................................... 145
3.4.4 On-Orbit Safe Haven and Crew Transfer...................................... 150
3.4.5 Entry, Landing, and Post-Landing.................................................. 150
3.5 Conclusion............................................................................................... 152
Acknowledgment ........................................................................................... 152
References ...................................................................................................... 153
CHAPTER 4 Basic Principles of Space Safety ..................................... 163
4.1 The Cause of Accidents .......................................................................... 163
4.2 Principles and Methods .......................................................................... 165
4.2.1 Hazard Elimination and Limitation ............................................... 165
4.2.2 Barriers and Interlocks.................................................................. 166
4.2.3 Fail-Safe Design .............................................................................. 167
4.2.4 Failure and Risk Minimization....................................................... 167
4.2.5 Monitoring, Recovery, and Escape ............................................... 169
4.2.6 Crew Survival Systems .................................................................. 169
4.3 The Safety Review Process ..................................................................... 170
4.3.1 Safety Requirements...................................................................... 170
4.3.2 The Safety Panels........................................................................... 171
4.3.3 The Safety Reviews ....................................................................... 171
4.3.4 Nonconformances ......................................................................... 173
References ...................................................................................................... 174
CHAPTER 5 Human Rating Concepts................................................... 175
5.1 Human Rating Defined............................................................................ 175
5.1.1 Human Rated Systems................................................................... 175
5.1.2 The NASA Human Rating and Process ......................................... 176
5.1.3 The Human Rating Plan ................................................................ 177
5.1.4 The NASA Human Rating Certification Process........................... 178
5.1.5 Human Rating in Commercial Human Spaceflight...................... 178
5.2 Human Rating Requirements and Approaches...................................... 179
5.2.1 Key Human Rating Technical Requirements................................ 179
5.2.2 Programmatic Requirements......................................................... 182
5.2.3 Test Requirements......................................................................... 183
5.2.4 Data Requirements ........................................................................ 184
Reference........................................................................................................ 184
CHAPTER 6 Life Support Systems Safety............................................. 185
6.1 Atmospheric Conditioning and Control................................................. 188
6.1.1 Monitoring Is the Key to Control................................................. 188
Contents vii
6.1.2 Atmospheric Conditioning............................................................ 190
6.1.3 Carbon Dioxide Removal .............................................................. 196
6.2 Trace Contaminant Control .................................................................... 198
6.2.1 Of Tight Buildings and Spacecraft Cabins.................................... 198
6.2.2 Trace Contaminant Control Methodology.................................... 201
6.2.3 Trace Contaminant Control Design Considerations .................... 209
6.3 Assessment of Water Quality in the Spacecraft Environment:
Mitigating Health and Safety Concerns .................................................. 211
6.3.1 Scope of Water Resources Relevant to Spaceflight ..................... 211
6.3.2 Spacecraft Water Quality and the Risk Assessment
Paradigm ........................................................................................ 212
6.3.3 Water Quality Monitoring ............................................................. 217
6.3.4 Conclusion and Future Directions................................................ 220
6.4 Waste Management ................................................................................. 220
6.5 Summary of Life Support Systems.......................................................... 221
References ...................................................................................................... 222
CHAPTER 7 Emergency Systems......................................................... 225
7.1 Space Rescue........................................................................................... 225
7.1.1 Legal and Diplomatic Basis ........................................................... 226
7.1.2 The Need for Rescue Capability................................................... 226
7.1.3 Rescue Modes and Probabilities ................................................... 229
7.1.4 Hazards in the Different Phases of Flight..................................... 231
7.1.5 Historic Distribution of Failures ................................................... 232
7.1.6 Historic Rescue Systems................................................................ 233
7.1.7 Space Rescue Is Primarily Self Rescue ......................................... 243
7.1.8 Limitations of Ground Based Rescue............................................ 247
7.1.9 The Crew Return Vehicle as a Study in
Space Rescue ................................................................................. 249
7.1.10 Safe Haven ................................................................................... 255
7.1.11 Conclusions ................................................................................. 256
7.2 Personal Protective Equipment .............................................................. 256
7.2.1 Purpose of Personal Protective Equipment ................................. 256
7.2.2 Types of Personal Protective Equipment ..................................... 257
References ...................................................................................................... 265
CHAPTER 8 Collision Avoidance Systems............................................ 267
8.1 Docking Systems and Operations........................................................... 268
8.1.1 Docking Systems as a Means for Spacecraft
Orbital Mating................................................................................ 268
viii Contents
8.1.2 Design Approaches Ensuring Docking Safety
and Reliability ................................................................................ 270
