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Analytic Number Theory A Tribute to Gauss and Dirichlet Part 5 doc
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Analytic Number Theory A Tribute to Gauss and Dirichlet Part 5 doc

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72 JORG BR ¨ UDERN AND TREVOR D. WOOLEY ¨

equation (6.1) is assured, and it is this observation that permits us to conclude that

St(m)  1.

Our discussion thus far permits us to conclude that when ∆ is a positive number

sufficiently small in terms of t, c and η, then for each m ∈ (ν3P3, P3] one has

Υt(m;M) > 2∆Pt−3. But Υt(m; [0, 1)) = Υt(m;M)+Υt(m; m), and so it follows

from (6.2) and (6.3) that for each n ∈ Et(P), one has

(6.6) |Υt(dn3; m)| > ∆Pt−3.

When n ∈ Et(P), we now define σn via the relation |Υt(dn3; m)| = σnΥt(dn3; m),

and then put

Kt(α) = 

n∈Et(P )

σne(−dn3α).

Here, in the event that Υt(dn3; m) = 0, we put σn = 0. Consequently, on abbrevi￾ating card(Et(P)) to Et, we find that by summing the relation (6.6) over n ∈ Et(P),

one obtains

(6.7) Et∆Pt−3 <

m

g(c1α)g(c2α)h(c3α)h(c4α)...h(ctα)Kt(α) dα.

An application of Lemma 6 within (6.7) reveals that

Et∆Pt−3  max

i=1,2

max

3≤j≤t

m

|g(ciα)

2h(cjα)

t−2Kt(α)| dα.

On making a trivial estimate for h(cjα) in case t > 6, we find by applying Schwarz’s

inequality that there are indices i ∈ {1, 2} and j ∈ {3, 4,...,t} for which

Et∆Pt−3 



sup

α∈m

|g(ciα)|



Pt−6T 1/2

1 T 1/2

2 ,

where we write

T1 =

1

0

|g(ciα)

2h(cjα)

4| dα and T2 =

1

0

|h(cjα)

4Kt(α)

2| dα.

The first of the latter integrals can plainly be estimated via (6.4), and a consid￾eration of the underlying Diophantine equation reveals that the second may be

estimated in similar fashion. Thus, on making use of the enhanced version of

Weyl’s inequality (Lemma 1 of [V86]) by now familiar to the reader, we arrive at

the estimate

Et∆Pt−3  (P3/4+ε)(Pt−6)(P3+ξ+ε)  Pt−2−2τ+2ε.

The upper bound Et ≤ P1−τ now follows whenever P is sufficiently large in terms

of t, c, η, ∆ and τ . This completes the proof of the theorem. 

We may now complete the proof of Theorem 2 for systems of type II. From

the discussion in §3, we may suppose that s ≥ 13, that 7 ≤ q0 ≤ s − 6, and that

amongst the forms Λi (1 ≤ i ≤ s) there are precisely 3 equivalence classes, one of

which has multiplicity 1. By taking suitable linear combinations of the equations

(1.1), and by relabelling the variables if necessary, it thus suffices to consider the

pair of equations

(6.8) a1x3

1 + ··· + arx3

r = d1x3

s,

br+1x3

r+1 + ··· + bs−1x3

s−1 = d2x3

s,

where we have written d1 = −as and d2 = −bs, both of which we may suppose to

be non-zero. We may apply the substitution xj → −xj whenever necessary so as to

PAIRS OF DIAGONAL CUBIC EQUATIONS 73

ensure that all of the coefficients in the system (6.8) are positive. Next write A and

B for the greatest common divisors of a1,...,ar and br+1,...,bs−1 respectively.

On replacing xs by ABy, with a new variable y, we may cancel a factor A from

the coefficients of the first equation, and likewise B from the second. There is

consequently no loss in assuming that A = B = 1 for the system (6.8).

In view of the discussion of §3, the hypotheses s ≥ 13 and 7 ≤ q0 ≤ s − 6

permit us to assume that in the system (6.8), one has r ≥ 6 and s − r ≥ 7. Let ∆

be a positive number sufficiently small in terms of ai (1 ≤ i ≤ r), bj (r + 1 ≤ j ≤

s − 1), and d1, d2. Also, put d = min{d1, d2}, D = max{d1, d2}, and recall that

ν = 16(c1+c2)η. Note here that by taking η sufficiently small in terms of d, we may

suppose without loss that νd−1/3 < 1

2D−1/3. Then as a consequence of Theorem 9,

for all but at most P1−τ of the integers xs with νPd−1/3 < xs ≤ PD−1/3 one has

Rr(d1x3

s; a) ≥ ∆Pr−3, and likewise for all but at most P1−τ of the same integers

xs one has Rs−r−1(d2x3

s; b) ≥ ∆Ps−r−4. Thus we see that

Ns(P) ≥ 

1≤xs≤P

Rr(d1x3

s; a)Rs−r−1(d2x3

s; b)

 (P − 2P1−τ )(Pr−3)(Ps−r−4).

The bound Ns(P)  Ps−6 that we sought in order to confirm Theorem 2 for type

II systems is now apparent.

The only remaining situations to consider concern type I systems with s ≥ 13

and 7 ≤ q0 ≤ s − 6. Here the simultaneous equations take the shape

(6.9)

a1x3

1 + ··· + ar−1x3

r−1 = d1x3

r,

br+1x3

r+1 + ··· + bs−1x3

s−1 = d2x3

s,

with r ≥ 7 and s − r ≥ 7. As in the discussion of type II systems, one may make

changes of variable so as to ensure that (a1,...,ar−1) = 1 and (br+1,...,bs−1) = 1,

and in addition that all of the coefficients in the system (6.9) are positive. But as

a direct consequence of Theorem 9, in a manner similar to that described in the

previous paragraph, one obtains

Ns(P) ≥ 

1≤xr≤P



1≤xs≤P

Rr−1(d1x3

r; a)Rs−r−1(d2x3

s; b)

 (P − P1−τ )

2(Pr−4)(Ps−r−4)  Ps−6.

This confirms the lower bound Ns(P)  Ps−6 for type I systems, and thus the

proof of Theorem 2 is complete in all cases.

7. Asymptotic lower bounds for systems of smaller dimension

Although our methods are certainly not applicable to general systems of the

shape (1.1) containing 12 or fewer variables, we are nonetheless able to generalise

the approach described in the previous section so as to handle systems containing at

most 3 distinct coefficient ratios. We sketch below the ideas required to establish

such conclusions, leaving the reader to verify the details as time permits. It is

appropriate in future investigations of pairs of cubic equations, therefore, to restrict

attention to systems containing four or more coefficient ratios.

Theorem 10. Suppose that s ≥ 11, and that (aj , bj ) ∈ Z2 \ {0} (1 ≤ j ≤ s)

satisfy the condition that the system (1.1) admits a non-trivial solution in Qp for

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