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Advanced decision making for HVAC engineers: Creating energy efficient smart buildings
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Javad Khazaii
Advanced
Decision
Making for
HVAC Engineers
Creating Energy E cient Smart
Buildings
Advanced Decision Making for HVAC Engineers
Javad Khazaii
Advanced Decision Making
for HVAC Engineers
Creating Energy Efficient Smart Buildings
Javad Khazaii
Engineering Department
Kennesaw State University (Marietta Campus)
Marietta, GA, USA
ISBN 978-3-319-33327-4 ISBN 978-3-319-33328-1 (eBook)
DOI 10.1007/978-3-319-33328-1
Library of Congress Control Number: 2016943323
© Springer International Publishing Switzerland 2016
This work is subject to copyright. All rights are reserved by the Publisher, whether the whole or part of
the material is concerned, specifically the rights of translation, reprinting, reuse of illustrations,
recitation, broadcasting, reproduction on microfilms or in any other physical way, and transmission
or information storage and retrieval, electronic adaptation, computer software, or by similar or
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The use of general descriptive names, registered names, trademarks, service marks, etc. in this
publication does not imply, even in the absence of a specific statement, that such names are exempt
from the relevant protective laws and regulations and therefore free for general use.
The publisher, the authors and the editors are safe to assume that the advice and information in this
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authors or the editors give a warranty, express or implied, with respect to the material contained
herein or for any errors or omissions that may have been made.
Printed on acid-free paper
This Springer imprint is published by Springer Nature
The registered company is Springer International Publishing AG Switzerland
To
Love of My Life Hengameh;
also to
My lovely mother Efat and distinguished
brother Dr. Ali.
Dad, I’ve missed you!
Preface
Every architect or engineer in his daily work routine faces different complicated
problems. Problems such as which material to specify, which system to select, what
controls algorithms to define, what is the most energy efficient solution for the
building design and which aspect of his project he should focus on more. Also,
managers in architectural and engineering firms, on a daily basis, face complicated
decisions such as what project to assign to which team, which project to pursue,
how to allocate time to each project to make the best overall results, which new
tools and methods to adopt, etc. Proper decision making is probably the single most
important element in running a successful business, choosing a successful strategy
and confronting any other problem. It is even more important when one is dealing
with complicated architectural and engineering problems. A proficient decision
maker can turn any design decision into a successful one, and any choice selection
into a promising opportunity to satisfy the targets of the problem question to the
fullest. The paradigm of decision theory is generally divided into two main subcategories. Descriptive and normative decision making methods are the focuses of
behavioural and engineering type sciences respectively. Since our focus in this
book is on HVAC and the energy engineering side of the decision making, our
discussions are pointed at normative type decision making and its associated tools
to assist decision makers in making proper decisions in this field. This is done by
applying available tools in decision making processes commonly known as decision analysis. Three generally accepted sub-categories of decision analysis are
decision making under uncertainty, multi-criteria decision making and decision
support systems. In the second half of this book I will attempt to present not only a
brief explanation of these three sub-categories and to single out some of the most
useful and advanced methods from each of these sub-categories, but I will also try
to put each of these advanced techniques in perspective by showing building,
HVAC and energy related applications in design, control and management of
each of these tools. Finally, I will depict the smart buildings of the future which
should be capable of autonomously executing these algorithms in order to operate
efficiently and intelligently, which is categorically different from the buildings that
vii
are currently and unsophisticatedly called as such. As it has always been my
strategy and similar to my previous work, I have made my maximum effort not to
bore the readers with too many details and general descriptions that the reader can
find in many available sources in which each method has been expressed in depth.
To the contrary I try to explain the subjects briefly but with enough depth to draw
the reader’s desire and attention towards the possibilities that these methods and
tools can generate for any responsible architect, HVAC and energy engineer. I have
provided numerous resources for studying the basics of each method in depth if the
reader becomes interested and thinks he can conjugate his own building related
problems with either one of these supporting methods for decision making. Even
though the material explained in the second half of the book can be very helpful for
any decision maker in any field, obviously my main targeted audience are the young
architects and HVAC engineers and students that I hope to expose to the huge
opportunities in this field. The goal is to make them interested in the topic and give
them the preliminary knowledge to pursue the perfection of the methods and in this
path advance the field in the right direction and with the most advanced available
methods.