8.1.3 Design Features Ensuring the Safety and Reliability of
Russian Docking Systems.............................................................. 275
8.1.4 Analyses and Tests Performed for Verification of Safety and
Reliability of Russian Docking Systems ........................................ 278
Acknowledgment ........................................................................................... 280
8.2 Descent and Landing Systems ................................................................ 280
8.2.1 Parachute Systems ......................................................................... 281
8.2.2 Known Parachute Anomolies and Lessons Learned .................... 296
Acknowledgment ........................................................................................... 299
References ...................................................................................................... 299
CHAPTER 9 Robotic Systems Safety ................................................... 301
9.1 Generic Robotic Systems ........................................................................ 301
9.1.1 Controller and Operator Interface................................................ 302
9.1.2 Arms and Joints ............................................................................. 302
9.1.3 Drive System.................................................................................. 303
9.1.4 Sensors ........................................................................................... 303
9.1.5 End Effector ................................................................................... 303
9.2 Space Robotics Overview ....................................................................... 303
9.3 Identification of Hazards and Their Causes ........................................... 305
9.3.1 Electrical and Electromechanical Malfunctions ........................... 307
9.3.2 Mechanical and Structural Failures............................................... 307
9.3.3 Failure in the Control Path ........................................................... 307
9.3.4 Operator Error ............................................................................... 307
9.3.5 Other Hazards................................................................................ 307
9.4 Hazard Mitigation in Design ................................................................... 308
9.4.1 Electrical and Mechanical Design and Redundancy .................... 308
9.4.2 Operator Error ............................................................................... 308
9.4.3 System Health Checks................................................................... 308
9.4.4 Emergency Motion Arrest ............................................................. 309
9.4.5 Proximity Operations .................................................................... 309
9.4.6 Built in Test.................................................................................... 310
9.4.7 Safety Algorithms........................................................................... 310
9.5 Hazard Mitigation Through Training ...................................................... 310
9.6 Hazard Mitigation for Operations ........................................................... 312
9.7 Case Study: Understanding Canadarm2 and Space Safety..................... 313
9.7.1 The Canadarm2 ............................................................................. 313
9.7.2 Cameras.......................................................................................... 313
9.7.3 Force Moment Sensor ................................................................... 314
Contents ix
9.7.4 Training .......................................................................................... 315
9.7.5 Hazard Concerns and Associated Hazard Mitigation ................... 316
9.8 Summary .................................................................................................. 317
References ...................................................................................................... 318
CHAPTER 10 Meteoroid and Debris Protection .................................... 319
10.1 Risk Control Measures.......................................................................... 319
10.1.1 Maneuvering ..............................................................................319
10.1.2 Shielding ....................................................................................324
10.2 Emergency Repair Considerations for Spacecraft Pressure
Wall Damage ......................................................................................... 332
10.2.1 Balanced Mitigation of Program Risks......................................332
10.2.2 Leak Location System and Operational Design
Considerations ...........................................................................337
10.2.3 Ability to Access the Damaged Area ........................................337
10.2.4 Kit Design and Certification Considerations
(1 is too many, 100 are not enough) .......................................338
10.2.5 Recertification of the Repaired Pressure Compartment
for Use by the Crew..................................................................338
References ...................................................................................................... 339
CHAPTER 11 Noise Control Design ..................................................... 341
11.1 Introduction.......................................................................................... 341
11.2 Noise Control Plan ............................................................................... 341
11.2.1 Noise Control Strategy ..............................................................342
11.2.2 Acoustic Analysis.......................................................................344
11.2.3 Testing and Verification ............................................................344
11.3 Noise Control Design Applications ..................................................... 345
11.3.1 Noise Control at the Source .....................................................346
11.3.2 Path Noise Control ....................................................................348
11.3.3 Noise Control in the Receiving Space......................................353
11.3.4 Post-Design Noise Mitigation ....................................................355
11.4 Conclusions and Recommendations.................................................... 355
Recommended Reading ................................................................................. 356
References ...................................................................................................... 356
CHAPTER 12 Materials Safety............................................................ 359
12.1 Toxic Offgassing ................................................................................... 360
12.1.1 Materials Offgassing Controls ...................................................361
12.1.2 Materials Testing........................................................................362
x Contents
12.1.3 Spacecraft Module Testing ........................................................363
12.2 Stress-Corrosion Cracking .................................................................... 363
12.2.1 What Is Stress-Corrosion Cracking?..........................................364
12.2.2 Prevention of Stress-Corrosion Cracking..................................364
12.2.3 Testing Materials for Stress-Corrosion Cracking.......................366
12.2.4 Design for Stress-Corrosion Cracking.......................................368
12.2.5 Requirements for Spacecraft Hardware....................................369
12.2.6 Stress-Corrosion Cracking in Propulsion Systems....................371
12.3 Conclusions........................................................................................... 373
References ...................................................................................................... 373
CHAPTER 13 Oxygen Systems Safety .................................................. 375
13.1 Oxygen Pressure System Design.......................................................... 375
13.1.1 Introduction...............................................................................375
13.1.2 Design Approach.......................................................................377
13.1.3 Oxygen Compatibility Assessment Process..............................386
13.2 Oxygen Generators............................................................................... 392
13.2.1 Electrochemical Systems for Oxygen Production....................392
13.2.2 Solid Fuel Oxygen Generators (Oxygen Candles) ...................398
References ...................................................................................................... 401
CHAPTER 14 Avionics Safety ............................................................. 403
14.1 Introduction to Avionics Safety ........................................................... 403
14.2 Electrical Grounding and Electrical Bonding ...................................... 404
14.2.1 Defining Characteristics of an Electrical
Ground Connection ..................................................................405
14.2.2 Control of Electric Current.......................................................406
14.2.3 Electrical Grounds Can Be Signal Return Paths.......................406
14.2.4 Where and How Electrical Grounds Should
Be Connected ............................................................................406
14.2.5 Defining Characteristics of an Electrical Bond ........................408
14.2.6 Types of Electrical Bonds..........................................................408
14.2.7 Electrical Bond Considerations for
Dissimilar Metals........................................................................409
14.2.8 Electrical Ground and Bond Connections
for Shields ..................................................................................410
Recommended Reading ................................................................................. 410
14.3 Safety Critical Computer Control ........................................................ 411
14.3.1 Partial Computer Control..........................................................412
14.3.2 Total Computer Control: Fail Safe ............................................413
Contents xi
14.4 Circuit Protection: Fusing .................................................................... 414
14.4.1 Circuit Protection Methods.......................................................414
14.4.2 Circuit Protectors ......................................................................416
14.4.3 Design Guidance .......................................................................416
14.5 Electrostatic Discharge Control ........................................................... 417
14.5.1 Fundamentals.............................................................................418
14.5.2 Various Levels of Electrostatic Discharge Concern..................420
Recommended Reading ................................................................................. 426
14.6 Arc Tracking.......................................................................................... 428
14.6.1 A New Failure Mode .................................................................428
14.6.2 Characteristics of Arc Tracking.................................................431
14.6.3 Likelihood of an Arc Tracking Event........................................432
14.6.4 Prevention of Arc Tracking.......................................................432
14.6.5 Verification of Protection and Management
of Hazards ..................................................................................433
14.6.6 Summary ....................................................................................433
14.7 Corona Control in High Voltage Systems ............................................ 434
14.7.1 Associated Environments ..........................................................434
14.7.2 Design Criteria...........................................................................435
14.7.3 Verification and Testing ............................................................436
Recommended Reading ................................................................................. 437
14.8 Extravehicular Activity Considerations................................................ 437
14.8.1 Displays and Indicators Used in Space.....................................438
14.8.2 Mating and Demating of Powered Connectors........................438
14.8.3 Single Strand Melting Points .....................................................439
14.8.4 Battery Removal and Installation..............................................441
14.8.5 Computer or Operational Control of Inhibits..........................442
14.9 Spacecraft Electromagnetic Interference and
Electromagnetic Compatibility Control ............................................... 442
14.9.1 Electromagnetic Compatibility Needs for
Space Applications ....................................................................443
14.9.2 Basic Electromagnetic Compatibility Interactions
and a Safety Margin ...................................................................444
14.9.3 Mission Driven Electromagnetic Interference
Design: The Case for Grounding ..............................................445
14.9.4 Electromagnetic Compatibility Program
for Spacecraft.............................................................................446
14.10 Design and Testing of Safety Critical Circuits................................... 450
14.10.1 Safety Critical Circuits: Conducted Mode ..............................450
14.10.2 Safety Critical Circuits: Radiated Mode ..................................456
xii Contents
14.11 Electrical Hazards ............................................................................... 461
14.11.1 Introduction.............................................................................461