In order to be able to describe these opportunities in the second part of the book,
I have dedicated the first part of this book to a general and brief review of the basics
of heat transfer science which have a major role in understanding HVAC and
energy issues, load calculations methods and deterministic energy modelling,
which are the basic tools towards understanding the energy consumption needs of
the buildings and also more importantly some of the highest energy consuming
applications in building, HVAC and energy engineering. This will help the reader to
quickly refresh his knowledge about the basic heat transfer concepts which are the
elementary required knowledge to understand HVAC and energy topics, learn more
about the essentials of load calculations methods and deterministic available energy
modelling tools in the market and of course learn about the big opportunities in high
energy consuming applications for utilization of the described decision making
tools in order to save energy as much as possible.
The most important challenge in the next few decades for our generation is to
generate enough clean energy to satisfy the needs of the growing population of the
world. Our buildings and their systems consume a large chunk of this energy and
therefore this fact positions us as architects and engineers in the centre of this
challenge. We will not be able to keep up with this tremendous responsibility if we
cannot make the correct decisions in our design approach. It is therefore the most
basic necessity for any architect, HVAC and energy engineer to familiarize himself
not only with the knowledge of his trade but also with the best available decision
making tools. I hope this book can help this community to get themselves more
familiar with some of the most advanced methods of decision making in order to
design the best and most energy efficient buildings.
Marietta, GA, USA Javad Khazaii
viii Preface
Acknowledgement
I would like to thank my father that is always in my memory for all he did for me.
I also want to thank my brother Dr. Ali Khazaei, my friend Dr. Reza Jazar and my
mentor Professor Godfried Augenbroe for their deep impacts on my scientific
achievements, and my Mom and my Wife for their endless love and support.
Furthermore I wish to extend my additional appreciation towards Dr. Ali
Khazaei for his continuous involvement in discussing, debating, and commenting
on different material presented in the book during the past 2 years without whose
input and help I could not be capable of completing this work.
Javad
ix
Contents
Part I Basics of Heat Transfer, Load Calculation,
and Energy Modeling
1 Heat Transfer in a Nutshell .............................. 3
Conduction ........................................... 4
Thermal Radiation ..................................... 7
Convection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
2 Load Calculations and Energy Modeling . . . . . . . . . . . . . . . . . . . 15
Load Calculations . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
Energy Modeling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
Part II High Energy Consuming HVAC Applications
3 Data Centers . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 33
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 37
4 Health-Care Facilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 39
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 44
5 Laboratories . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 45
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 49
6 Cleanrooms . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 51
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 56
7 Commercial Kitchen and Dining Facilities . . . . . . . . . . . . . . . . . . 57
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 61
xi
Part III Advanced Decision Making Strategies
8 Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 65
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 71
9 Analytical Hierarchy Process (AHP) . . . . . . . . . . . . . . . . . . . . . . . 73
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 85
10 Genetic Algorithm Optimization . . . . . . . . . . . . . . . . . . . . . . . . . . . 87
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
11 Pareto-Based Optimization . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
Pareto Domination . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
Use of Pareto Optimization and Multi-Objective
Genetic Algorithm in Energy Modeling . . . . . . . . . . . . . . . . . . . . . . . 109
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 115
12 Decision Making Under Uncertainty . . . . . . . . . . . . . . . . . . . . . . . . 117
Decision Making and Utility Function . . . . . . . . . . . . . . . . . . . . . . . . 117
Bayesian Rules . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 130
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 135
13 Agent-Based Modeling . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 137
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 143
14 Artificial Neural Network . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 145
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 155
15 Fuzzy Logic . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 166
16 Game Theory . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 167
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 176
Part IV Buildings of the Future
17 Buildings of the Future . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 179
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 183
Index . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 185
xii Contents
About the Author
Dr. Javad Khazaii holds a B.Sc. in Mechanical
Engineering from Isfahan University of Technology, an MBA with a concentration in computer
information systems form Georgia State University
and a PhD in Architecture with a major in building
technology and a minor in building construction
from Georgia Institute of Technology. He is a
registered engineer and a LEED accredited professional with more than two decades of professional
project management, design and energy modelling
experience. He has been an adjunct faculty in the
engineering department of Kennesaw State University (previously known as Southern Polytechnic
State University) since early 2011.
Dr. Khazaii has co-authored scientific articles and conference proceedings for
the ASME and IBPSA, and he was one of the original contributors to the State of
Qatar (Energy) Sustainability Assessment System (QSAS). His team was awarded
first place in the International Building Performance Simulation Association’s
(IBPSA) annual group competition while he was working on completing his PhD
degree.
His first book “Energy Efficient HVAC Design, An Essential Guide for Sustainable Building” was published by Springer in 2014 and immediately charged to the
Springer’s best sellers list in “Energy” category.
xiii