14.11.2 Electrical Shock .......................................................................461
14.11.3 Physiological Considerations...................................................462
14.11.4 Electrical Hazard Classification...............................................463
14.11.5 Leakage Current ......................................................................464
14.11.6 Bioinstrumentation..................................................................464
14.11.7 Electrical Hazard Controls ......................................................465
14.11.8 Verification of Electrical Hazard Controls ..............................468
14.11.9 Electrical Safety Design Considerations .................................468
14.12 Avionics Lessons Learned................................................................... 469
14.12.1 Electronic Design ....................................................................469
14.12.2 Physical Design........................................................................470
14.12.3 Materials and Sources..............................................................471
14.12.4 Damage Avoidance ..................................................................472
14.12.5 System Aspects ........................................................................472
References ...................................................................................................... 473
CHAPTER 15 Software System Safety ................................................. 475
15.1 Introduction.......................................................................................... 475
15.2 The Software Safety Problem............................................................... 476
15.2.1 System Accidents.......................................................................476
15.2.2 The Power and Limitations of Abstraction from
Physical Design..........................................................................477
15.2.3 Reliability Versus Safety for Software .......................................479
15.2.4 Inadequate System Engineering................................................482
15.2.5 Characteristics of Embedded Software.....................................484
15.3 Current Practice ................................................................................... 486
15.3.1 System Safety .............................................................................487
15.4 Best Practice ......................................................................................... 489
15.4.1 Management of Software-Intensive, Safety-Critical
Projects ......................................................................................490
15.4.2 Basic System Safety Engineering Practices and
Their Implications for Software Intensive Systems .................491
15.4.3 Specifications.............................................................................493
15.4.4 Requirements Analysis ..............................................................494
15.4.5 Model-Based Software Engineering and
Software Reuse ..........................................................................494
15.4.6 Software Architecture ...............................................................496
15.4.7 Software Design.........................................................................497
15.4.8 Design of Human-Computer Interaction..................................500
Contents xiii
15.4.9 Software Reviews ......................................................................501
15.4.10 Verification and Assurance......................................................502
15.4.11 Operations ...............................................................................503
15.5 Summary ............................................................................................... 503
References ...................................................................................................... 503
CHAPTER 16 Battery Safety................................................................ 507
16.1 Introduction.......................................................................................... 507
16.2 General Design and Safety Guidelines................................................. 508
16.3 Battery Types ........................................................................................ 508
16.4 Battery Models ...................................................................................... 509
16.5 Hazard and Toxicity Categorization..................................................... 509
16.6 Battery Chemistry................................................................................. 509
16.6.1 Alkaline Batteries.......................................................................509
16.6.2 Lithium Batteries .......................................................................512
16.6.3 Silver Zinc Batteries...................................................................523
16.6.4 Lead Acid Batteries....................................................................525
16.6.5 Nickel Cadmium Batteries ........................................................527
16.6.6 Nickel Metal Hydride Batteries .................................................528
16.6.7 Nickel Hydrogen Batteries ........................................................533
16.6.8 Lithium-Ion Batteries .................................................................535
16.7 Storage, Transportation, and Handling ................................................ 544
References ...................................................................................................... 545
CHAPTER 17 Mechanical Systems Safety ........................................... 549
17.1 Safety Factors ........................................................................................ 549
17.1.1 Types of Safety Factors .............................................................550
17.1.2 Safety Factors Typical of Human Rated
Space Programs .........................................................................551
17.1.3 Things That Influence the Choice of Safety Factors ...............551
17.2 Spacecraft Structures............................................................................ 551
17.2.1 Mechanical Requirements .........................................................552
17.2.2 Space Mission Environment and Mechanical Loads ................554
17.2.3 Project Overview: Successive Designs and Iterative
Verification of Structural Requirements ...................................557
17.2.4 Analytical Evaluations................................................................559
17.2.5 Structural Test Verification........................................................559
17.2.6 Spacecraft Structural Model Philosophy...................................561
17.2.7 Materials and Processes.............................................................562
17.2.8 Manufacturing of Spacecraft Structures ...................................564
Recommended Reading..................................................................................566
xiv Contents